FIRST INTERNET BANCORP Common Stock, no par value per share SALES AGENCY AGREEMENTSales Agency Agreement • May 6th, 2016 • First Internet Bancorp • State commercial banks • New York
Contract Type FiledMay 6th, 2016 Company Industry JurisdictionFirst Internet Bancorp, an Indiana corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent and/or principal (the “Agent”) shares of the common stock, no par value (“Common Stock”), of the Company, having an aggregate gross sales price of up to $25 million (the “Shares”) on the terms set forth in this agreement (the “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”).
Peapack-Gladstone Financial Corporation COMMON STOCK NO PAR VALUE PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • October 23rd, 2014 • Peapack Gladstone Financial Corp • Commercial banks, nec • New York
Contract Type FiledOctober 23rd, 2014 Company Industry JurisdictionPeapack-Gladstone Financial Corporation, a bank holding company organized under the laws of the State of New Jersey (the “Company”) confirms its agreement (this “Agreement”) with Sandler O’Neill & Partners, L.P. (the “Agent” or “you”), as follows: