Common Contracts

2 similar Change of Control Agreement contracts by Kbw, Inc.

Contract
Change of Control Agreement • February 27th, 2009 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York

This exhibit amends and restates the agreement between KBW, Inc. and the executive that was included as an exhibit to KBW Inc.’s previously filed periodic reports with the Securities and Exchange Commission. The agreement was amended and restated as set forth below in order to comply with certain technical requirements of Section 409A of the Internal Revenue Code.

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Contract
Change of Control Agreement • February 27th, 2009 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York

This exhibit amends and restates the agreement between KBW, Inc. and the executive that was included as an exhibit to KBW Inc.’s previously filed periodic reports with the Securities and Exchange Commission. The agreement was amended and restated as set forth below in order to comply with certain technical requirements of Section 409A of the Internal Revenue Code.

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