Common Contracts
14 similar Underwriting Agreement contracts by B. Riley Financial, Inc., Harrow Health, Inc., Ladenburg Thalmann Financial Services Inc., Cryo Cell International Inc
CRYO-CELL INTERNATIONAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 28th, 2022 • Cryo Cell International Inc • Services-misc health & allied services, nec • New York
Cryo-Cell International, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters on Schedule A hereto (the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), $[ ],000,000 aggregate principal amount of [ ]% Senior Notes due 202[ ] (the “Firm Notes”). In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional $[ ],000,000 aggregate principal amount of [ ]% Senior Notes due 2026 (the “Additional Notes”). The Firm Notes and, if and to the extent such option is exercised, the Additional Notes are hereinafter collectively referred to as the “Notes.”
ContractUnderwriting Agreement • December 3rd, 2021 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture”), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture”), the Second Supplemental Indenture dated as of September 23, 2019 (the “Second Supplemental Indenture”), the Third Supplemental Indenture dated as of February 12, 2020 (the “Third Supplemental Indenture”), the Fourth Supplemental Indenture dated as of January 25, 2021 (the “Fourth Supplemental Indenture”), the Fifth Supplemental Indenture dated as of March 29, 2021 (the “Fifth Supplemental Indenture”), and the Sixth Supplemental Indenture dated as of August 6, 2021 (the “Sixth Supplemental Indenture”), and the Seventh Supplemental Indenture, to be dated as of December 3, 2021 (the “Seventh Supplemental Indenture,” and together with the Base Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indentur
HARROW HEALTH, INC. 8.625% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2021 • Harrow Health, Inc. • Pharmaceutical preparations • New York
HARROW HEALTH, INC. 8.625% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • April 20th, 2021 • Harrow Health, Inc. • Pharmaceutical preparations • New York
ContractUnderwriting Agreement • March 29th, 2021 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture”), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture”), the Second Supplemental Indenture dated as of September 23, 2019 (the “Second Supplemental Indenture”), the Third Supplemental Indenture dated as of February 12, 2020 (the “Third Supplemental Indenture”), the Fourth Supplemental Indenture dated as of January 25, 2021 (the “Fourth Supplemental Indenture”) and the Fifth Supplemental Indenture to be dated as of March 29, 2021 (the “Fifth Supplemental Indenture”, and together with the Base Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, and the Fourth Supplemental Indenture, the “Indenture”), between the Company and The Bank of New York Mellon National Association, as trustee (the “Trustee”). The Notes will be issued to Cede & Co., as nominee of the Depository Trust Compan
ContractUnderwriting Agreement • January 25th, 2021 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture”), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture”), the Second Supplemental Indenture dated as of September 23, 2019 (the “Second Supplemental Indenture”), the Third Supplemental Indenture to be dated as of February 12, 2020 (the “Third Supplemental Indenture”) and the Fourth Supplemental Indenture to be dated as of January 25, 2021 (the “Fourth Supplemental Indenture” and together with the Base Indenture, the First Supplemental Indenture, the Second Supplemental Indenture and the Third Supplemental Indenture, the “Indenture”), between the Company and The Bank of New York Mellon National Association, as trustee (the “Trustee”). The Notes will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) to be dated on or prior to the Closing Date (as d
ContractUnderwriting Agreement • February 12th, 2020 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture”), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture”), the Second Supplemental Indenture dated as of September 23, 2019 (the “Second Supplemental Indenture”) and the Third Supplemental Indenture to be dated as of February 12, 2020 (the “Third Supplemental Indenture” and together with the Base Indenture, the First Supplemental Indenture and the Second Supplemental Indenture, the “Indenture”), between the Company and The Bank of New York Mellon National Association, as trustee (the “Trustee”). The Notes will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) to be dated on or prior to the Closing Date (as defined herein), between the Company and DTC. The Indenture will be qualified under the Trust Indenture Act of 1939, as amended (the “Trust Ind
ContractUnderwriting Agreement • September 23rd, 2019 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture”), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture”) and the Second Supplemental Indenture to be dated as of September 23, 2019 (the “Second Supplemental Indenture” and together with the Base Indenture and the First Supplemental Indenture, the “Indenture”), between the Company and The Bank of New York Mellon National Association, as trustee (the “Trustee”). The Notes will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) to be dated on or prior to the Closing Date (as defined herein), between the Company and DTC. The Indenture will be qualified under the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”).
ContractUnderwriting Agreement • May 7th, 2019 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture“), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture“ and together with the Base Indenture, the “Indenture“), between the Company and The Bank of New York Mellon National Association, as trustee (the “Trustee“). The Notes will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC“) pursuant to a blanket letter of representations (the “DTC Agreement“) to be dated on or prior to the Closing Date (as defined herein), between the Company and DTC. The Indenture will be qualified under the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act“).
ContractUnderwriting Agreement • September 11th, 2018 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Company has entered into that Agreement and Plan of Merger dated as of November 9, 2017 (the “magicJack Merger Agreement”) by and among magicJack Vocaltec Ltd. an Israeli corporation (“magicJack”), and others pursuant to which magicJack shall, subject to the conditions set forth therein, become a wholly-owned subsidiary of the Company (the “Acquisition”).
LADENBURG THALMANN FINANCIAL SERVICES INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 23rd, 2018 • Ladenburg Thalmann Financial Services Inc. • Security brokers, dealers & flotation companies • New York
Ladenburg Thalmann Financial Services Inc., a Florida corporation (the “Company”), proposes to issue and sell to the several Underwriters on Schedule A hereto (the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), $40,000,000 aggregate principal amount of 7.00% Senior Notes due 2028 (the “Firm Notes”). In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional $6,000,000 aggregate principal amount of 7.00% Senior Notes due 2028 (the “Additional Notes”), to cover overallotments, if any. The Firm Notes and, if and to the extent such option is exercised, the Additional Notes are hereinafter collectively referred to as the “Notes.”
ContractUnderwriting Agreement • May 17th, 2018 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Company has entered into that Agreement and Plan of Merger dated as of November 9, 2017 (the “magicJack Merger Agreement”) by and among magicJack Vocaltec Ltd. an Israeli corporation (“magicJack”), and others pursuant to which magicJack shall, subject to the conditions set forth therein, become a wholly-owned subsidiary of the Company (the “Acquisition”).
ContractUnderwriting Agreement • December 6th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Company has entered into that Agreement and Plan of Merger dated as of November 9, 2017 (the “MagicJack Merger Agreement”) by and among MagicJack Vocaltec Ltd. an Israeli corporation (“MagicJack”), and others pursuant to which MagicJack shall, subject to the conditions set forth therein, become a wholly-owned subsidiary of the Company (the “Acquisition”).
LADENBURG THALMANN FINANCIAL SERVICES INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 16th, 2017 • Ladenburg Thalmann Financial Services Inc. • Security brokers, dealers & flotation companies • New York
