PLACEMENT AGENT WARRANT April 2020 Offering OS THERAPIES INC.Security Agreement • March 31st, 2023 • OS Therapies Inc • Pharmaceutical preparations
Contract Type FiledMarch 31st, 2023 Company IndustryThis Placement Agent Warrant (the “Warrant”), certifies that for value received, Noble Capital Markets, Inc. (together with its successors and assigns and any transferee of this Warrant, and its successors and assigns, the “Holder” or “Noble”), _______________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on following the date of conversion or commencement of sales of those certain Unsecured Convertible Promissory Notes pursuant to that certain Unsecured Convertible Promissory Note of April, 2020, as amended on March 5, 2021 (the “Purchase Agreement”), pursuant to which this Warrant is being issued as of the conversion date of the Unsecured Convertible Promissory Notes (“Purchase Agreement”) of the Placement Agent Warrant (the “Initial Issuance Date”) and on or prior to the close of business on the 5-year anniversary of the Initial Exercise Date (as such date may be changed pursuant to Section
FORM OF COMMON STOCK PURCHASE WARRANT To Purchase 301,205 Shares of Class A Common Stock ofSecurity Agreement • March 18th, 2013 • Wave Systems Corp • Computer peripheral equipment, nec • New York
Contract Type FiledMarch 18th, 2013 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the fifth anniversary of the date hereof (the “Termination Date”) but not thereafter, to subscribe for and purchase from Wave Systems Corp., a Delaware corporation (the “Company”), up to 301,205 shares (the “Warrant Shares”) of Class A Common Stock, par value $0.01 per share, of the Company (the “Common Stock”). The purchase price of one (1) share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT To Purchase ____________ Shares of Common Stock of Passport Restaurants, Inc.Security Agreement • December 12th, 2007 • Passport Restaurants, Inc. • Retail-eating places
Contract Type FiledDecember 12th, 2007 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ________________ (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after July 1, 2007 (the “Initial Exercise Date”) and on or prior to the close of business on March 23, 2012, the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Passport Restaurants, Inc., a Texas corporation (the “Company”), _____________ shares (the “Warrant Shares”) of Common Stock, no par value, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT MICROMET, INC.Security Agreement • June 21st, 2007 • Micromet, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 21st, 2007 Company IndustryThis Common Stock Purchase Warrant (the “Warrant”) certifies that, for value received, _________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after 180 days after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Micromet, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES A/B/C/D/E] COMMON STOCK PURCHASE WARRANT OXIS INTERNATIONAL, INC.Security Agreement • October 26th, 2006 • Oxis International Inc • Pharmaceutical preparations
Contract Type FiledOctober 26th, 2006 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after ___1 (the “Initial Exercise Date”) and on or prior to the close of business on the ___2 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Oxis International, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of common stock, par value $.001 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT To Purchase __________ Shares of Common Stock of ON2 TECHNOLOGIES, INC.Security Agreement • August 25th, 2006 • On2 Technologies, Inc. • Services-prepackaged software
Contract Type FiledAugust 25th, 2006 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from On2 Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock, par value $.01 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
FORM OF COMMON STOCK PURCHASE WARRANT To Purchase __________ Shares of Common Stock ofSecurity Agreement • April 28th, 2006 • HyperSpace Communications, Inc. • Services-prepackaged software
Contract Type FiledApril 28th, 2006 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5th anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from HyperSpace Communications, Inc., a Colorado corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock, no par value per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT To Purchase 1,875,000 Shares of Common Stock of MCF CORPORATIONSecurity Agreement • March 8th, 2006 • MCF Corp • Security brokers, dealers & flotation companies
Contract Type FiledMarch 8th, 2006 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Midsummer Investment, Ltd. (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the six year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from MCF Corporation, a Delaware corporation (the “Company”), up to 1,875,000 shares (the “Warrant Shares”) of Common Stock, par value $.0001 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).