Common Contracts

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT USA Mutuals Advisors, Inc.

Operating Expenses Limitation and Security Agreement • July 27th, 2023 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  July 27th, 2023
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 24th day of July, 2023, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund,” collectively the “Funds”), and the advisor of the Funds, USA Mutuals Advisors, Inc, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT USA Mutuals Advisors, Inc.

Operating Expenses Limitation and Security Agreement • January 21st, 2021 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  January 21st, 2021
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 13th day of October, 2020, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund,” collectively the “Funds”), and the advisor of the Funds, USA Mutuals Advisors, Inc, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Rule One Partners, LLC

Operating Expenses Limitation and Security Agreement • September 26th, 2018 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  September 26th, 2018
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 19th day of July, 2018 (the "Advisory Agreement"); and

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LGM Capital Management LLC

Operating Expenses Limitation and Security Agreement • March 28th, 2017 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  March 28th, 2017
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of October, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Low Beta Tactical 500 Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, LGM Capital Management LLC (the “Advisor”).