Common Contracts
7 similar Underwriting Agreement contracts by Dime Community Bancshares, Inc. /NY/, Hanmi Financial Corp, Heritage Commerce Corp, others
Provident Financial Services, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • May 10th, 2024 • Provident Financial Services Inc • Savings institution, federally chartered
Provident Financial Services, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Piper Sandler & Co. (“Piper Sandler”) and Keefe, Bruyette & Woods, Inc. (“KBW”) are acting as representatives (collectively, the “Representatives”), $225,000,000 aggregate principal amount of its 9.00% Fixed-to-Floating Rate Subordinated Notes due 2034 (each a “Note” and collectively, the Notes”). To the extent there are no additional underwriters listed on Schedule I, the term “Representatives” as used herein shall mean Piper Sandler and KBW, collectively, as Underwriters, and the term “Underwriters” shall mean either the singular or the plural, as the context requires. The Notes will be issued pursuant to a Subordinated Indenture, to be dated as of May 13, 2024, and a First Supplemental Indenture to be dated as of
West Bancorporation, Inc. UNDERWRITING AGREEMENT June 9, 2022Underwriting Agreement • June 10th, 2022 • West Bancorporation Inc • State commercial banks • New York
West Bancorporation, Inc., an Iowa corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Piper Sandler & Co., as the sole underwriter (the “Underwriter”), $60,000,000 principal amount of its 5.25% Fixed-to-Floating Rate Subordinated Notes due 2032 (each a “Note” and collectively, the Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated as of June 14, 2022, and a First Supplemental Indenture to be dated as of June 14, 2022 (collectively, the “Indenture”), each between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
Dime Community Bancshares, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2022 • Dime Community Bancshares, Inc. /NY/ • National commercial banks • New York
WSFS Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • December 8th, 2020 • WSFS Financial Corp • National commercial banks • New York
WSFS FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein (the “Agreement”), to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Piper Sandler & Co. is acting as representative (the “Representative”), $150,000,000 principal amount of its 2.75% Fixed-to-Floating Rate Senior Notes (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture, dated August 27, 2012, and a supplemental indenture to be dated as of December 8, 2020 (collectively, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
Heritage Commerce Corp UNDERWRITING AGREEMENTUnderwriting Agreement • May 26th, 2017 • Heritage Commerce Corp • State commercial banks • New York
HERITAGE COMMERCE CORP, a California corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of $40,000,000 principal amount of its 5.25% Fixed-to-Floating Rate Subordinated Notes due 2027 (the “Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated on or about May 26, 2017, as supplemented by the First Supplemental Indenture to be dated on or about May 26, 2017 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
Hanmi Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2017 • Hanmi Financial Corp • National commercial banks • New York
HANMI FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of $100,000,000 principal amount of its 5.45% Fixed-to-Floating Rate Subordinated Notes due 2027 (the “Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated on or about March 21, 2017, as supplemented by the First Supplemental Indenture to be dated on or about March 21, 2017 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
Renasant Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2016 • Renasant Corp • State commercial banks • New York
RENASANT CORPORATION, a Mississippi corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), (i) $60,000,000 principal amount of its 5.0% Fixed-to-Floating Rate Subordinated Notes due 2026 (the “2026 Notes”) and (ii) $40,000,000 principal amount of its 5.5% Fixed-to-Floating Rate Subordinated Notes due 2031 (the “2031 Notes” and, together with the 2026 Notes, the “Notes”). The Notes will be issued pursuant to an Indenture, dated August 22, 2016, and a first supplemental indenture and second supplemental indenture, each to be dated as of August 22, 2016 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
