Rule 10b5-1 Trading Plan Of Dean GarfinkelCompliance Systems Corp • September 22nd, 2009 • Communications services, nec • New York
Company FiledSeptember 22nd, 2009 Industry JurisdictionThis Rule 10b5-1 Trading Plan of Dean Garfinkel (this “Trading Plan”), dated as of September 9, 2009, is by and between Dean Garfinkel (“Seller”) and Spartan Securities Group, Ltd. (“Broker”).
Rule 10b5-1 Trading Plan Of Barry BrooksteinCompliance Systems Corp • September 22nd, 2009 • Communications services, nec • New York
Company FiledSeptember 22nd, 2009 Industry JurisdictionThis Rule 10b5-1 Trading Plan of Barry Brookstein (this “Trading Plan”), dated as of September 9, 2009, is by and between Barry Brookstein (“Seller”) and Spartan Securities Group, Ltd. (“Broker”).