4,305,929 Units QUICKLOGIC CORPORATION (Common Stock, par value $0.001 per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 17th, 2009 • Quicklogic Corporation • Semiconductors & related devices • New York
Contract Type FiledNovember 17th, 2009 Company Industry JurisdictionQuickLogic Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the purchasers, pursuant to the terms of this Placement Agency Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the purchasers identified therein (each a “Purchaser” and collectively, the “Purchasers”), up to an aggregate of 4,305,929 units (the “Units”), with each Unit consisting of (i) one share (each, a “Share” and, collectively, the “Shares”) of the common stock, par value $0.001 per share (the “Common Stock”) of the Company and (ii) one warrant to purchase 0.75 shares of Common Stock (each a “Warrant” and, collectively, the “Warrants”). The terms and conditions of the Warrants are set forth in the form of Exhibit B hereto. The Units will not be issued or certificated. The Shares and Warrants are immediately separable and will be issued separately. The Shares issuable upon the exercise of
2,018,153 Units CELSION CORPORATION PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 28th, 2009 • Celsion CORP • Pharmaceutical preparations • New York
Contract Type FiledSeptember 28th, 2009 Company Industry Jurisdictioneighteen (18)-day period beginning on the issuance of the earnings release or the occurrence of the material news or material event.