EXHIBIT 10.2 ------------ REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of June 28, 2007, among EpiCept Corporation, a Delaware corporation (the "Company"), and the several purchasers...Registration Rights Agreement • June 29th, 2007 • Epicept Corp • Pharmaceutical preparations
Contract Type FiledJune 29th, 2007 Company Industry
EXHIBIT 10.2 ------------ COMMON STOCK PURCHASE WARRANT [WM08-*] To Purchase ___ Shares of Common Stock of EPICEPT CORPORATION THIS COMMON STOCK PURCHASE WARRANT (the "Warrant") certifies that, for value received, [ ] (the "Holder"), is entitled, upon...Epicept Corp • March 7th, 2008 • Pharmaceutical preparations
Company FiledMarch 7th, 2008 Industry
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 14th, 2018 • Immune Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 14th, 2018 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 14, 2018, between Immune Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • December 27th, 2006 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledDecember 27th, 2006 Company Industry Jurisdiction
RECITALS:Indemnification Agreement • April 28th, 2005 • Epicept Corp • Pharmaceutical preparations • Delaware
Contract Type FiledApril 28th, 2005 Company Industry Jurisdiction
IMMUNE PHARMACEUTICALS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 16th, 2017 • Immune Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 16th, 2017 Company Industry Jurisdiction
5,500,000 Shares Common Stock ($0.0001 par value)Underwriting Agreement • April 28th, 2005 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledApril 28th, 2005 Company Industry Jurisdiction
BY AND AMONGNote Purchase Agreement • November 1st, 2005 • Epicept Corp • Pharmaceutical preparations • Delaware
Contract Type FiledNovember 1st, 2005 Company Industry Jurisdiction
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of December 21, 2006, among EpiCept Corporation, a Delaware corporation (the "Company"), and the several purchasers signatory...Registration Rights Agreement • December 27th, 2006 • Epicept Corp • Pharmaceutical preparations
Contract Type FiledDecember 27th, 2006 Company Industry
BETWEENLease Agreement • January 10th, 2005 • Epicept Corp
Contract Type FiledJanuary 10th, 2005 Company
Rodman & RenshawEpicept Corp • August 6th, 2008 • Pharmaceutical preparations • New York
Company FiledAugust 6th, 2008 Industry Jurisdiction
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • March 7th, 2008 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledMarch 7th, 2008 Company Industry Jurisdiction
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • June 29th, 2007 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledJune 29th, 2007 Company Industry Jurisdiction
WITNESSETH:Employment Agreement • January 10th, 2005 • Epicept Corp • New Jersey
Contract Type FiledJanuary 10th, 2005 Company Jurisdiction
Exhibit 10.8 AMENDMENT #1 TO LICENSE AGREEMENT THIS AMENDMENT #1 TO LICENSE AGREEMENT (this "Amendment #1"), dated as of October 1, 2004 (the "Effective Date"), is made by and between Adolor Corporation, a Delaware corporation having its principal...License Agreement • January 10th, 2005 • Epicept Corp
Contract Type FiledJanuary 10th, 2005 Company
COMMON STOCK PURCHASE WARRANT IMMUNE PHARMACEUTICALS INC.Common Stock Purchase Warrant • October 11th, 2017 • Immune Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 11th, 2017 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Cede & Co. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [ ], 2017 (the “Initial Exercise Date”) and on or prior to the close of business on the seven (7) year anniversary of the Initial Exercise Date (the “Termination Date”); provided, however, that if such date is not a Trading Day, the Termination Date shall be the immediately following Trading Day) but not thereafter, to subscribe for and purchase from Immune Pharmaceuticals Inc., a Delaware corporation (the “Company”), up to [_______] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security h
COMMON STOCK PURCHASE WARRANT IMMUNE PHARMACEUTICALS, INC.Immune Pharmaceuticals Inc • April 19th, 2017 • Pharmaceutical preparations
Company FiledApril 19th, 2017 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, EMA Financial, LLC, a Delaware limited liability company (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after October 10, 2017 (as defined above) and on or prior to the close of business October 10, 2022 (the “Termination Date”) but not thereafter, to subscribe for and purchase from IMMUNE PHARMACEUTICALS, INC., a Delaware corporation (the “Company”), up to 1,666,667 shares (the “Warrant Shares”) (whereby such number may be adjusted from time to time pursuant to the terms and conditions of this Warrant) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b), subject to adjustment herein. This Warrant is issued by the Company as of the date hereof in connection with the Purchase Agreement (as defined below).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 30th, 2011 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledMarch 30th, 2011 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 28, 2011, between EpiCept Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). Notwithstanding anything herein to the contrary regarding multiple Purchasers, the parties acknowledge and agree that the term “Purchaser” or “Purchasers” hereunder shall refer to only one institutional investor (and its Affiliates).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 18th, 2018 • Immune Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledSeptember 18th, 2018 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of September 12, 2018, by and between Immune Pharmaceuticals Inc., a Delaware corporation, with its address at 550 Sylvan Avenue, Suite 101, Englewood Cliffs, NJ 07632 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Great Neck, NY 11021 (the “Buyer”).
SENIOR SECURED CONVERTIBLE PROMISSORY NOTE DUE July 7, 2018Immune Pharmaceuticals Inc • July 10th, 2017 • Pharmaceutical preparations • New York
Company FiledJuly 10th, 2017 Industry JurisdictionTHIS SENIOR SECURED CONVERTIBLE PROMISSORY NOTE is one of a series of duly authorized and validly issued Senior Secured Convertible Notes of Immune Pharmaceuticals, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 550 Sylvan Avenue, Suite 101, Englewood Cliffs, NJ 07632, designated as its Senior Secured Convertible Promissory Note due July 7, 2018 (this “Note”, or the “Note” and collectively with the other Notes of such series, the “Notes”).
EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of February 7, 2006, among EpiCept Corporation, a Delaware corporation (the "Company"), and the several purchasers signatory...Registration Rights Agreement • February 8th, 2006 • Epicept Corp • Pharmaceutical preparations
Contract Type FiledFebruary 8th, 2006 Company Industry
WITNESSETH:Employment Agreement • January 10th, 2005 • Epicept Corp • New Jersey
Contract Type FiledJanuary 10th, 2005 Company Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 22nd, 2016 • Immune Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 22nd, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 17, 2016, between Immune Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each, including its successors and assigns, the “Purchasers” and each a “Purchaser”).
ORIGINAL ISSUE DISCOUNT CONVERTIBLE DEBENTUREImmune Pharmaceuticals Inc • May 14th, 2018 • Pharmaceutical preparations • New York
Company FiledMay 14th, 2018 Industry JurisdictionTHIS ORIGINAL ISSUE DISCOUNT CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued Original Issue Discount Convertible Debentures of Immune Pharmaceuticals, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 550 Sylvan Avenue, Suite 101. Englewood Cliffs, NJ. 07632, designated as its Original Issue Discount Convertible Debenture due on the Maturity Date (as defined below) (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
October 10, 2007 CONFIDENTIAL ------------ Robert W. Cook Senior Vice President & Chief Financial Officer EpiCept Corporation 777 Old Saw Mill River Road Tarrytown, NY 10591 Dear Mr. Cook: This letter (the "Agreement") constitutes the agreement...Epicept Corp • October 11th, 2007 • Pharmaceutical preparations • New York
Company FiledOctober 11th, 2007 Industry Jurisdiction
Immune Pharmaceuticals Inc. and VStock Transfer, LLC, as Warrant Agent Warrant Agency Agreement Dated as of October [ ], 2017 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 16th, 2017 • Immune Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 16th, 2017 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of October [ ], 2017 (“Agreement”), between Immune Pharmaceuticals Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (the “Warrant Agent”).
EXHIBIT 10.17 LIMITED GUARANTY THIS GUARANTY is executed as of April 27, 1998 by American Pharmed Labs, Inc., a Delaware corporation ("Guarantor"), for the benefit of IKB Nachrangkapital GmbH, a company with limited liability organized under the laws...Epicept Corp • April 28th, 2005 • Pharmaceutical preparations • New Jersey
Company FiledApril 28th, 2005 Industry Jurisdiction
COMMON STOCK PURCHASE WARRANTCommon Stock Purchase • February 9th, 2012 • Epicept Corp • Pharmaceutical preparations
Contract Type FiledFebruary 9th, 2012 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from EpiCept Corporation, a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock, par value $0.0001 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
RECITAL:Sublicense Agreement • May 3rd, 2005 • Epicept Corp • Pharmaceutical preparations • Delaware
Contract Type FiledMay 3rd, 2005 Company Industry Jurisdiction
ARTICLE I. CERTAIN DEFINITIONSEquity Distribution Agreement • December 27th, 2006 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledDecember 27th, 2006 Company Industry Jurisdiction
EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the "Agreement") is entered into as of September 6, 2005 and effective upon the Closing of the Merger, by and among EpiCept Corporation, a Delaware corporation (the...Registration Rights Agreement • January 9th, 2006 • Epicept Corp • Pharmaceutical preparations • Delaware
Contract Type FiledJanuary 9th, 2006 Company Industry Jurisdiction
Exhibit 4.4 NEITHER THIS WARRANT NOR ANY SECURITIES THAT MAY BE ISSUED UPON EXERCISE HEREOF HAVE BEEN REGISTERED OR QUALIFIED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE TRANSFERRED OR...Epicept Corp • January 10th, 2005 • Delaware
Company FiledJanuary 10th, 2005 Jurisdiction
Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT ----------------------------- REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of December 21, 2006, by and between EPICEPT CORPORATION, a Delaware corporation (the "Company"), and CORNELL CAPITAL...Registration Rights Agreement • December 27th, 2006 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledDecember 27th, 2006 Company Industry Jurisdiction
CONFIDENTIALEpicept Corp • July 1st, 2010 • Pharmaceutical preparations • New York
Company FiledJuly 1st, 2010 Industry Jurisdiction
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • March 23rd, 2017 • Immune Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 23rd, 2017 Company Industry JurisdictionCOMMON STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of March 22, 2017 by and between IMMUNE PHARMACEUTICALS INC., a Delaware corporation (the “Company”), and HLHW IV, LLC, a Delaware limited liability company (the “Buyer”). Capitalized terms used herein and not otherwise defined herein are defined in Section 10 hereof.