ContractChange of Control Agreement • February 27th, 2009 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 27th, 2009 Company Industry JurisdictionThis exhibit amends and restates the agreement between KBW, Inc. and the executive that was included as an exhibit to KBW Inc.’s previously filed periodic reports with the Securities and Exchange Commission. The agreement was amended and restated as set forth below in order to comply with certain technical requirements of Section 409A of the Internal Revenue Code.
ContractChange of Control Agreement • February 27th, 2009 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 27th, 2009 Company Industry JurisdictionThis exhibit amends and restates the agreement between KBW, Inc. and the executive that was included as an exhibit to KBW Inc.’s previously filed periodic reports with the Securities and Exchange Commission. The agreement was amended and restated as set forth below in order to comply with certain technical requirements of Section 409A of the Internal Revenue Code.