SECURITIES CONTROL AGREEMENTSecurities Control Agreement • November 22nd, 2023
FORM OF SECURITIES CONTROL AGREEMENTSecurities Control Agreement • August 13th, 2012 • New York
Pursuant to the Loan and Security Agreement, dated as of MONTH● DAY●, YEAR● (the "Loan Agreement"), made by BORROWER LEGAL NAME●, a BORROWER ENTITY TYPE● (the "Borrower"), [ and the other Pledgors parties thereto ] in favor of LENDER LEGAL NAME●, as collateral agent (in such capacity, the "Collateral Agent") for the one or more banks, financial institutions and other entities (the "Lenders") from time to time parties to the Loan Agreement, dated as of MONTH● DAY● , YEAR● (as amended, supplemented, modified or restated from time to time, the "Loan Agreement"), among the Borrower, the Collateral Agent, and the Lenders, the Collateral Agent (hereinafter the "Customer") hereby establishes with [Securities Intermediary] (hereinafter the "Securities Intermediary") a Securities Account entitled “LENDER LEGAL NAME●, as Collateral Agent under the Loan Agreement, dated as of MONTH● DAY● , YEAR● " (together with any other separate accounts from time to time established by the Securities Intermedi
ContractSecurities Control Agreement • October 22nd, 2014 • Ontario
SECURITIES CONTROL AGREEMENT NOTE: (1) not required if your Dealer is a Managing General Agency; (2) if your Dealer is not an Introducing Dealer for B2B Bank Financial Services Inc., B2B Bank Securities Services Inc., or B2B Bank Intermediary Services Inc., please contact Client Services at 1.800.263.8349 to determine whether a securities control agreement is available for your Dealer. Schedule A Section 9.19 SECURITIES CONTROL AGREEMENTA M O N G: B2B Bank(hereinafter called the “Secured Party”) AND: (hereinafter called the “Client”) AND: B2B Bank Financial Services Inc., B2B Bank Securities Services Inc., and B2B Bank Intermediary Services Inc.(hereinafter called the “Company”) WHEREAS the Client is, or will become, the owner of certain securities, securities entitlements, financial assets and other items and property held in an account or accounts with the Company (the “Accounts”); WHEREAS the Secured Party has, or will have, under the terms of a hypothec, pledge or security agree
SECURITIES CONTROL AGREEMENTSecurities Control Agreement • August 7th, 2014 • Kleangas Energy Technologies, Inc. • Motor vehicle parts & accessories • Utah
This SECURITIES CONTROL AGREEMENT (this “Agreement”) is made and entered into as of July 22, 2014, by and among KLEANGAS ENERGY TECHNOLOGIES, INC., a Delaware corporation (“Pledgor”), and JERRY HANSEN, an individual residing in the State of Utah (“Jerry Hansen”), TRACY JOHNSON, an individual residing in the State of Utah (“Tracy Johnson”), and the PI FUND, a donor advised fund (collectively herein, severally and not jointly “Secured Party”), and FIBER RECOVERY, INC., a Wisconsin corporation (the “Company”). Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to such terms in that certain Security Agreement of even date herewith, entered into by Pledgor and Secured Party and the Company. (the “Security Agreement”). Pledgor, Secured Party and the Company are referred to collectively herein as the “Parties” and sometimes individually as a “Party.” All references herein to the “UCC” shall mean the Uniform Commercial Code as in effect in the S
