Common Contracts
19 similar Structuring Fee Agreement contracts by Nuveen High Income November 2021 Target Term Fund, AllianzGI Convertible & Income 2024 Target Term Fund, Angel Oak Dynamic Financial Strategies Income Term Trust, others
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 27th, 2021 • Thornburg Income Builder Opportunities Trust • New York
This agreement (the “Agreement”) is between Thornburg Investment Management, Inc. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Thornburg Income Builder Opportunities Trust (the “Trust”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • April 27th, 2021 • Nuveen Core Plus Impact Fund • New York
This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen Core Plus Impact Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated April [ ], 2021 (the “Underwriting Agreement”), by and among the Fund, the Company, Nuveen Asset Management, LLC and each of the underwriters named therein.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 26th, 2020 • Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund • New York
This agreement (the “Agreement”) is between Cohen & Steers Capital Management, Inc. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement, dated October , 2020, by and among the Fund, the Company and each of the underwriters named in Schedule I thereto.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • August 25th, 2020 • Nuveen Dynamic Municipal Opportunities Fund • New York
This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen Dynamic Municipal Opportunities Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated August [26], 2020 (the “Underwriting Agreement”), by and among the Fund, the Company, Nuveen Asset Management, LLC and each of the underwriters named therein.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 25th, 2020 • Angel Oak Dynamic Financial Strategies Income Term Trust • New York
This agreement (the “Agreement”) is between Angel Oak Capital Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Angel Oak Dynamic Financial Strategies Income Term Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated [ ], 2020 (the “Underwriting Agreement”), by and among the Fund, the Company, and each of the Underwriters named therein, severally, with respect to the issuance and sale of the Fund’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), as described therein (the “Offering”) .
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This agreement (the “Agreement”) is between Calamos Advisors LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • September 13th, 2019 • Nuveen Municipal Credit Opportunities Fund • New York
This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen Municipal Credit Opportunities Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated [ ], 2019 (the “Underwriting Agreement”), by and among the Fund, the Company, Nuveen Asset Management, LLC and each of the underwriters named therein.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2019 • Angel Oak Financial Strategies Income Term Trust • New York
This agreement (the “Agreement”) is between Angel Oak Capital Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Angel Oak Financial Strategies Income Term Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated [ ], 2019 (the “Underwriting Agreement”), by and among the Fund, the Company, and each of the Underwriters named therein, severally, with respect to the issuance and sale of the Fund’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), as described therein (the “Offering”) .
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 28th, 2017 • Eaton Vance Floating-Rate 2022 Target Term Trust • New York
This agreement (the “Agreement”) is between Eaton Vance Management (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Eaton Vance High Income 2022 Target Term Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • June 22nd, 2017 • AllianzGI Convertible & Income 2024 Target Term Fund • New York
This agreement (the “Agreement”) is between Allianz Global Investors U.S. LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the AllianzGI Convertible & Income 2024 Target Term Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement, dated [●], 2017, between the Fund, the Company, Wells Fargo Securities, LLC, and the underwriters named in Exhibit A thereto.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 27th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • New York
This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen Credit Opportunities 2022 Target Term Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated March 28, 2017 (the “Underwriting Agreement”), by and among the Fund, the Company, Symphony Asset Management LLC and each of the underwriters named therein.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • August 26th, 2016 • Nuveen High Income November 2021 Target Term Fund • New York
This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen High Income November 2021 Target Term Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated August 23, 2016 (the “Underwriting Agreement”), by and among the Fund, the Company, Nuveen Asset Management, LLC and each of the underwriters named therein.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • August 23rd, 2016 • Nuveen High Income November 2021 Target Term Fund • New York
This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen High Income November 2021 Target Term Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement dated August [ ], 2016 (the “Underwriting Agreement”), by and among the Fund, the Company, Nuveen Asset Management, LLC and each of the underwriters named therein.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2016 • Eaton Vance High Income 2021 Target Term Trust • New York
This agreement (the “Agreement”) is between Eaton Vance Management (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Eaton Vance High Income 2021 Target Term Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 22nd, 2013 • Eaton Vance Municipal Income Term Trust • New York
This agreement (the “Agreement”) is between Eaton Vance Management (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Eaton Vance Municipal Income Term Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • December 4th, 2012 • Nuveen Intermediate Duration Municipal Term Fund • New York
This agreement (the “Agreement”) is between Nuveen Fund Advisors, Inc. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen Intermediate Duration Municipal Term Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement by and among the Fund, the Company, Nuveen Asset Management, LLC and each of the Underwriters named in Schedule I thereto (the “Underwriting Agreement”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 27th, 2012 • Legg Mason BW Global Income Opportunities Fund Inc. • New York
This agreement (the “Agreement”) is between Legg Mason Partners Fund Advisor, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Legg Mason BW Global Income Opportunities Fund Inc. (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 23rd, 2012 • Virtus Global Multi-Sector Income Fund • New York
This agreement is between Virtus Investment Advisers, Inc. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Virtus Global Multi-Sector Income Fund (the “Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • July 25th, 2011 • Duff & Phelps Global Utility Income Fund Inc. • New York
This agreement is between Duff & Phelps Investment Management Co. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Duff & Phelps Global Utility Income Fund Inc. (the “Fund”).
