798,000 Shares of Common Stock Image Sensing Systems, Inc. (a Minnesota corporation) Common Stock, par value $0.01 per share Underwriting AgreementUnderwriting Agreement • April 16th, 2010 • Image Sensing Systems Inc • Measuring & controlling devices, nec • New York
Contract Type FiledApril 16th, 2010 Company Industry Jurisdiction
11,111,111 Shares of Common Stock Anesiva, Inc. (a Delaware corporation) Common Stock Underwriting AgreementUnderwriting Agreement • December 13th, 2007 • Anesiva, Inc. • Pharmaceutical preparations • New York
Contract Type FiledDecember 13th, 2007 Company Industry JurisdictionAnesiva, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule I annexed hereto (the “Underwriters”) an aggregate of 11,111,111 shares (the “Firm Shares”) of Common Stock, $0.001 par value per share (the “Common Stock”), of the Company and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 1,234,568 additional shares (the “Optional Shares”) of its Common Stock as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Securities.”
3,130,435 Shares of Common Stock STAAR Surgical Company (a Delaware corporation) Common Stock, par value $0.01 per share Underwriting AgreementUnderwriting Agreement • April 26th, 2007 • Staar Surgical Co • Ophthalmic goods • California
Contract Type FiledApril 26th, 2007 Company Industry JurisdictionSTAAR Surgical Company, a Delaware corporation (the “Company”), proposes to issue and sell to Pacific Growth Equities, LLC (the “Underwriter”) an aggregate of 3,130,435 shares of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company (the “Firm Shares”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 469,565 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares (to the extent the aforementioned option is exercised) are herein collectively referred to as the “Shares.”
13,750,000 Shares of Common Stock Palatin Technologies, Inc. (a Delaware corporation) Common Stock Underwriting AgreementUnderwriting Agreement • February 14th, 2007 • Palatin Technologies Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 14th, 2007 Company Industry JurisdictionPalatin Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Pacific Growth Equities, LLC (the “Underwriter”) 13,750,000 shares of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company (the “Offered Securities”).
6,200,000 Shares of Common Stock Dynavax Technologies Corporation (a Delaware corporation) Common Stock, par value $0.001 per share Underwriting AgreementUnderwriting Agreement • October 4th, 2006 • Dynavax Technologies Corp • Pharmaceutical preparations • Delaware
Contract Type FiledOctober 4th, 2006 Company Industry Jurisdiction
4,820,000 Shares of Common Stock Barrier Therapeutics, Inc. (a Delaware corporation) Common Stock Underwriting AgreementUnderwriting Agreement • September 15th, 2006 • Barrier Therapeutics Inc • Pharmaceutical preparations • Delaware
Contract Type FiledSeptember 15th, 2006 Company Industry JurisdictionBarrier Therapeutics, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule I annexed hereto (the “Underwriters”) an aggregate of 4,820,000 shares of Common Stock, $0.0001 par value per share (the “Common Stock”), of the Company (the “Firm Shares”). The Firm Shares are also referred to as the “Offered Securities.”