33,000,000 Shares Anthera Pharmaceuticals, Inc. Common Stock ($0.001 Par Value) EQUITY UNDERWRITING AGREEMENTAnthera Pharmaceuticals Inc • July 20th, 2012 • Pharmaceutical preparations • New York
Company FiledJuly 20th, 2012 Industry JurisdictionAnthera Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representatives (the “Representatives”) an aggregate of 33,000,000 shares (the “Firm Shares”) of the Company’s common stock, $0.001 par value (the “Common Stock”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to 4,950,000 additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below.
37,000,000 Shares Evergreen Solar, Inc. Common Stock ($0.01 Par Value) EQUITY UNDERWRITING AGREEMENTEvergreen Solar Inc • May 22nd, 2009 • Semiconductors & related devices • New York
Company FiledMay 22nd, 2009 Industry JurisdictionEvergreen Solar, Inc., a Delaware corporation (the “Company”), proposes to sell to you, Piper Jaffray & Co. (the “Underwriter”), an aggregate of 37,000,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”). The Company also proposes to sell at the Underwriter’s option an aggregate of up to 5,550,000 additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below. The Firm Shares and the Option Shares (to the extent the aforementioned option is exercised) are herein collectively called the “Shares.”
8,000,000 Shares Anworth Mortgage Asset Corporation Common Stock ($0.01 Par Value) EQUITY UNDERWRITING AGREEMENTAnworth Mortgage Asset Corp • February 6th, 2009 • Real estate investment trusts • New York
Company FiledFebruary 6th, 2009 Industry JurisdictionAnworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representatives (the “Representatives”) an aggregate of 8,000,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to 1,200,000 additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below.
9,000,000 Shares Anworth Mortgage Asset Corporation Common Stock ($0.01 Par Value) EQUITY UNDERWRITING AGREEMENTAnworth Mortgage Asset Corp • November 30th, 2007 • Real estate investment trusts • New York
Company FiledNovember 30th, 2007 Industry JurisdictionAnworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representative (the “Representative”) an aggregate of 9,000,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to 1,350,000 additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below.
4,000,000 Shares Sigma Designs, Inc. Common Stock (No Par Value) FORM OF EQUITY UNDERWRITING AGREEMENTSigma Designs Inc • September 14th, 2007 • Semiconductors & related devices • New York
Company FiledSeptember 14th, 2007 Industry JurisdictionSigma Designs, Inc., a California corporation (the "Company") proposes to sell to the several underwriters (the "Underwriters") named in Schedule I hereto for whom you are acting as representatives (the "Representatives") an aggregate of 4,000,000 shares (the "Firm Shares") of the Company's common stock, no par value (the "Common Stock"). The Company also proposes to sell at the Underwriters' option an aggregate of up to 600,000 additional shares of the Company's Common Stock (the "Option Shares") as set forth below.
22,727,272 Shares The Goodyear Tire & Rubber Company Common Stock EQUITY UNDERWRITING AGREEMENTGoodyear Tire & Rubber Co /Oh/ • May 22nd, 2007 • Tires & inner tubes • New York
Company FiledMay 22nd, 2007 Industry JurisdictionDeutsche Bank Securities Inc. Citigroup Global Markets Inc. Goldman, Sachs & Co. As Representatives of the Several Underwriters