SOLIGENIX, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementSoligenix, Inc. • August 11th, 2017 • Pharmaceutical preparations • New York
Company FiledAugust 11th, 2017 Industry Jurisdiction
MONMOUTH REAL ESTATE INVESTMENT CORPORATION (par value $0.01 per share) At Market Issuance Sales AgreementMonmouth Real Estate Investment Corp • June 29th, 2017 • Real estate investment trusts • New York
Company FiledJune 29th, 2017 Industry Jurisdiction
PLUG POWER INC. Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementPlug Power Inc • April 3rd, 2017 • Electrical industrial apparatus • New York
Company FiledApril 3rd, 2017 Industry JurisdictionPlug Power Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with FBR Capital Markets & Co. (“FBR”) as follows:
VIEWRAY, INC. Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementViewRay, Inc. • January 30th, 2017 • Electromedical & electrotherapeutic apparatus • New York
Company FiledJanuary 30th, 2017 Industry JurisdictionViewRay, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with FBR Capital Markets & Co. (“FBR”) as follows:
AMERICAN SUPERCONDUCTOR CORPORATION Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAmerican Superconductor Corp /De/ • January 27th, 2017 • Motors & generators • New York
Company FiledJanuary 27th, 2017 Industry JurisdictionAmerican Superconductor Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”), with FBR Capital Markets & Co. (“FBR”), as follows:
AT MARKET ISSUANCE SALES AGREEMENTNovavax Inc • December 30th, 2016 • Biological products, (no disgnostic substances) • New York
Company FiledDecember 30th, 2016 Industry JurisdictionNovavax, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with FBR Capital Markets & Co., a Delaware limited liability company (“FBR”), as follows:
ENPHASE ENERGY, INC. Common Stock (par value $0.00001 per share) At Market Issuance Sales AgreementEnphase Energy, Inc. • December 23rd, 2016 • Semiconductors & related devices • New York
Company FiledDecember 23rd, 2016 Industry JurisdictionEnphase Energy, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with FBR Capital Markets & Co. (“FBR”), as follows:
BIONDVAX PHARMACEUTICALS LTD. American Depositary Shares (each representing 40 fully paid Ordinary Shares) AT MARKET ISSUANCE SALES AGREEMENTBiondVax Pharmaceuticals Ltd. • November 4th, 2016 • Biological products, (no disgnostic substances) • New York
Company FiledNovember 4th, 2016 Industry Jurisdiction
ANWORTH MORTGAGE ASSET CORPORATION Common Stock (par value $0.01 per share) (par value $0.01 per share) (par value $0.01 per share) AT MARKET ISSUANCE SALES AGREEMENTAnworth Mortgage Asset Corp • August 10th, 2016 • Real estate investment trusts • New York
Company FiledAugust 10th, 2016 Industry JurisdictionANWORTH MORTGAGE ASSET CORPORATION, a Maryland corporation (the “Company”), and ANWORTH MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), confirm their agreement (this “Agreement”) with FBR Capital Markets & Co. (“FBR”), as follows:
MANNKIND CORPORATION Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementMannkind Corp • April 26th, 2016 • Pharmaceutical preparations • New York
Company FiledApril 26th, 2016 Industry JurisdictionMannKind Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with FBR Capital Markets & Co. (“FBR”), as follows:
Emergent Capital, Inc. Common Stock (par value $0.01 per share) At-the-Market Issuance Sales AgreementEmergent Capital, Inc. • March 14th, 2016 • Life insurance • New York
Company FiledMarch 14th, 2016 Industry JurisdictionEmergent Capital, Inc., a Florida corporation (the “Company”), confirms its agreement (this “Agreement”), with FBR Capital Markets & Co. and MLV & Co. LLC (Collectively “FBR”), as follows: