amongMerger Agreement • December 23rd, 2003 • Hanmi Financial Corp • National commercial banks • California
EXHIBIT 99.1 HANMI FINANCIAL CORPORATION STOCK OPTION AGREEMENT NON-STATUTORY STOCK OPTION THIS AGREEMENT to grant Non-Statutory Stock Options ("Agreement") is entered into by and between Hanmi Financial Corporation, a Delaware corporation (the...Stock Option Agreement • February 2nd, 2005 • Hanmi Financial Corp • National commercial banks • California
EXHIBIT 10.13 GUARANTEE AGREEMENTGuarantee Agreement • August 9th, 2004 • Hanmi Financial Corp • National commercial banks • New York
HANMI FINANCIAL CORPORATIONUnderwriting Agreement • August 19th, 2021 • Hanmi Financial Corp • National commercial banks • New York
Hanmi Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the Underwriters named in Schedule I hereto (each an “Underwriter” and, collectively, the “Underwriters” or “you”) and for whom Piper Sandler & Co. (“Piper Sandler”) and Keefe, Bruyette & Woods, Inc., A Stifel Company (“KBW”), are acting as representatives (the “Representatives”), $110,000,000 aggregate principal amount of its 3.750% Fixed-to-Floating Rate Subordinated Notes due 2031 (the “Securities”). The Securities are to be issued pursuant to a Subordinated Indenture, to be dated as of August 20, 2021 (the “Base Indenture”), between the Company, as issuer, and Wilmington Trust, National Association, as the trustee (the “Trustee”), as supplemented by the First Supplemental Indenture between the Company and the Trustee, to be dated as of August 20, 2021 (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). In all dealings hereunder, the Representatives s
EXHIBIT 99.9 SECURITIES PURCHASE AGREEMENT This is a SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of ______________________, 2003, by and between Hanmi Financial Corporation, a Delaware corporation (the "Company"), and the purchaser...Securities Purchase Agreement • February 9th, 2004 • Hanmi Financial Corp • National commercial banks • California
EXHIBIT 10.1 AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • August 9th, 2004 • Hanmi Financial Corp • National commercial banks • Delaware
WITNESSETH:Employment Agreement • February 9th, 2004 • Hanmi Financial Corp • National commercial banks • California
EXHIBIT 4.3 REGISTRATION RIGHTS AGREEMENT, dated as of April 30, 2004, by and between Hanmi Financial Corporation, a Delaware corporation (together with any successor entity, herein referred to as the "ISSUER"), and the purchasers named on the...Registration Rights Agreement • September 1st, 2004 • Hanmi Financial Corp • National commercial banks • California
GUARANTEE AGREEMENT Central Bancorp, Inc. Dated as of December 27, 2005Guarantee Agreement • February 29th, 2016 • Hanmi Financial Corp • National commercial banks • New York
This GUARANTEE AGREEMENT (the "Guarantee"), dated as of December 27, 2005, is executed and delivered by Central Bancorp, Inc., incorporated in Texas (the "Guarantor"), and JPMorgan Chase Bank, National Association, as trustee (the "Guarantee Trustee"), for the benefit of the Holders (as defined herein) from time to time of the Capital Securities (as defined herein) of Central Bancorp Statutory Trust I, a Delaware statutory trust (the "Issuer").
RECITALSVoting Agreement • February 9th, 2004 • Hanmi Financial Corp • National commercial banks • California
HANMI FINANCIAL CORPORATION, AS ISSUER AND WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE SUBORDINATED INDENTURE DATED AS OF [ ], 20[ ] SUBORDINATED DEBT SECURITIESSubordinated Indenture • December 16th, 2020 • Hanmi Financial Corp • National commercial banks • New York
THIS INDENTURE, dated as of [ ], 20[ ] between Hanmi Financial Corporation, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and Wilmington Trust, National Association, as trustee (the “Trustee,” which term shall include any successor trustee appointed pursuant to Article 7 of this Indenture).
Re: Amended and Restated Employment AgreementEmployment Agreement • February 28th, 2022 • Hanmi Financial Corp • National commercial banks • California
This is your AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) with Hanmi Financial Corporation, a Delaware corporation, and Hanmi Bank, a state-chartered bank incorporated under the laws of the State of California (together, the “Company”). It sets forth the terms of your employment with the Company, effective as of February 28, 2022 (the “Effective Date”). Effective as of the Effective Date, this Agreement supersedes and replaces in its entirety that certain Employment Agreement, dated February 26, 2020, and any amendments thereto, by and between the Company and you (the “Prior Agreement”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 15th, 2009 • Hanmi Financial Corp • National commercial banks
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of June 12, 2009, by and between HANMI FINANCIAL CORPORATION., a Delaware corporation (the “Company”), and LEADING INVESTMENT & SECURITIES CO., LTD., a Korean corporation (the “Purchaser”).
HANMI FINANCIAL CORPORATION, as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of August 20, 2021 to SUBORDINATED INDENTURE Dated as of August 20, 2021First Supplemental Indenture • August 20th, 2021 • Hanmi Financial Corp • National commercial banks • New York
THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of August 20, 2021, between HANMI FINANCIAL CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association duly organized and existing under the laws of the United States, as Trustee (in such capacity, the “Trustee”), under the Base Indenture (as hereinafter defined).
Hanmi Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2017 • Hanmi Financial Corp • National commercial banks • New York
HANMI FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of $100,000,000 principal amount of its 5.45% Fixed-to-Floating Rate Subordinated Notes due 2027 (the “Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated on or about March 21, 2017, as supplemented by the First Supplemental Indenture to be dated on or about March 21, 2017 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
Hanmi Financial Corporation Up to 100,000,000 Shares of Common Stock, $0.001 par value per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 16th, 2010 • Hanmi Financial Corp • National commercial banks • California
Hanmi Financial Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this “Agreement”) and the Subscription Agreement in the form of Exhibit A attached hereto (the “Subscription Agreement”) to be entered into with the investors identified therein (each, an “Investor” and collectively, the “Investors”), to issue and sell up to an aggregate of 100,000,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), including 50,000,000 shares of Common Stock initially in the best efforts public offering plus that number of shares of Common Stock not subscribed for in the rights offering to be conducted by the Company concurrently with the best efforts public offering, which could be up to 50,000,000 shares of Common Stock depending on the number of shares subscribed for in the rights offering by the Company’s stockholders (collectively, the “Offering”). The Co
FORM OF HANMI FINANCIAL CORPORATION NON-QUALIFIED STOCK OPTION AGREEMENT FORNon-Qualified Stock Option Agreement • October 23rd, 2013 • Hanmi Financial Corp • National commercial banks • California
HANMI FINANCIAL CORPORATION, AS ISSUER AND WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE SENIOR INDENTURE DATED AS OF [ ], 20[ ] SENIOR DEBT SECURITIESSenior Indenture • December 16th, 2020 • Hanmi Financial Corp • National commercial banks • New York
THIS INDENTURE, dated as of [ ], 20[ ] between Hanmi Financial Corporation, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and Wilmington Trust, National Association, as trustee (the “Trustee,” which term shall include any successor trustee appointed pursuant to Article 7 of this Indenture).
INDEMNITY AGREEMENTIndemnity Agreement • March 16th, 2011 • Hanmi Financial Corp • National commercial banks • Delaware
This Indemnity Agreement, dated as of ____________, _____ is made by and between HANMI FINANCIAL CORPORATION and/or HANMI BANK (the “Company”), and ________________, a director, officer or key employee of the Company or one of the Company’s subsidiaries or other service provider who satisfies the definition of Indemnifiable Person set forth below (the “Indemnitee”).
PUT OPTION AGREEMENTPut Option Agreement • May 10th, 2007 • Hanmi Financial Corp • National commercial banks • California
This PUT OPTION AGREEMENT is made and entered into this 17th day of April, 2007, by and between Hanmi Financial Corporation, a Delaware corporation (“Grantor”), and William J. Ruh (“Grantee”).
FORM OF HANMI FINANCIAL CORPORATION INCENTIVE STOCK OPTION AGREEMENT FORIncentive Stock Option Agreement • October 23rd, 2013 • Hanmi Financial Corp • National commercial banks • California
HANMI FINANCIAL CORPORATION, AS ISSUER AND WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE SUBORDINATED INDENTURE DATED AS OF AUGUST 20, 2021 SUBORDINATED DEBT SECURITIESSubordinated Indenture • August 20th, 2021 • Hanmi Financial Corp • National commercial banks • New York
THIS INDENTURE, dated as of August 20, 2021 between Hanmi Financial Corporation, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and Wilmington Trust, National Association, as trustee (the “Trustee,” which term shall include any successor trustee appointed pursuant to Article 7 of this Indenture).
FORM OF HANMI FINANCIAL CORPORATION RESTRICTED STOCK AGREEMENT FORRestricted Stock Agreement • October 23rd, 2013 • Hanmi Financial Corp • National commercial banks • California
WITNESSETH:Employment Agreement • March 22nd, 2004 • Hanmi Financial Corp • National commercial banks • California
EXHIBIT 99.7 VOTING AND SALE AGREEMENTVoting and Sale Agreement • February 9th, 2004 • Hanmi Financial Corp • National commercial banks • California
RESTRICTED STOCK AGREEMENT FORRestricted Stock Agreement • November 9th, 2021 • Hanmi Financial Corp • National commercial banks • Delaware
EXHIBIT 10.2 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement") is entered into as of July 3,2003 by and between HANMI FINANCIAL CORPORATION, a Delaware corporation and HANMI BANK, a California banking corporation,...Employment Agreement • March 22nd, 2004 • Hanmi Financial Corp • National commercial banks • California
SEPARATION AGREEMENT AND FULL AND FINAL RELEASE OF CLAIMSSeparation Agreement • December 27th, 2007 • Hanmi Financial Corp • National commercial banks • California
This Separation Agreement and Full and Final Release of Claims (“Agreement”) is made and entered into between Dr. Sung Won Sohn (“Dr. Sohn”) and Hanmi Financial Corporation (“Hanmi”), a Delaware corporation (collectively, the “Parties”).
AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 1st, 2010 • Hanmi Financial Corp • National commercial banks
THIS AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT, dated as of September [•], 2010 (this “Amendment”), is entered into by and between Hanmi Financial Corporation, a Delaware corporation and registered holding company with its principal offices in Los Angeles, California (the “Company”), and Woori Finance Holdings Co. Ltd., a Korean corporation with its principal offices in Seoul, Korea (the “Purchaser”).
FIRST AMENDMENT TO THE SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 3rd, 2009 • Hanmi Financial Corp • National commercial banks
THIS FIRST AMENDMENT TO THE SECURITIES PURCHASE AGREEMENT (this “First Amendment”) is dated as of July 31, 2009, by and between HANMI FINANCIAL CORPORATION, a Delaware corporation and registered bank holding company with its principal offices in Los Angeles, California (the “Company”) and LEADING INVESTMENT & SECURITIES CO., LTD., a Korean corporation with its principal offices in Seoul, Korea (the “Purchaser”).
HANMI FINANCIAL CORPORATION Common Stock Purchase Agreement June 27, 2011Common Stock Purchase Agreement • June 27th, 2011 • Hanmi Financial Corp • National commercial banks • Delaware
Hanmi Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Purchaser”) that number of shares of common stock, par value $0.001 per share (the “Common Stock”), of the Company as determined pursuant to the calculation set forth in Section 1(a) below (the “Shares”). The issuance and sale to the Purchaser of the Shares is to be consummated immediately subsequent to the closing of the issuance and sale of shares of the Company’s Common Stock in its proposed public offering (the “Public Offering”) pursuant to an Underwriting Agreement to be entered into by and between the Company and FBR Capital Markets & Co. (the “Underwriter”). Such Underwriting Agreement, in the form executed by the Company and the Underwriter in connection with the Public Offering, is referred to herein as the “Underwriting Agreement”.
SECOND AMENDMENT TO THE SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 2nd, 2009 • Hanmi Financial Corp • National commercial banks
THIS SECOND AMENDMENT TO THE SECURITIES PURCHASE AGREEMENT (this “Second Amendment”) is dated as of September 28, 2009, by and between HANMI FINANCIAL CORPORATION, a Delaware corporation and registered bank holding company with its principal offices in Los Angeles, California (the “Company”) and LEADING INVESTMENT & SECURITIES CO., LTD., a Korean corporation with its principal offices in Seoul, Korea (the “Purchaser”).
FIRST AMENDMENT TO THE AMENDED AND RESTATED TERM SHEETFirst Amendment to the Amended and Restated Term Sheet • October 2nd, 2009 • Hanmi Financial Corp • National commercial banks
THIS FIRST AMENDMENT TO THE AMENDED AND RESTATED TERM SHEET (this “First Amendment”) is dated as of September 28, 2009, by and among HANMI FINANCIAL CORPORATION, a Delaware corporation and registered bank holding company with its principal offices in Los Angeles, California (the “Company”); LEADING INVESTMENT & SECURITIES CO., LTD., a Korean corporation with its principal offices in Seoul, Korea (“Leading”); and IWL PARTNERS LLC, a Korean company with its principal offices in Seoul, Korea (“IWL Partners,” and collectively with the Company and Leading, the “Parties”).
Written Agreement by and among HANMI FINANCIAL CORPORATION Docket Nos. 09-141-WA/RB-HC Los Angeles, California 09-141 -WA/RB-SM HANMI BANK Los Angeles, California and FEDERAL RESERVE BANK OF SAN FRANCISCO San Francisco, CaliforniaWritten Agreement • November 5th, 2009 • Hanmi Financial Corp • National commercial banks
WHEREAS, in recognition of their common goal to maintain the financial soundness of Hanmi Financial Corporation, Los Angeles, California (“Hanmi”), a registered bank holding company, and its subsidiary bank, Hanmi Bank, Los Angeles, California (the “Bank”), a state chartered bank that is a member of the Federal Reserve System, Hanmi, the Bank, and the Federal Reserve Bank of San Francisco (the “Reserve Bank”) have mutually agreed to enter into this Written Agreement (the “Agreement”); and
STOCK PURCHASE AGREEMENT between Hanmi Financial Corporation, and Korea Exchange Bank Dated as of August 24, 2005Stock Purchase Agreement • August 25th, 2005 • Hanmi Financial Corp • National commercial banks • New York
STOCK PURCHASE AGREEMENT, dated as of August 24, 2005 (this “Agreement”), between Hanmi Financial Corporation, a Delaware corporation (“Hanmi”) and Korea Exchange Bank, a corporation duly incorporated in Korea (“Seller”).
