Common Contracts

Rule 10b5-1 Trading Plan Of Dean Garfinkel

Rule 10b5-1 Trading Plan • September 22nd, 2009 • Compliance Systems Corp • Communications services, nec • New York

• Contract Type
  Rule 10b5-1 Trading Plan
• Filed
  September 22nd, 2009
• Company
  Compliance Systems Corp
• Industry
  Communications services, nec
• Jurisdiction
  New York

This Rule 10b5-1 Trading Plan of Dean Garfinkel (this “Trading Plan”), dated as of September 9, 2009, is by and between Dean Garfinkel (“Seller”) and Spartan Securities Group, Ltd. (“Broker”).

Rule 10b5-1 Trading Plan Of Barry Brookstein

Rule 10b5-1 Trading Plan • September 22nd, 2009 • Compliance Systems Corp • Communications services, nec • New York

• Contract Type
  Rule 10b5-1 Trading Plan
• Filed
  September 22nd, 2009
• Company
  Compliance Systems Corp
• Industry
  Communications services, nec
• Jurisdiction
  New York

This Rule 10b5-1 Trading Plan of Barry Brookstein (this “Trading Plan”), dated as of September 9, 2009, is by and between Barry Brookstein (“Seller”) and Spartan Securities Group, Ltd. (“Broker”).