Common Contracts
7 similar Placement Agency Agreement contracts by Magnum Hunter Resources Corp, Dakota Plains Holdings, Inc., Fx Energy Inc, others
3,481,997 Shares MARATHON PATENT GROUP, INC. Common Stock, par value $0.0001 per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 12th, 2016 • Marathon Patent Group, Inc. • Patent owners & lessors • New York
Marathon Patent Group, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this “Agreement”) and the Securities Purchase Agreement in a form mutually agreed upon by the Company and the Placement Agent (the “Purchase Agreement”) entered into with the investors identified therein (each, an “Investor” and collectively, the “Investors”), to issue and sell up to an aggregate of 3,481,997 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). The Company hereby confirms its agreement with Northland Securities, Inc. (“Northland” or the “Placement Agent”) as set forth below. Northland Capital Markets is the trade name for certain capital markets and investment banking activities of Northland Securities, Inc., member FINRA/SIPC. The Shares are more fully described in the Prospectus (as defined below).
7,000,000 Shares DAKOTA PLAINS HOLDINGS, INC. Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 11th, 2013 • Dakota Plains Holdings, Inc. • Wholesale-petroleum bulk stations & terminals • New York
Dakota Plains Holdings, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the investors identified therein (each, an “Investor” and collectively, the “Investors”), to issue and sell up to an aggregate of 7,000,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Company hereby confirms its several agreements with Canaccord Genuity Inc. (“Canaccord”) and Northland Securities, Inc. (“Northland”) as set forth below. Canaccord is referred to as the “Lead Placement Agent” and collectively, Canaccord and Northland are referred to as the “Placement Agents.” The Shares are more fully described in the Prospectus (as defined below).
FX ENERGY, INC. Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 9th, 2010 • Fx Energy Inc • Crude petroleum & natural gas • New York
FX Energy, Inc., a Nevada corporation (the "Company"), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this "Agreement") and the Subscription Agreements in the form of Exhibit A attached hereto (the "Subscription Agreements") to be entered into with the investors that will be identified therein (each, an "Investor" and collectively, the "Investors"), to issue and sell an aggregate of up to 1,500,000 shares (the "Shares") of the Company's common stock, $0.001 par value (the "Common Stock"). The Company hereby confirms its agreement with Pritchard Capital Partners, LLC (the "Placement Agent"), as set forth below.
Hanmi Financial Corporation Up to 100,000,000 Shares of Common Stock, $0.001 par value per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 16th, 2010 • Hanmi Financial Corp • National commercial banks • California
Hanmi Financial Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this “Agreement”) and the Subscription Agreement in the form of Exhibit A attached hereto (the “Subscription Agreement”) to be entered into with the investors identified therein (each, an “Investor” and collectively, the “Investors”), to issue and sell up to an aggregate of 100,000,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), including 50,000,000 shares of Common Stock initially in the best efforts public offering plus that number of shares of Common Stock not subscribed for in the rights offering to be conducted by the Company concurrently with the best efforts public offering, which could be up to 50,000,000 shares of Common Stock depending on the number of shares subscribed for in the rights offering by the Company’s stockholders (collectively, the “Offering”). The Co
3,903,720 Units MAGNUM HUNTER RESOURCES CORPORATION Common Stock and Warrants PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 13th, 2009 • Magnum Hunter Resources Corp • Crude petroleum & natural gas • New York
Magnum Hunter Resources Corporation, a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this "Agreement") and the Subscription Agreements in the form of Exhibit A attached hereto (the "Subscription Agreements") to be entered into with the investors identified therein (each, an "Investor" and collectively, the "Investors"), to issue and sell up to an aggregate of 3,903,720 Units (the "Units"), each Unit consisting of one share of the Company's common stock, $0.01 par value (the "Common Stock") and one-fifth of a warrant to purchase one share of Common Stock (each whole warrant, a "Warrant"). The Company hereby confirms its several agreements with Canaccord Adams Inc. ("Canaccord") as set forth below. Canaccord is referred to herein as the "Placement Agent". The Units are more fully described in the Prospectus (as defined below).
MAGNUM HUNTER RESOURCES CORPORATION Common Stock and Warrants PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 13th, 2009 • Magnum Hunter Resources Corp • Crude petroleum & natural gas • New York
Magnum Hunter Resources Corporation, a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this "Agreement") and the Subscription Agreements in the form of Exhibit A attached hereto (the "Subscription Agreements") to be entered into with the investors identified therein (each, an "Investor" and collectively, the "Investors"), to issue and sell up to an aggregate of 2,500,000 Units (the "Units"), each Unit consisting of one share of the Company's common stock, $0.01 par value (the "Common Stock") and one-fifth of a warrant to purchase one share of Common Stock (each whole warrant, a "Warrant"). The Company hereby confirms its several agreements with Canaccord Adams Inc. ("Canaccord") as set forth below. Canaccord is referred to herein as the "Placement Agent". The Units are more fully described in the Prospectus (as defined below).
9,600,000 Shares HEADWATERS INCORPORATED Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 17th, 2009 • Headwaters Inc • Miscellaneous products of petroleum & coal • New York
Headwaters Incorporated, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Placement Agency Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the investors identified therein (each, an “Investor” and collectively, the “Investors”), to issue and sell up to an aggregate of 9,600,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Company hereby confirms its several agreements with Canaccord Adams Inc. (“Canaccord”), Stephens Inc. (“Stephens”) and Avondale Partners, LLC (“Avondale”) as set forth below. Canaccord is referred to as the “Lead Placement Agent,” each of Stephens and Avondale is individually referred to as a “Co-Placement Agent;” and collectively, Canaccord, Stephens and Avondale are to as to the “Placement Agents.” The Shares are more fully described in the Prospectus (
