Common Contracts

Addendum to the Introducing/Carrying Dealer Agreement

Dealer Agreement • February 23rd, 2018

• Contract Type
  Dealer Agreement
• Filed
  February 23rd, 2018

• The CD and ID wish to amend this agreement effective as of [date (current date or proposed effective date)] by deleting Schedule ”C” – Available Investments in the original agreement and substituting a new version of Schedule “C” – Available Investments as a result of the inclusion of exchanged traded funds under available investments, as requested by the ID and agreed upon by the CD and ID.