INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 27th, 2022 • DBX Etf Trust • New York
Agreement made as of January 31, 2011 and amended as of August 10, 2021, between DBX ETF TRUST (the “Company”), a Delaware statutory trust, and DBX ADVISORS LLC (the “Adviser”), a Delaware limited liability company.
AMENDMENT 16Distribution Agreement • September 27th, 2022 • DBX Etf Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”') amends the Existing Agreement as of August 16, 2022 (the “Effective Date”):
THIRD AMENDMENT TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • September 27th, 2022 • DBX Etf Trust
This Amendment is an amendment to the Fund Administration and Accounting Agreement between The Bank of New York Mellon ("BNY Mellon") and DBX ETF Trust ("Customer") dated as of January 31, 2011 (the "Agreement"), as amended August 30, 2016 and May 22, 2018.
AMENDMENT TO FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • September 27th, 2022 • DBX Etf Trust
This Amendment, dated as of August 16, 2022, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Foreign Custody Manager Agreement dated January 31, 2011 (the “Agreement”).
DBX ETF TRUST AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 27th, 2022 • DBX Etf Trust • New York
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is dated as of the 16th day of August, 2022 by and between DBX ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A hereto (the “Funds”), and DBX Advisors LLC (“DBX” or the “Adviser”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • September 27th, 2022 • DBX Etf Trust
This Amendment, dated as of August 16, 2022, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Fund Administration and Accounting Agreement dated January 31, 2011 (the “Agreement”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 27th, 2022 • DBX Etf Trust
This Amendment, dated as of August 16, 2022, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Transfer Agency and Service Agreement dated January 31, 2011 (the “Agreement”).
DBX ADVISORS LLCExpense Limitation Agreement • September 27th, 2022 • DBX Etf Trust
This letter confirms the agreement of DBX Advisors LLC (the “Adviser”) with the Trust to limit the Fund’s current Operating Expenses by waiving fees and/or reimbursing expenses or otherwise making a payment to the Fund, on a monthly basis, in an amount such that the Fund’s Operating Expenses do not exceed 0.50% of the Fund’s average daily net assets. The term “Operating Expenses” with respect to the Fund, is defined to include all expenses necessary or appropriate for the operation of the Fund, including the Adviser’s investment advisory or management fee detailed in the Investment Advisory Agreement between the Trust and the Adviser (the “Advisory Agreement”) and other expenses described in the Advisory Agreement, but does not include interest expense, taxes, brokerage expenses, distribution fees or expenses, litigation expenses and other extraordinary expenses.
AMENDMENT TO CORPORATE SERVICES AGREEMENTCorporate Services Agreement • September 27th, 2022 • DBX Etf Trust
This Amendment, dated as of August 16, 2022, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Corporate Services Agreement dated July 6, 2016 (the “Agreement”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • September 27th, 2022 • DBX Etf Trust
This Amendment, dated as of August 16, 2022, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Custody Agreement dated January 31, 2011 (the “Agreement”).
DBX ADVISORS LLCExpense Limitation Agreement • September 27th, 2022 • DBX Etf Trust
This letter confirms the agreement of DBX Advisors LLC (the “Adviser”) with the Trust to limit the Fund’s current Operating Expenses by waiving fees and/or reimbursing expenses or otherwise making a payment to the Fund, on a monthly basis, in an amount such that the Fund’s Operating Expenses do not exceed 0.10% of the Fund’s average daily net assets. The term “Operating Expenses” with respect to the Fund, is defined to include all expenses necessary or appropriate for the operation of the Fund, including the Adviser’s investment advisory or management fee detailed in the Investment Advisory Agreement between the Trust and the Adviser (the “Advisory Agreement”) and other expenses described in the Advisory Agreement, but does not include interest expense, taxes, brokerage expenses, distribution fees or expenses, litigation expenses and other extraordinary expenses.
