THE NORTH COUNTRY FUNDS, FORM OF INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT is made as of the ___ day of ________, 2000, by and between THE NORTH COUNTRY FUNDS, a Massachusetts business trust (the "Trust") on behalf of its series...Investment Advisory Agreement • September 13th, 2000 • North Country Funds • Massachusetts
BETWEENDistribution Agreement • March 28th, 2003 • North Country Funds • New York
ARTICLE II APPOINTMENT OF CUSTODIAN; ACCOUNTS; REPRESENTATIONS AND WARRANTIESCustody Agreement • March 28th, 2003 • North Country Funds • New York
BETWEENTransfer Agency Agreement • September 13th, 2000 • North Country Funds • New York
UNDERWRITING AGREEMENT Between THE NORTH COUNTRY FUNDS and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • March 27th, 2019 • North Country Funds • Nebraska
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • September 13th, 2000 • North Country Funds • New York
UNDERWRITING AGREEMENT Between THE NORTH COUNTRY FUNDS and AQUARIUS FUND DISTRIBUTORS, LLCUnderwriting Agreement • March 26th, 2004 • North Country Funds • Nebraska
AGREEMENT made this 2nd day of February, 2004 , by and between THE NORTH COUNTRY FUNDS, a Massachusetts business trust, having its principal office and place of business at 250 Glen Street, Glens Falls, New York 12801 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC , a Nebrask a limited liability company, having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
ORBITEX Group of Funds, ORBITEX Management, Inc., Clarke Lanzen Skalla Investment Firm, Inc. and ORBITEX Funds Distributor, Inc. --------------------- ----------------------------------------------------------- CODE OF ETHICS PURSUANT TO RULE 17J-1 OF...Code of Ethics • March 28th, 2003 • North Country Funds
BETWEENAdministration & Accounting Service Agreement • September 13th, 2000 • North Country Funds • New York
ADMINISTRATION & FUND ACCOUNTING SERVICES AGREEMENTAdministration & Fund Accounting Services Agreement • March 30th, 2007 • North Country Funds • New York
AGREEMENT made this 3rd day of January, 2001, as revised February 3, 2004 and January 23, 2007, by and among The North Country Funds, a Massachusetts business trust, having its principal office and place of business at 250 Glen Street, Glens Falls, NY 12801 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at the 450 Wireless Boulevard, Hauppauge New York 11788 (“GFS”).
BY-LAWS OF THE NORTH COUNTRY FUNDSBy-Laws • September 13th, 2000 • North Country Funds
ARTICLE ITrust Agreement • September 13th, 2000 • North Country Funds • Massachusetts
CONSULTING AGREEMENTConsulting Agreement • March 27th, 2019 • North Country Funds • New York
This Consulting Agreement (the “Agreement”) is effective October 1, 2013 between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 80 Arkay Drive, Suite 110, Hauppauge, New York 11788 ("NLCS”), and THE NORTH COUNTRY FUNDS, a registered investment company organized as a Massachusetts business trust, located at 250 Glen Street, Glen Falls, New York 12801 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a “Fund” and collectively “Funds”). This Agreement supersedes and replaces the existing consulting agreement between parties.
FUND SERVICES AGREEMENT betweenFund Services Agreement • March 27th, 2019 • North Country Funds • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) effective as of the 1st day of February, 2010 by and between THE NORTH COUNTRY FUNDS, a Massachusetts business trust having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • March 26th, 2013 • North Country Funds
This amendment is made as of the 1st day of December, 2012, to the Custody Agreement dated November 12, 2002 (the “Agreement”), between The Bank of New York Mellon (fka The Bank of New York) and The North Country Funds, a copy of which is attached.
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • March 26th, 2004 • North Country Funds • New York
AGREEMENT made this 3rd day of January, 2001, and revised February 3, 2004, by and between The North Country Funds, a Massachusetts business trust, having its principal office and place of business at 250 Glen Street, Glens Falls, NY 12801 (the “Trust”), and Gemini Fund Services, LLC, (formerly, “American Data Services, Inc.”), a New York corporation having its principal office and place of business at the Hauppauge Corporate Center, 150 Motor Parkway, Suite 109, Hauppauge, New York 11788 (“GFS”).
FOURTH AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • March 27th, 2020 • North Country Funds
THIS FOURTH Amendment TO FUND SERVICES AGREEMENT (this “Amendment”) is effective as of January 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and The North Country Funds, a Massachusetts business trust (the “Trust”).
BY-LAWS OF THE NORTH COUNTRY FUNDSBy-Laws • March 30th, 2007 • North Country Funds
CONSULTING AGREEMENTConsulting Agreement • March 29th, 2022 • North Country Funds • New York
This Consulting Agreement (the “Agreement”) is effective January 1, 2022 between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 80 Arkay Drive, Suite 110, Hauppauge, New York 11788 ("NLCS”), and THE NORTH COUNTRY FUNDS, a registered investment company organized as a Massachusetts business trust, located at 250 Glen Street, Glen Falls, New York 12801 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a “Fund” and collectively “Funds”). This Agreement supersedes and replaces the existing consulting agreement between parties.
FUND SERVICES AGREEMENT betweenFund Services Agreement • March 29th, 2022 • North Country Funds • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) effective as of the 19th day of October, 2021 by and between THE NORTH COUNTRY FUNDS, a Massachusetts business trust having its principal office and place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022-3474 (the "Trust") and ULTIMUS FUND SOLUTIONS, LLC, an Ohio limited liability company having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“UFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
SECOND AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • March 27th, 2019 • North Country Funds
THIS SECOND AMENDMENT TO FUND SERVICES AGREEMENT (this “Amendment”) is effective as of June 1, 2018, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and The North Country Funds, a Massachusetts business trust (the “Trust”).
THIRD AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • March 27th, 2020 • North Country Funds
THIS THIRD AMENDMENT TO FUND SERVICES AGREEMENT (this “Amendment”)is effective as of April 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and The North Country Funds, a Massachusetts business trust (the “Trust”).
ADMINISTRATION & FUND ACCOUNTING SERVICES AGREEMENTServices Agreement • March 27th, 2008 • North Country Funds • New York
AGREEMENT made this 3rd day of January, 2001, as revised February 3, 2004 and January 23, 2007, by and among The North Country Funds, a Massachusetts business trust, having its principal office and place of business at 250 Glen Street, Glens Falls, NY 12801 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at the 450 Wireless Boulevard, Hauppauge New York 11788 (“GFS”).
