Investment Monitoring Agreement Sample Contracts

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INVESTMENT MONITORING AGREEMENT
Investment Monitoring Agreement • January 29th, 2010 • Vintage Capital Group, LLC • Hazardous waste management • New York

THIS INVESTMENT MONITORING AGREEMENT (this “Agreement”), dated as of September 16, 2009, is entered into by and between CAPRIUS, INC., a Delaware corporation (the “Company”), and Vintage Capital Group, LLC, a Delaware limited liability company (together with its successors and assigns, “Investor”). Capitalized terms not defined herein shall have the same meaning ascribed to them in the Securities Purchase Agreement (as defined below).

BACKGROUND
Investment Monitoring Agreement • December 19th, 1997 • Media Arts Group Inc • Commercial printing • California
AGREEMENT
Investment Monitoring Agreement • December 19th, 1997 • Media Arts Group Inc • Commercial printing • California
NEWPORT COAST SECURITIES, INC. INVESTMENT MONITORING AGREEMENT
Investment Monitoring Agreement • May 25th, 2010 • Washington

The undersigned ("Client") hereby retains Newport Coast Securities, Inc., a California corporation ("NCS"), to monitor and manage Client's (a) mutual funds or other registered investment company accounts (“Mutual Funds”), (b) investment accounts (“Investment Accounts”) held at a financial institution (“Financial Institution”) or (c) annuity products issued by an insurance company (“Annuity”), which are designated on the signature page of this Agreement (the "Monitored Account(s)") through the independent investment advisor representative listed on the signature page (“IAR”) under the terms of this Investment Monitoring Agreement (“Agreement”) as set forth below:

INVESTMENT MONITORING AGREEMENT
Investment Monitoring Agreement • January 28th, 2010 • Caprius Inc • Hazardous waste management • New York

THIS INVESTMENT MONITORING AGREEMENT (this “Agreement”), dated as of September 16, 2009, is entered into by and between CAPRIUS, INC., a Delaware corporation (the “Company”), and Vintage Capital Group, LLC, a Delaware limited liability company (together with its successors and assigns, “Investor”). Capitalized terms not defined herein shall have the same meaning ascribed to them in the Securities Purchase Agreement (as defined below).

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