Lazard Group LLC $300,000,000 3.625% Senior Notes Due 2027 Underwriting Agreement (this “Agreement”)Underwriting Agreement • November 7th, 2016 • Lazard LTD • Investment advice • New York
Contract Type FiledNovember 7th, 2016 Company Industry JurisdictionLazard Group LLC, a limited liability company organized under the laws of Delaware (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) $300 million aggregate principal amount of its Senior Notes due 2027 (the “Notes”). Citigroup Global Markets Inc. and Goldman, Sachs & Co. are acting as the representatives (the “Representatives”) of the Underwriters in connection with the offering and sale of the Notes. The Notes are to be issued under an indenture, dated as of May 10, 2005 (the “Indenture”), between the Company and The Bank of New York, as trustee, as supplemented by a supplemental indenture, to be dated as of November 4, 2016 (the “Supplemental Indenture”), between the Company and the Bank of New York Mellon, as trustee (the “Trustee”). In the event only one underwriter is listed in Schedule I hereto, any references in this Agreement to the “Underwriters” shall be deemed to
STARBUCKS CORPORATION Underwriting AgreementUnderwriting Agreement • February 4th, 2016 • Starbucks Corp • Retail-eating & drinking places • New York
Contract Type FiledFebruary 4th, 2016 Company Industry JurisdictionStarbucks Corporation, a Washington corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Exhibit A hereto (the “Underwriters”), for whom Goldman, Sachs & Co., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC are acting as representatives of the several Underwriters (the “Representatives”), $500,000,000 aggregate principal amount of its 2.100% Senior Notes due 2021 (the “Securities”).
Apple Inc. €1,000,000,000 1.375% Notes due 2024 €1,000,000,000 2.000% Notes due 2027 Underwriting AgreementUnderwriting Agreement • September 17th, 2015 • Apple Inc • Electronic computers • New York
Contract Type FiledSeptember 17th, 2015 Company Industry JurisdictionApple Inc., a California corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) €1,000,000,000 aggregate principal amount of the Company’s 1.375% Notes due 2024 (the “2024 Notes”) and €1,000,000,000 aggregate principal amount of the Company’s 2.000% Notes due 2027 (the “2027 Notes,” and together with the 2024 Notes, the “Securities”).
Apple Inc. £750,000,000 3.05% Notes due 2029 £500,000,000 3.60% Notes due 2042 Underwriting AgreementUnderwriting Agreement • July 31st, 2015 • Apple Inc • Electronic computers • New York
Contract Type FiledJuly 31st, 2015 Company Industry JurisdictionApple Inc., a California corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) £750,000,000 aggregate principal amount of the Company’s 3.05% Notes due 2029 (the “2029 Notes”) and £500,000,000 aggregate principal amount of the Company’s 3.60% Notes due 2042 (the “2042 Notes,” and, together with the 2029 Notes, the “Securities”).
UNDERWRITING AGREEMENT, dated as of April 29, 2015 Bristol-Myers Squibb Company 1.000% Notes due 2025 1.750% Notes due 2035Underwriting Agreement • May 5th, 2015 • Bristol Myers Squibb Co • Pharmaceutical preparations • New York
Contract Type FiledMay 5th, 2015 Company Industry Jurisdiction
Hyatt Hotels Corporation $350,000,000 3.375% Senior Notes due 2023 Underwriting AgreementUnderwriting Agreement • May 10th, 2013 • Hyatt Hotels Corp • Hotels & motels • New York
Contract Type FiledMay 10th, 2013 Company Industry JurisdictionHyatt Hotels Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Goldman, Sachs & Co., J.P. Morgan Securities LLC and SunTrust Robinson Humphrey, Inc. are acting as representatives (the “Representatives”), an aggregate of $350,000,000 principal amount of its 3.375% Senior Notes due 2023 (the “Securities”).
AMGEN INC. $1,250,000,000 2.125% SENIOR NOTES DUE 2017 $750,000,000 3.625% SENIOR NOTES DUE 2022 $1,000,000,000 5.375% SENIOR NOTES DUE 2043 Underwriting AgreementUnderwriting Agreement • May 15th, 2012 • Amgen Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 15th, 2012 Company Industry JurisdictionAmgen Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $1,250,000,000 principal amount of the 2.125% Senior Notes due 2017 of the Company (the “2017 Notes”), an aggregate of $750,000,000 principal amount of the 3.625% Senior Notes due 2022 of the Company (the “2022 Notes”) and an aggregate of $1,000,000,000 principal amount of the 5.375% Senior Notes due 2043 of the Company (the “2043 Notes”, and together with the 2017 Notes and the 2022 Notes, collectively,
Underwriting AgreementUnderwriting Agreement • June 15th, 2011 • Vulcan Materials CO • Mining & quarrying of nonmetallic minerals (no fuels)
Contract Type FiledJune 15th, 2011 Company IndustryMerrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman, Sachs & Co., As Representatives of the several Underwriters named in Schedule I hereto, c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282
Lockheed Martin Corporation Underwriting AgreementUnderwriting Agreement • November 16th, 2009 • Lockheed Martin Corp • Guided missiles & space vehicles & parts • New York
Contract Type FiledNovember 16th, 2009 Company Industry JurisdictionLockheed Martin Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”) an aggregate of $900,000,000 principal amount of 4.25% Notes due 2019 of the Company (the “2019 Notes”) and an aggregate of $600,000,000 principal amount of 5.50% Notes due 2039 of the Company (the “2039 Notes”) (collectively, the “Securities”).
The Bank of New York Mellon Corporation Common Stock Underwriting AgreementUnderwriting Agreement • May 15th, 2009 • Bank of New York Mellon CORP • State commercial banks • New York
Contract Type FiledMay 15th, 2009 Company Industry JurisdictionThe Bank of New York Mellon Corporation, a Delaware corporation registered as a financial holding company and a bank holding company under the Bank Holding Company Act of 1956, as amended (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 42,000,000 shares (the “Firm Securities”) and, at the election of the Underwriters up to 6,300,000 additional shares (the “Optional Securities”) of common stock ($0.01 par value) of the Company (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Securities”).
El Paso Corporation $500,000,000 8.250% Senior Notes due 2016Underwriting Agreement • February 6th, 2009 • El Paso Corp/De • Natural gas transmission • New York
Contract Type FiledFebruary 6th, 2009 Company Industry JurisdictionEl Paso Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $500,000,000 principal amount of its 8.250% Senior Notes due 2016 (the “Notes”) to be issued under an indenture, dated as of May 10, 1999 (the “Base Indenture”), as supplemented and amended by the Fifteenth Supplemental Indenture thereto to be dated as of the Closing Date (as defined herein) (the “Supplemental Indenture”) between the Company and HSBC Bank USA, National Association, a national banking association, as successor-in-interest to JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Trustee (the “Trustee”). The Base Indenture, as amended and supplemented from time to time (including without limitation pursuant to the Supplemental Indenture), is referred to herein as the “Indenture.”
El Paso Corporation $500,000,000 12.000% Senior Notes due 2013 Underwriting AgreementUnderwriting Agreement • December 10th, 2008 • El Paso Corp/De • Natural gas transmission • New York
Contract Type FiledDecember 10th, 2008 Company Industry JurisdictionEl Paso Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $500,000,000 principal amount of its 12.000% Senior Notes due 2013 (the “Notes”) to be issued under an indenture, dated as of May 10, 1999 (the “Base Indenture”), as supplemented and amended by the Fourteenth Supplemental Indenture thereto to be dated as of the Closing Date (as defined herein) (the “Supplemental Indenture”) between the Company and HSBC Bank USA, National Association, a national banking association, as successor-in-interest to JPMorgan Chase Bank (formerly The Chase Manhattan Bank), as Trustee (the “Trustee”). The Base Indenture, as amended and supplemented from time to time (including without limitation pursuant to the Supplemental Indenture), is referred to herein as the “Indenture.”
El Paso Corporation $600,000,000 7.25% Senior Notes due 2018 Underwriting AgreementUnderwriting Agreement • May 23rd, 2008 • El Paso Corp/De • Natural gas transmission • New York
Contract Type FiledMay 23rd, 2008 Company Industry Jurisdiction
Ciena CorporationUnderwriting Agreement • April 5th, 2006 • Ciena Corp • Telephone & telegraph apparatus
Contract Type FiledApril 5th, 2006 Company IndustryCiena Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Goldman, Sachs & Co. (the “Underwriter”) an aggregate of $300,000,000 principal amount of the 0.250% Convertible Senior Notes Due 2013, convertible into shares of common stock, $0.01 par value per share (“Stock”), of the Company, specified above (the “Firm Securities”) and, at the election of the Underwriter, up to an aggregate of $45,000,000 additional principal amount (the “Optional Securities”) (the Firm Securities and the Optional Securities which the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Securities”).