EX-99.23.l SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORSSubscription Agreement • July 11th, 2006 • Catalyst Funds
The undersigned (the "Purchaser") hereby subscribes to purchase a beneficial interest ("Interest") of the Catalyst Value Fund, a series of the Catalyst Funds, in the amount of $100,000 for 10,000 shares at net asset value of $10.00per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $100,000.
Ex 23(d)(iii) Letter Agreement To: Catalyst Funds 630 Fitzwatertown Road Building A, 2nd Floor Willow Grove, PA 19090 Dear Board Members: You have engaged us to act as the sole investment adviser to the Catalyst Value Fund and the Catalyst Alternative...Letter Agreement • July 11th, 2006 • Catalyst Funds
You have engaged us to act as the sole investment adviser to the Catalyst Value Fund and the Catalyst Alternative Strategy Fund (each, a "Fund", collectively, the "Funds") pursuant to a Management Agreement dated as of __________, 2006 (the "Agreement").
Catalyst Funds DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (the "Agreement") is made as of the 28th day of April 2006 by and among Catalyst Funds (the "Fund"), an Ohio Business Trust, Catalyst Capital Advisors, LLC, (the "Adviser"), a New York...Distribution Agreement • July 11th, 2006 • Catalyst Funds • New York
CUSTODY AGREEMENT BETWEEN THE HUNTINGTON NATIONAL BANK AND THE CATALYST FUNDSCustody Agreement • July 11th, 2006 • Catalyst Funds • Ohio
By-Laws of Catalyst Funds ARTICLE 1 Agreement and Declaration of Trust and OfficesCatalyst Funds • March 17th, 2006
CUSTODY AGREEMENTCustody Agreement • July 27th, 2018 • Mutual Fund Series Trust • New York
THIS AGREEMENT is made and entered as of the last date written below, by and between the Mutual Fund Series Trust, an Ohio business trust (the “Trust”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
MANAGEMENT AGREEMENTManagement Agreement • November 19th, 2019 • Mutual Fund Series Trust • New York
The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors.
UNDERWRITING AGREEMENT between MUTUAL FUND SERIES TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • June 8th, 2022 • Mutual Fund Series Trust • Nebraska
THIS UNDERWRITING AGREEMENT (this “Agreement”) dated the 1st day of February, 2019 (the “Effective Date”), is entered into by and between MUTUAL FUND SERIES TRUST, an Ohio business trust, having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”). Capitalized terms used herein and not otherwise defined shall have the meaning prescribed to them in Section 16 of this Agreement.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 28th, 2023 • Mutual Fund Series Trust • New York
This SUB-ADVISORY AGREEMENT, effective as of December 31, 2022 between AlphaCentric Advisors LLC, a Delaware limited liability corporation (the "Adviser"), and Garrison Point Capital LLC, a Delaware limited liability corporation (the “Sub-Adviser”).
FUND SERVICES AGREEMENT between MUTUAL FUND SERIES TRUST andFund Services Agreement • June 28th, 2013 • Mutual Fund Series Trust • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) effective as of the 30th day of April, 2012, by and between MUTUAL FUND SERIES TRUST, an Ohio business trust having its principal office and place of business at 630 Fitzwatertown Rd., Building A, 2nd Floor, Willow Grove, PA 19090 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Suite 2, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
CUSTODY AGREEMENTCustody Agreement • October 3rd, 2013 • Mutual Fund Series Trust • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of August 28, 2013, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and MUTUAL FUND SERIES TRUST, a business trust formed under the laws of the State of Ohio (“Trust”).
INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • July 11th, 2006 • Catalyst Funds • New York
CATALYST FUNDS AGREEMENT AND DECLARATION OF TRUST FEBRUARY 27, 2006 CATALYST FUNDS AGREEMENT AND DECLARATION OF TRUST TABLE OF CONTENTS ARTICLE I NAME AND DEFINITIONS .......................................... 1 Section 1.1. Name and Principal Office...Catalyst Funds • March 17th, 2006 • Ohio
DISTRIBUTION AGREEMENT Mutual Fund Series TrustDistribution Agreement • December 30th, 2011 • Mutual Fund Series Trust • New York
THIS DISTRIBUTION AGREEMENT (the "Agreement") is made as of the 29th day of November, 2011 by and among the Mutual Fund Series Trust (the “Fund”), an Ohio Business Trust, on behalf of its separate series as listed on Schedule A to this Agreement, Vista Research and Management, LLC (the "Adviser"), a New York Limited Liability Company and Matrix Capital Group (the "Distributor"), a New York corporation.
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • December 7th, 2015 • Mutual Fund Series Trust • New York
This Compliance Services Agreement (the “Agreement”) is dated as of November 18, 2015 (the “Effective Date”), between Mutual Fund Series Trust, an Ohio business trust, (the “Trust”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
MUTUAL FUND SERIES TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT SIGNALPOINT GLOBAL ALPHA FUNDAnd Security Agreement • January 28th, 2014 • Mutual Fund Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of November, 2013, by and between MUTUAL FUND SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of the SignalPoint Global Alpha Fund (the “Fund”), a series of the Trust, and SignalPoint Capital Management, LLC (the “Advisor”), the advisor of the Fund.
CATALYST FUNDSInvestment Company Services Agreement • December 22nd, 2010 • Catalyst Funds • Ohio
This AGREEMENT, dated as of the 1ST day of December 2010, by and between the Catalyst Funds (the “Fund”), a statutory business trust operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Ohio and Matrix 360 Administration LLC (“Matrix”), a Limited Liability Company duly organized under the laws of the State of Delaware (collectively, the "Parties").
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 10th, 2022 • Mutual Fund Series Trust • New York
This SUB-ADVISORY AGREEMENT, between Catalyst Capital Advisors LLC, a New York limited liability company (the "Adviser"), and Teza Capital Management LLC, a Delaware limited liability company (the “Sub-Adviser”).
TRADING ADVISORY AGREEMENTTrading Advisory Agreement • August 31st, 2018 • Mutual Fund Series Trust • New York
This AGREEMENT is made as of the 1st day of April 2018, by and between Caddo Capital Management, LLC, a Delaware limited liability company, located at 1 Sansome Street, Suite 3500, San Francisco, CA 94104 (the “Trader”), and Catalyst Capital Advisors LLC, a New York limited liability company located at 36 North New York Avenue, Huntington, NY 11743 (the “Adviser”). The Adviser and the Trader are each and individually a “Party” and collectively the “Parties.”
CUSTODIAN AGREEMENTPrivate Investment Company • January 24th, 2024 • Mutual Fund Series Trust • New York
THIS AGREEMENT is made and effective as of the last date written below, by and between CAEMAF FUND LIMITED, an exempted Cayman Islands company with limited liability (the “Company”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
MANAGEMENT AGREEMENTManagement Agreement • December 23rd, 2019 • Mutual Fund Series Trust • New York
The Company has been incorporated as an exempted company with limited liability in the Cayman Islands to engage in business as an open-end management investment company. The Company currently has one series of participating shares, which are offered solely to the Catalyst/Teza Algorithmic Allocation Income Fund, a series of Mutual Fund Series Trust.
UNDERWRITING AGREEMENT Schedule A Amended as of August 16, 2017Underwriting Agreement • September 25th, 2017 • Mutual Fund Series Trust
AMENDED AND RESTATED MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • January 27th, 2023 • Mutual Fund Series Trust • New York
This AGREEMENT is made and entered into as of this 16th day of August, 2022 by and between Mutual Fund Series Trust, an Ohio business trust, having its principal office and place of business at 4221 North 203rd Street, Suite 100, Elkhorn Nebraska 68022 (the “Trust”) and MFund Services LLC, a Delaware limited liability company with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 5th, 2020 • Mutual Fund Series Trust • New York
This SUB-ADVISORY AGREEMENT, between Catalyst Capital Advisors LLC, a New York limited liability company (the "Adviser"), and Warrington Asset Management LLC, a Delaware limited liability company (the “Sub-Adviser”) is dated as of January 27, 2020 (the “Effective Date”).
UNDERWRITING AGREEMENT Schedule A Amended as of February 23, 2015Underwriting Agreement • March 31st, 2015 • Mutual Fund Series Trust
MUTUAL FUND SERIES TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LISTED PRIVATE EQUITY PLUS FUNDAnd Security Agreement • October 23rd, 2014 • Mutual Fund Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1st day of November, 2014, by and between MUTUAL FUND SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of the Listed Private Equity Plus Fund, (the “Fund”), a series of the Trust, Vista Research and Management, LLC (the “Advisor”), the advisor of the Fund and Steven R. Samson (the “Adviser Principal”).
CATALYST FUNDS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT AMERICA FIRST FUNDSAnd Security Agreement • June 29th, 2010 • Catalyst Funds • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of May, 2010, by and between CATALYST FUNDS, an Ohio business trust (the “Trust”), on behalf of the AmericaFirst Quantitative Strategies Fund, the AmericaFirst Absolute Return Fund and the AmericaFirst Income Trends Fund (each a “Fund” and together the “Funds”), each a series of the Trust, and America First Capital Management, LLC (the “Advisor”), the advisor of the Funds.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 1st, 2020 • Mutual Fund Series Trust • New York
WHEREAS, the Adviser acts as an investment adviser to the EAVOL NASDAQ-100 Volatility Overlay Fund (the “Fund”), a series of Mutual Fund Series Trust, an Ohio business trust (the "Trust"), pursuant to a Management Agreement dated as of July 31, 2006, as amended (the "Management Agreement");
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • January 27th, 2023 • Mutual Fund Series Trust • New York
This Amended and Restated Compliance Services Agreement (the “Agreement”) is dated as of August 16, 2022 (the “Effective Date”), between Mutual Fund Series Trust, an Ohio business trust (the “Trust”) and MFund Services LLC, a Delaware limited liability company with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
CATALYST FUNDS SUB-ADVISORY AGREEMENTCatalyst Funds Sub-Advisory Agreement • February 29th, 2008 • Catalyst Funds • New York
SUB-ADVISORY AGREEMENT, dated as of September 28, 2007, between Catalyst Capital Advisors LLC, a New York limited liability corporation (the "Adviser"), and PROACTIVE Money Management, Inc., a Missouri corporation (the "Sub-Adviser").
MUTUAL FUND SERIES TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTMutual Fund Series Trust Operating Expenses Limitation • June 3rd, 2014 • Mutual Fund Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1st day of April, 2014, by and between MUTUAL FUND SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of the Funds listed on Appendix A (each a, “Fund” and, collectively, the Funds), series of the Trust, and Donald L. Hagan, LLC also know as Day Hagan Asset Management (the “Advisor”), the advisor of the Fund.
CATALYST FUNDS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT COMPASS EMP FUNDSAnd Security Agreement • December 30th, 2009 • Catalyst Funds • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 30th day of December, 2009, by and between CATALYST FUNDS, an Ohio business trust (the “Trust”), on behalf of the Compass EMP Conservative to Moderate Fund, Compass EMP Long-Term Growth Fund and Compass EMP Alternative Investment Fund (each a “Fund” and together the “Funds”), each a series of the Trust, and Compass Advisory Group, LLC (the “Advisor”), the advisor of the Funds.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 24th, 2024 • Mutual Fund Series Trust
The Company has been incorporated as an exempted company with limited liability in the Cayman Islands to engage in business as an open-end management investment company. The Company currently has one series of participating shares, which are offered solely to the Catalyst/Aspect Enhanced Multi-Asset Fund (the "Fund"), a series of Mutual Fund Series Trust.
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATIONAgreement and Plan of Reorganization and Termination • December 31st, 2012 • Compass EMP Funds Trust • New York
THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Agreement”) is made as of ________ __, 2013, among COMPASS EMP FUNDS TRUST, a Delaware statutory trust, with its principal place of business at c/o Gemini Fund Services, LLC, 4020 South 147th Street, Suite 2, Omaha, Nebraska 68137 (“New Trust”), on behalf of each segregated portfolio of assets (“series”) thereof listed under the heading “New Funds” on Schedule A attached hereto (“Schedule A”) (each, a “New Fund”); MUTUAL FUND SERIES TRUST, an Ohio business trust, with its principal place of business at c/o Gemini Fund Services, LLC, 4020 South 147th Street, Suite 2, Omaha, Nebraska 68137 (“Old Trust”), on behalf of each series thereof listed under the heading “Old Funds” on Schedule A (each, an “Old Fund”); and, solely for purposes of paragraphs 5.7, 5.8 and 6, COMPASS EFFICIENT MODEL PORTFOLIOS, LLC, investment adviser to the New Funds and Old Funds (“Compass EMP”). (Each of New Trust and Old Trust is sometimes referred to he
UNDERWRITING AGREEMENT Schedule AUnderwriting Agreement • September 28th, 2012 • Mutual Fund Series Trust
IN WITNESS WHEREOF, the parties hereto have caused this amendment to Schedule A of the Underwriting Agreement between Mutual Fund Series Trust and Northern Lights Distributors, LLC to be executed in their names and on their behalf by and through their duly authorized persons, effective as of the day and year first above written.
