CAPITAL SOUTHWEST CORPORATION (a Texas Corporation) $100,000,000 3.375% Notes due 2026 UNDERWRITING AGREEMENT August 24, 2021Underwriting Agreement • August 27th, 2021 • Capital Southwest Corp • New York
The Securities will be issued under an indenture dated as of October 23, 2017 (the “Base Indenture”), as supplemented by the Fourth Supplemental Indenture, to be dated as of August 27, 2021 (the “Fourth Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
FOURTH SUPPLEMENTAL INDENTURE between CAPITAL SOUTHWEST CORPORATION and as Trustee Dated as of August 27, 2021Fourth Supplemental Indenture • August 27th, 2021 • Capital Southwest Corp • New York
THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of August 27, 2021, is between Capital Southwest Corporation, a Texas corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
