Common Contracts
5 similar Underwriting Agreement contracts by Ladenburg Thalmann Financial Services Inc., B. Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc., Fossil Group, Inc.
FOSSIL GROUP, INC. 7.00% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • November 8th, 2021 • Fossil Group, Inc. • Watches, clocks, clockwork operated devices/parts • New York
ContractUnderwriting Agreement • August 6th, 2021 • B. Riley Financial, Inc. • Services-business services, nec • New York
The Notes will be issued under an indenture dated as of May 7, 2019 (the “Base Indenture”), as supplemented by the First Supplemental Indenture dated as of May 7, 2019 (the “First Supplemental Indenture”), the Second Supplemental Indenture dated as of September 23, 2019 (the “Second Supplemental Indenture”), the Third Supplemental Indenture dated as of February 12, 2020 (the “Third Supplemental Indenture”), the Fourth Supplemental Indenture dated as of January 25, 2021 (the “Fourth Supplemental Indenture”), the Fifth Supplemental Indenture dated as of March 29, 2021 (the “Fifth Supplemental Indenture”) and the Sixth Supplemental Indenture to be dated as of August 6, 2021 (the “Sixth Supplemental Indenture,” and together with the Base Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, and the Fifth Supplemental Indenture, the “Indenture”), between the Company and The Bank of New York Mellon
BABCOCK & WILCOX ENTERPRISES, INC. 8.125% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • February 12th, 2021 • Babcock & Wilcox Enterprises, Inc. • Heating equipment, except electric & warm air furnaces • New York
LADENBURG THALMANN FINANCIAL SERVICES INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 23rd, 2019 • Ladenburg Thalmann Financial Services Inc. • Security brokers, dealers & flotation companies • New York
Ladenburg Thalmann Financial Services Inc., a Florida corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (the “Underwriters”), for whom UBS Securities LLC, Morgan Stanley & Co. LLC and RBC Capital Markets, LLC are acting as representatives (in such capacity, the “Representatives”), $50,000,000 aggregate principal amount of 7.75% Senior Notes due 2029 (the “Firm Notes”). In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional $7,500,000 aggregate principal amount of 7.75% Senior Notes due 2029 (the “Additional Notes”), to cover overallotments, if any. The Firm Notes and, if and to the extent such option is exercised, the Additional Notes are hereinafter collectively referred to as the “Notes.”
LADENBURG THALMANN FINANCIAL SERVICES INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 13th, 2018 • Ladenburg Thalmann Financial Services Inc. • Security brokers, dealers & flotation companies • New York
