MERRIMAN HOLDINGS, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • April 27th, 2011 • Merriman Holdings, Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledApril 27th, 2011 Company Industry JurisdictionTHIS CERTIFIES THAT, FOR VALUE RECEIVED, [________________] or its registered assigns (the "Holder") is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from and after the Initial Exercise Date (as defined below), until 5:00 p.m., Eastern Time, on the third anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the "Expiration Date"), but not thereafter, provided that, if Stockholder Approval is never obtained, this warrant shall never be exercisable, [_____________] Thousand (______,000) shares of the Common Stock, $0.0001 par value per share (the "Common Stock"), of MERRIMAN HOLDINGS, INC., a Delaware corporation (the "Company"), at $1.955 per share (the "Exercise Price"), such number of shares and Exercise Price being subject to adjustment upon the occurrence of t
MERRIMAN HOLDINGS, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • April 27th, 2011 • Merriman Holdings, Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledApril 27th, 2011 Company Industry JurisdictionTHIS CERTIFIES THAT, FOR VALUE RECEIVED, [________________] or its registered assigns (the "Holder") is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from the Original Issue Date set forth above until 5:00 p.m., Eastern Time, on the third anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the "Expiration Date"), but not thereafter, [_____________] thousand (______,000) shares of the Common Stock, $0.0001 par value per share (the "Common Stock"), of MERRIMAN HOLDINGS, INC., a Delaware corporation (the "Company"), at $1.955 per share (the "Exercise Price"), such number of shares and Exercise Price being subject to adjustment upon the occurrence of the contingencies set forth in this Warrant. Each share of Common Stock as to which this Warrant is exercisable is a
MERRIMAN CURHAN FORD GROUP, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • May 25th, 2010 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Illinois
Contract Type FiledMay 25th, 2010 Company Industry JurisdictionTHIS CERTIFIES THAT, FOR VALUE RECEIVED, [________] or its registered assigns (the “Holder”) is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from the Original Issue Date set forth above until 5:00 p.m., Eastern Time, on the fifth anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the “Expiration Date”), but not thereafter, [______] thousand (___,000) shares of the Common Stock, $0.0001 par value per share (the “Common Stock”), of MERRIMAN CURHAN FORD GROUP, INC., a Delaware corporation (the “Company”), at Sixty-Five Cents ($0.65) per share (the “Exercise Price”), such number of shares and Exercise Price being subject to adjustment upon the occurrence of the contingencies set forth in this Warrant. Each share of Common Stock as to which this Warrant is exercis
MERRIMAN CURHAN FORD GROUP, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • May 25th, 2010 • Unterberg Thomas I • Security brokers, dealers & flotation companies • Illinois
Contract Type FiledMay 25th, 2010 Company Industry JurisdictionTHIS CERTIFIES THAT, FOR VALUE RECEIVED, Thomas I. Unterberg or its registered assigns (the “Holder”) is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from the Original Issue Date set forth above until 5:00 p.m., Eastern Time, on the fifth anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the “Expiration Date”), but not thereafter, eight hundred thirteen thousand nine hundred fifty-three (813,953) shares of the Common Stock, $0.0001 par value per share (the “Common Stock”), of MERRIMAN CURHAN FORD GROUP, INC., a Delaware corporation (the “Company”), at Sixty-Five Cents ($0.65) per share (the “Exercise Price”), such number of shares and Exercise Price being subject to adjustment upon the occurrence of the contingencies set forth in this Warrant. Each share of
MERRIMAN CURHAN FORD GROUP, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • September 2nd, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • Illinois
Contract Type FiledSeptember 2nd, 2009 Company Industry JurisdictionTHIS CERTIFIES THAT, FOR VALUE RECEIVED, [________________] or its registered assigns (the "Holder") is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from the Original Issue Date set forth above until 5:00 p.m., Eastern Time, on the fifth anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the "Expiration Date"), but not thereafter, [_____________] thousand (______,000) shares of the Common Stock, $0.0001 par value per share (the "Common Stock"), of MERRIMAN CURHAN FORD GROUP, INC., a Delaware corporation (the "Company"), at Sixty-Five Cents ($0.65) per share (the "Exercise Price"), such number of shares and Exercise Price being subject to adjustment upon the occurrence of the contingencies set forth in this Warrant. Each share of Common Stock as to which this
MERRIMAN CURHAN FORD GROUP, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • June 3rd, 2009 • Merriman Curhan Ford Group, Inc. • Security brokers, dealers & flotation companies • California
Contract Type FiledJune 3rd, 2009 Company Industry JurisdictionTHIS CERTIFIES THAT, FOR VALUE RECEIVED, [________________] or its registered assigns (the "Holder") is entitled to purchase, on the terms and conditions hereinafter set forth, at any time in whole or in part from the Original Issue Date set forth above until 5:00 p.m., Eastern Time, on the tenth anniversary of the Original Issue Date, or if such date is not a day on which the Company (as hereinafter defined) is open for business, then the next succeeding day on which the Company is open for business (such date is the "Expiration Date"), but not thereafter, [_____________] thousand (______,000) shares of the Common Stock, $0.0001 par value per share (the "Common Stock"), of MERRIMAN CURHAN FORD GROUP, INC., a Delaware corporation (the "Company"), at Fifty Cents ($0.50) per share (the "Exercise Price"), such number of shares and Exercise Price being subject to adjustment upon the occurrence of the contingencies set forth in this Warrant. Each share of Common Stock as to which this Warra