Common Contracts
12 similar Underwriting Agreement contracts by Capital One Financial Corp
1,000,000 SHARES OF FIXED RATE RESET NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES M OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 2021 • Capital One Financial Corp • National commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 1,000,000 shares (the “Shares”) of the Company’s Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series M, par value $0.01 per share, with a liquidation preference of $1,000 per share (the “Preferred Stock”).
CAPITAL ONE FINANCIAL CORPORATION $1,250,000,000 3.900% Senior Notes Due 2024 UNDERWRITING AGREEMENT January 24, 2019Underwriting Agreement • January 29th, 2019 • Capital One Financial Corp • National commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,250,000,000 aggregate principal amount of 3.900% Senior Notes Due 2024 (the “Securities”), to the several underwriters named in Schedule I hereto (the “Underwriters”), for which Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC, Wells Fargo Securities, LLC and Capital One Securities, Inc. are acting as the representatives (together, the “Representatives”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as Trustee (the “Trustee”), as amended from time to time.
CAPITAL ONE FINANCIAL CORPORATION $250,000,000 Floating Rate Senior Notes Due 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • February 16th, 2018 • Capital One Financial Corp • National commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $250,000,000 aggregate principal amount of Floating Rate Senior Notes Due 2021 (the “Securities”), to Morgan Stanley & Co. LLC (the “Underwriter”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as Trustee (the “Trustee”), as amended from time to time.
CAPITAL ONE FINANCIAL CORPORATION $1,250,000,000 3.200% Senior Notes Due 2023 $350,000,000 Floating Rate Senior Notes Due 2023 $1,400,000,000 3.800% Senior Notes Due 2028 UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2018 • Capital One Financial Corp • National commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,250,000,000 aggregate principal amount of 3.200% Senior Notes Due 2023 (the “2023 Fixed Rate Notes”), $350,000,000 aggregate principal amount of Floating Rate Senior Notes Due 2023 (the “Floating Rate Notes”), and $1,400,000,000 aggregate principal amount of 3.800% Senior Notes Due 2028 (the “2028 Fixed Rate Notes,” together with the 2023 Fixed Rate Notes and the Floating Rate Notes, the “Securities”), to the several underwriters named in Schedule I hereto (the “Underwriters”), for which Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, and Capital One Securities, Inc. are acting as the representatives (together, the “Representatives”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Me
CAPITAL ONE FINANCIAL CORPORATION $1,500,000,000 3.750% Subordinated Notes Due 2026 UNDERWRITING AGREEMENT July 25, 2016Underwriting Agreement • July 28th, 2016 • Capital One Financial Corp • National commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,500,000,000 aggregate principal amount of 3.750% Subordinated Notes Due 2026 (the “Securities”), to the several underwriters named in Schedule I hereto (the “Underwriters”), for which Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Morgan Stanley & Co. LLC, and Capital One Securities Inc. are acting as the representatives (together, the “Representatives”). The Securities are to be issued pursuant to the provisions of a
CAPITAL ONE FINANCIAL CORPORATION $1,500,000,000 4.200% Subordinated Notes Due 2025 UNDERWRITING AGREEMENT October 26, 2015Underwriting Agreement • October 29th, 2015 • Capital One Financial Corp • National commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,500,000,000 aggregate principal amount of 4.200% Subordinated Notes Due 2025 (the “Securities”), to the several underwriters named in Schedule I hereto (the “Underwriters”), for which Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, and Capital One Securities Inc. are acting as the representatives (together, the “Representatives”). The Securities are to be issued pursuant to the provisions of a
1,000,000 SHARES OF FIXED-TO-FLOATING RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES E OF CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENT May 11, 2015Underwriting Agreement • May 14th, 2015 • Capital One Financial Corp • National commercial banks • New York
CAPITAL ONE FINANCIAL CORPORATION $1,000,000,000 3.200% Senior Notes Due 2025 UNDERWRITING AGREEMENTUnderwriting Agreement • February 5th, 2015 • Capital One Financial Corp • National commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,000,000,000 aggregate principal amount of 3.200% Senior Notes Due 2025 (the “Securities”), to the several underwriters named in Schedule I hereto (the “Underwriters”), for which Barclays Capital Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Capital One Securities Inc. are acting as the representatives (together, the “Representatives”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as Trustee (the “Trustee”).
CAPITAL ONE FINANCIAL CORPORATION $1,250,000,000 2.150% Senior Notes Due 2015 UNDERWRITING AGREEMENTUnderwriting Agreement • March 23rd, 2012 • Capital One Financial Corp • State commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,250,000,000 2.150% Senior Notes Due 2015 (the “Securities”), to the several underwriters named in Schedule I hereto (the “Underwriters”), for which Deutsche Bank Securities Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC are acting as the representatives (together, the “Representatives”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as Trustee (the “Trustee”).
CAPITAL ONE FINANCIAL CORPORATIONUnderwriting Agreement • May 22nd, 2009 • Capital One Financial Corp • State commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,000,000,000 principal amount of its 7.375% Senior Notes due 2014 (the “Securities”) to the several underwriters named in Schedule I hereto (the “Underwriters”), for which you are acting as the representatives (the “Representatives”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as Trustee (the “Trustee”).
CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • September 5th, 2007 • Capital One Financial Corp • State commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,500,000,000 principal amount of its 6.750% Senior Notes due 2017 (the “Securities”) to the several underwriters named in Schedule I hereto (the “Underwriters”), for which you are acting as the representatives (the “Representatives”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as Trustee (the “Trustee”).
CAPITAL ONE FINANCIAL CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • August 31st, 2006 • Capital One Financial Corp • State commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $1,000,000,000 principal amount of its 6.150% Subordinated Notes due 2016 (the “Securities”) to the several underwriters named in Schedule I hereto (the “Underwriters”), for which you are acting as representatives (the “Representatives”). The Securities are to be issued pursuant to the provisions of a Subordinated Indenture dated as of August 29, 2006 (the “Subordinated Indenture”) between the Company and The Bank of New York, as Trustee (the “Trustee”).
