Common Contracts

STRUCTURING FEE AGREEMENT

Structuring Fee Agreement • May 29th, 2013 • Principal Real Estate Income Fund • New York

• Contract Type
  Structuring Fee Agreement
• Filed
  May 29th, 2013
• Company
  Principal Real Estate Income Fund
• Jurisdiction
  New York

Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Principal Real Estate Income Fund (the “Fund”), ALPS Advisors, Inc. (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, no par value (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.

STRUCTURING FEE AGREEMENT

Structuring Fee Agreement • May 24th, 2013 • Principal Real Estate Income Fund • New York

• Contract Type
  Structuring Fee Agreement
• Filed
  May 24th, 2013
• Company
  Principal Real Estate Income Fund
• Jurisdiction
  New York

Reference is made to the Underwriting Agreement dated [·], 2013 (the “Underwriting Agreement”), by and among Principal Real Estate Income Fund (the “Fund”), ALPS Advisors, Inc. (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, no par value (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.

STRUCTURING FEE AGREEMENT

Structuring Fee Agreement • February 25th, 2013 • Brookfield Mortgage Opportunity Income Fund Inc. • New York

• Contract Type
  Structuring Fee Agreement
• Filed
  February 25th, 2013
• Company
  Brookfield Mortgage Opportunity Income Fund Inc.
• Jurisdiction
  New York

Reference is made to the Underwriting Agreement dated March [·], 2013 (the “Underwriting Agreement”), by and among Brookfield Mortgage Opportunity Income Fund Inc. (the “Fund”), Brookfield Investment Management Inc. (the “Investment Adviser”) and each of the Underwriters named on Schedule A thereto (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, par value $0.001 (the “Common Stock”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.

FORM OF STRUCTURING FEE AGREEMENT

Structuring Fee Agreement • April 18th, 2011 • ING Emerging Markets High Dividend Equity Fund • New York

• Contract Type
  Structuring Fee Agreement
• Filed
  April 18th, 2011
• Company
  ING Emerging Markets High Dividend Equity Fund
• Jurisdiction
  New York

Reference is made to the Underwriting Agreement dated [·], 2011 (the “Underwriting Agreement”), by and among ING Emerging Markets High Dividend Equity Fund (the “Fund”), ING Investments, LLC (the “Investment Manager”), ING Investment Advisors B.V. and each of the Underwriters named in Schedule I thereto (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.