Rule 10b5-1 Trading Plan Sample Contracts

Standard Contracts

Rule 10b5-l Trading Plan
Rule 10b5-1 Trading Plan • September 22nd, 2023 • Troendle August J. • Services-commercial physical & biological research • New York

between Medpace Investors LLC (“Seller”) and UBS Financial Services Inc. (“UBSFS“) for the purpose of selling, in accordance with Rule 10b5-l (c)(1) of the Securities Exchange Act of 1934 as amended (the “Exchange Act”), shares of common stock of Medpace Holdings, Inc. (“Issuer”), MEDP (Ticker) listed on Exhibit A (“Stock”), which may include shares that the Seller has the right to acquire under outstanding stock options (“the Options”); shares that arc acquired by Seller pursuant to the Issuer’s employee stock purchase plan (the “ESPP Stock”); shares that are acquired upon vesting of outstanding restricted stock units/awards from Issuer (“RSUs/RSAs”); and shares that are acquired upon vesting of outstanding performance share awards from Issuer (“PSAs”).

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Rule 10b5-1 Trading Plan Of Dean Garfinkel
Rule 10b5-1 Trading Plan • September 22nd, 2009 • Compliance Systems Corp • Communications services, nec • New York

This Rule 10b5-1 Trading Plan of Dean Garfinkel (this “Trading Plan”), dated as of September 9, 2009, is by and between Dean Garfinkel (“Seller”) and Spartan Securities Group, Ltd. (“Broker”).

Contract
Rule 10b5-1 Trading Plan • October 2nd, 2018 • Troendle August J. • Services-commercial physical & biological research • New York
Rule 10b5-1 Trading Plan
Rule 10b5-1 Trading Plan • June 30th, 2015 • Ward Martin Christopher • Telephone & telegraph apparatus • New York

between Martin Ward (“Seller”) and Tripoint Global Equities, LLC_. (“TPGE”) for the purpose of selling up to 500,000 shares of common stock (“Stock”) of One Horizon Group, Inc.. (“Issuer”), OHGI (Ticker), in accordance with Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Rule 10b5-1 Trading Plan
Rule 10b5-1 Trading Plan • December 30th, 2004 • General Conference Corp of Seven-Day Aventist • Surgical & medical instruments & apparatus

This Rule 10b5-1 Trading Plan is entered into on December 17, 2004 (this “Plan”) between General Conference Corporation of Seventh-day Adventists (“Selling Stockholder”) and Jefferies & Company, Inc. (“Broker”), acting as agent for Selling Stockholder.

Rule 10b5-l Trading Plan
Rule 10b5-1 Trading Plan • July 6th, 2022 • Troendle August J. • Services-commercial physical & biological research • New York

This Trading Plan (the “Trading Plan”) is entered into on 3/17/22 (“Purchaser’s Adoption Date”) between Medpace Investors LLC (“Purchaser”) and UBS Financial Services Inc. (“UBSFS”) for the purpose of purchasing shares of the common stock (“Stock”) of Medpace Holdings Inc (“Issuer”), MEDP (Ticker), listed in Exhibit A, in accordance with Rule 10b5-l(c)(1) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Rule 10b5-1 Trading Plan
Rule 10b5-1 Trading Plan • January 2nd, 2015 • MacAndrews & Forbes Inc. • Services-computer integrated systems design • New York

This Trading Plan (the "Trading Plan") is entered into on 12/31/14 ("Purchaser's Adoption Date") between SGMS Acquisition Two Corporation ("Purchaser") and UBS Financial Services Inc. ("UBSFS") for the purpose of purchasing shares of the common stock ("Stock") of Scientific Games Corporation ("Issuer"), SGMS (Ticker), listed in Exhibit A, in accordance with Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

Rule 10b5-1 Trading Plan
Rule 10b5-1 Trading Plan • March 11th, 2011 • Omega Protein Corp • Fats & oils • New York

This Trading Plan (the “Trading Plan”) is entered into on March 9, 2011 (“Seller’s Adoption Date”) between Harry O. Nicodemus IV (“Seller”) and UBS Financial Services Inc. (“UBSFS”) for the purpose of selling shares of common stock (“Stock”) of Omega Protein Corporation (“Issuer”), OME (Ticker), including; Stock that the Seller has the right to acquire under outstanding stock options (“the Options”); Stock that is acquired by Seller pursuant to the Issuer’s employee stock purchase plan (the “ESPP Stock”); Stock that is acquired upon vesting of outstanding restricted stock units/awards from Issuer (“RSUs/RSAs”); and, Stock that is acquired upon vesting of outstanding performance share awards from Issuer (“PSAs”) listed on Exhibit A, in accordance with Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Rule 10b5-1 Trading Plan (Stock)
Rule 10b5-1 Trading Plan • December 1st, 2022 • Marubeni Corp /Fi • Deep sea foreign transportation of freight

This trading plan is entered into on [ ], 2022 (this “Plan”) between Japan Offshore Wind Power LLC (“Client”) and Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”) acting as agent for Client.

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