Home Properties, Inc. Common Stock ($0.01 par value) ATM EQUITY OFFERINGSM SALES AGREEMENTEquity Offeringsm Sales Agreement • May 14th, 2012 • Home Properties Inc • Real estate investment trusts • New York
Contract Type FiledMay 14th, 2012 Company Industry JurisdictionHome Properties, Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time to or through Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), Jefferies & Company, Inc. (“Jefferies”), J.P. Morgan Securities LLC (“J.P. Morgan”), or RBS Securities Inc. (“RBS”), each acting as sales agent and/or principal (each an “Agent”, and together the “Agents”), up to 4,400,000 shares (the “Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”), on the terms and subject to the conditions set forth in this ATM Equity OfferingSM Sales Agreement (the “Agreement”). The Company agrees that whenever it determines to sell Shares directly to any Agent as principal, it will enter into a separate agreement (each, a “Terms Agreement”) in substantially the form of Annex I hereto, relating to such sale in accordance with Section 3 of this Agreement.
STIFEL FINANCIAL CORP. Common Stock ($0.15 par value) ATM EQUITY OFFERINGSM SALES AGREEMENTEquity Offeringsm Sales Agreement • June 4th, 2009 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledJune 4th, 2009 Company Industry JurisdictionStifel Financial Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time to or through Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), as sales agent and/or principal or Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”), as sales agent (each an “Agent”, and together the “Agents”), up to 1,000,000 shares (the “Shares”) of the Company’s common stock, $0.15 par value per share (the “Common Stock”), on the terms set forth in Section 2 of this ATM Equity OfferingSM Sales Agreement (the “Agreement”). The Company agrees that whenever it determines to sell Shares directly to Merrill Lynch as principal, it will enter into a separate agreement (each, a “Terms Agreement”) in substantially the form of Annex I hereto, relating to such sale in accordance with Section 3 of this Agreement.