Common Contracts
1 similar Securities Control Agreement contracts
ContractSecurities Control Agreement • October 22nd, 2014 • Ontario
SECURITIES CONTROL AGREEMENT NOTE: (1) not required if your Dealer is a Managing General Agency; (2) if your Dealer is not an Introducing Dealer for B2B Bank Financial Services Inc., B2B Bank Securities Services Inc., or B2B Bank Intermediary Services Inc., please contact Client Services at 1.800.263.8349 to determine whether a securities control agreement is available for your Dealer. Schedule A Section 9.19 SECURITIES CONTROL AGREEMENTA M O N G: B2B Bank(hereinafter called the “Secured Party”) AND: (hereinafter called the “Client”) AND: B2B Bank Financial Services Inc., B2B Bank Securities Services Inc., and B2B Bank Intermediary Services Inc.(hereinafter called the “Company”) WHEREAS the Client is, or will become, the owner of certain securities, securities entitlements, financial assets and other items and property held in an account or accounts with the Company (the “Accounts”); WHEREAS the Secured Party has, or will have, under the terms of a hypothec, pledge or security agree
