Common Contracts

NEWPORT COAST SECURITIES, INC. INVESTMENT MONITORING AGREEMENT

Investment Monitoring Agreement • May 25th, 2010 • Washington

• Contract Type
  Investment Monitoring Agreement
• Filed
  May 25th, 2010
• Jurisdiction
  Washington

The undersigned ("Client") hereby retains Newport Coast Securities, Inc., a California corporation ("NCS"), to monitor and manage Client's (a) mutual funds or other registered investment company accounts (“Mutual Funds”), (b) investment accounts (“Investment Accounts”) held at a financial institution (“Financial Institution”) or (c) annuity products issued by an insurance company (“Annuity”), which are designated on the signature page of this Agreement (the "Monitored Account(s)") through the independent investment advisor representative listed on the signature page (“IAR”) under the terms of this Investment Monitoring Agreement (“Agreement”) as set forth below: