CAPITAL SOUTHWEST CORPORATION AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SIXTH SUPPLEMENTAL INDENTURE Dated as of November 8, 2024 to INDENTURE Dated as of October 23, 2017 5.125% Convertible Notes due 2029Sixth Supplemental Indenture • November 8th, 2024 • Capital Southwest Corp • New York
THIS SIXTH SUPPLEMENTAL INDENTURE dated as of November 8, 2024 (this “Supplemental Indenture”) between CAPITAL SOUTHWEST CORPORATION, a Texas corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, a national banking association, as successor in interest to U.S. BANK NATIONAL ASSOCIATION, as trustee (the “Trustee,” as more fully set forth in Section 1.01), supplementing the Indenture dated as of October 23, 2017 between the Company and the Trustee (the “Base Indenture” and the Base Indenture, as amended and supplemented by this Supplemental Indenture, and as it may be further amended or supplemented from time to time with respect to the Notes, the “Indenture”).
CAPITAL SOUTHWEST CORPORATION 5.125% Convertible Notes due 2029 UNDERWRITING AGREEMENT Dated: November 4, 2024Underwriting Agreement • November 8th, 2024 • Capital Southwest Corp • New York
Notwithstanding the foregoing, subject to applicable securities laws and the restrictions contained in the Company’s charter, the undersigned may transfer any securities of the Company (including, without limitation, common stock) as follows:
