Common Contracts

95 similar Underwriting Agreement contracts by Advisorone Funds, Copeland Trust, Miller Investment Trust, others

UNDERWRITING AGREEMENT between MUTUAL FUND SERIES TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • June 8th, 2022 • Mutual Fund Series Trust • Nebraska

THIS UNDERWRITING AGREEMENT (this “Agreement”) dated the 1st day of February, 2019 (the “Effective Date”), is entered into by and between MUTUAL FUND SERIES TRUST, an Ohio business trust, having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”). Capitalized terms used herein and not otherwise defined shall have the meaning prescribed to them in Section 16 of this Agreement.

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UNDERWRITING AGREEMENT
Underwriting Agreement • December 23rd, 2021 • Copeland Trust • New York

THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between COPELAND TRUST, a Delaware statutory trust, having its principal office and place of business at Eight Tower Bridge, 161 Washington Street, Suite 1325, Conshohocken, PA 19428 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT between BOYAR VALUE FUND, INC. and NORTHERN LIGHTS DISTRIBUTORS, LLC INDEX ATTACHED SCHEDULE(S)
Underwriting Agreement • March 10th, 2020 • Boyar Value Fund Inc • Nebraska

THIS UNDERWRITING AGREEMENT (this “Agreement”) dated the 1st day of July, 2019 (the “Effective Date”), is entered into by and between BOYAR VALUE FUND, INC., a Maryland corporation, having its principal office and place of business at 32 West 39th Street, 9th Floor, New York, New York 10018 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”). Capitalized terms used herein and not otherwise defined shall have the meaning prescribed to them in Section 16 of this Agreement.

Contract
Underwriting Agreement • February 28th, 2020 • Miller Investment Trust • Nebraska

[Certain identified information has been excluded from this exhibit because it is not material and would likely cause competitive harm to the registrant if publicly disclosed]

UNDERWRITING AGREEMENT
Underwriting Agreement • June 7th, 2019 • Northern Lights Fund Trust Iii • Nebraska

THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust, having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between TWO ROADS SHARED TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • April 24th, 2019 • Two Roads Shared Trust • Nebraska

THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust, having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • April 16th, 2019 • Advisorone Funds • Nebraska

THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • March 29th, 2019 • Northern Lights Fund Trust Ii • Nebraska

THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust, having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • March 29th, 2019 • Saratoga Advantage Trust • Arizona

THIS UNDERWRITING AGREEMENT effective as of the 1st day of February, 2019, by and between THE SARATOGA ADVANTAGE TRUST, a Delaware business trust, having its principal office and place of business at 1616 N. Litchfield Road, Suite 165, Goodyear, Arizona 85395 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between THE NORTH COUNTRY FUNDS and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • March 27th, 2019 • North Country Funds • Nebraska
UNDERWRITING AGREEMENT
Underwriting Agreement • March 25th, 2019 • Northern Lights Fund Trust IV • Nebraska

THIS UNDERWRITING AGREEMENT (this “Agreement”) dated the 1st day of February, 2019 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust, having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”). Capitalized terms used herein and not otherwise defined shall have the meaning prescribed to them in Section 16 of this Agreement.

UNDERWRITING AGREEMENT
Underwriting Agreement • March 21st, 2019 • Copeland Trust • New York

THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between COPELAND TRUST, a Delaware statutory trust, having its principal office and place of business at Eight Tower Bridge, 161 Washington Street, Suite 1325, Conshohocken, PA 19428 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • March 14th, 2019 • Advisorone Funds • Nebraska

THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • March 1st, 2019 • Miller Investment Trust • Nebraska
UNDERWRITING AGREEMENT
Underwriting Agreement • August 25th, 2017 • Advisorone Funds • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between Multi-Strategy Growth & Income Fund and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • June 28th, 2017 • Multi-Strategy Growth & Income Fund • Nebraska

THIS UNDERWRITING AGREEMENT is effective the 30th day of April, 2015, by and between Multi-Strategy Growth & Income Fund, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between TOTAL INCOME+ REAL ESTATE FUND and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • January 27th, 2017 • Total Income (Plus) Real Estate Fund • Nebraska

THIS UNDERWRITING AGREEMENT made the 30th day of April, 2015, by and between TOTAL INCOME+ REAL ESTATE FUND, a Delaware statutory trust having its principal office and place of business at 450 Wireless Blvd., Hauppauge, New York 11788 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT between MUTUAL FUND AND VARIABLE INSURANCE TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • July 5th, 2016 • Mutual Fund & Variable Insurance Trust • Nebraska

THIS UNDERWRITING AGREEMENT effective the 16th day of April, 2016, by and between MUTUAL FUND AND VARIABLE INSURANCE TRUST, a Delaware statutory trust, having its principal office and place of business at 2960 North Meridian Street, Suite 300, Indianapolis, Indiana 46208 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between PREDEX and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • April 28th, 2016 • Predex • Nebraska

THIS UNDERWRITING AGREEMENT effective the 7th day of April, 2016, by and between PREDEX, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Suite 2, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT between CENTERSTONE INVESTORS TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • April 18th, 2016 • Centerstone Investors Trust • Nebraska

THIS UNDERWRITING AGREEMENT (this “Agreement”) dated the 11th day of March, 2016 (the “Effective Date”), is entered into by and between CENTERSTONE INVESTORS TRUST, a Delaware statutory trust, having its principal office and place of business at 135 5th Avenue, New York, New York 10010 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”). Capitalized terms used herein and not otherwise defined shall have the meaning prescribed to them in Section 16 of this Agreement.

UNDERWRITING AGREEMENT
Underwriting Agreement • February 26th, 2016 • Miller Investment Trust • Nebraska
UNDERWRITING AGREEMENT Between VERTICAL CAPITAL INCOME FUND and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • December 17th, 2015 • Vertical Capital Income Fund • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between VERTICAL CAPITAL INCOME FUND, a Delaware statutory trust, having its principal office and place of business at 80 Arkay Drive, Suite 110, Hauppauge, NY 11788 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

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UNDERWRITING AGREEMENT
Underwriting Agreement • December 14th, 2015 • Copeland Trust • New York

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between COPELAND TRUST, a Delaware statutory trust, having its principal office and place of business at Eight Tower Bridge, 161 Washington Street, Suite 1325, Conshohocken, PA 19428 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • October 27th, 2015 • Americafirst Quantitative Funds • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between AmericaFirst Quantitative Funds, a Delaware statutory trust, having its principal office and place of business at 8150 Sierra College Boulevard, Suite 290, Roseville, CA 95661 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • October 23rd, 2015 • Mutual Fund Series Trust • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015 by and between MUTUAL FUND SERIES TRUST, an Ohio business trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • August 28th, 2015 • BlueArc Multi-Strategy Fund • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between BLUEARC MULTI-STRATEGY FUND, a Delaware business trust, having its principal office and place of business at One Buckhead Plaza, 3060 Peachtree Road, Suite 1650, Atlanta, Georgia 30305 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • August 27th, 2015 • Advisorone Funds • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • August 27th, 2015 • Advisorone Funds • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between HAYS SERIES TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • August 14th, 2015 • Hays Series Trust • Nebraska

THIS UNDERWRITING AGREEMENT effective the 16th day of June, 2015, by and between HAYS SERIES TRUST, a Delaware statutory trust (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • August 14th, 2015 • Northern Lights Fund Trust IV • Nebraska

THIS UNDERWRITING AGREEMENT (this “Agreement”) dated the 29th day of July, 2015 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”). Capitalized terms used herein and not otherwise defined shall have the meaning prescribed to them in Section 16 of this Agreement.

UNDERWRITING AGREEMENT
Underwriting Agreement • August 12th, 2015 • Two Roads Shared Trust • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between NILE CAPITAL INVESTMENT TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • July 29th, 2015 • Nile Capital Investment Trust • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between NILE CAPITAL INVESTMENT TRUST, a Delaware business trust, having its principal office and place of business at 116 Village Boulevard, Suite 306, Princeton, New Jersey 08540 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT
Underwriting Agreement • July 28th, 2015 • Neiman Funds • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between NEIMAN FUNDS, an Ohio statutory trust, having its principal office and place of business at 6631 Main Street, Williamsville, New York 14221 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLC
Underwriting Agreement • July 27th, 2015 • Northern Lights Fund Trust • Nebraska

THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

INDEX ATTACHED SCHEDULES
Underwriting Agreement • July 24th, 2015 • Morgan Creek Series Trust • Delaware

THIS UNDERWRITING AGREEMENT (this “Agreement”) is effective the 30th day of April, 2015 by and between MORGAN CREEK SERIES TRUST, a Delaware statutory trust, having its principal office and place of business at 301 West Barbee Chapel Road, Chapel Hill, NC 27517 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).

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