SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Connecticut
THIS AGREEMENT, made and entered into as of this first day of November, 2002 by and among ING Life Insurance and Annuity Company ("ING Life"), ING Financial Advisers, LLC ("ING Financial") (collectively, "ING"), UBS Global Asset Management (US) Inc. ("Distributor"), and The UBS Funds on behalf of the series listed on Schedule A attached hereto (each a "Fund" or collectively the "Funds"). WHEREAS, Distributor acts as principal underwriter for the Funds; and WHEREAS, ING Life is an insurance company that issues annuity contracts to, and/or provides various recordkeeping and other administrative services to, certain plans organized under Sections 401, 403(b), 457 or 408 of the Internal Revenue Code of 1986, as amended ("Code"), certain nonqualified deferred compensation arrangements, and custodial accounts administered under Section 403(b)(7) or 408 of the Code (collectively, "Plans"); and WHEREAS, such Plans may invest in the Funds directly, or alternatively, certain of such Plans may in
FUND PARTICIPATION AGREEMENT between FUND and ALIACFund Participation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Connecticut
Aetna Life Insurance and Annuity Company (the "Company") T. Rowe Price Investment Services Inc. (the "Distributor") and T. Rowe Price Services Inc. ("Transfer Agent") (collectively "T. Rowe Price") hereby agree to an arrangement whereby the T. Rowe Price Funds-Advisor Class shares ("Funds") shall be made available to serve as underlying investment media for Variable Annuity Contracts ("Contracts") to be issued by the Company.
Attention: Julie E. Rockmore, Counsel Re: Second Amendment to Master Shareholder ServicesMaster Shareholder Services Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
Effective February 1, 2002, this Amendment is made to the Master Shareholder Services Agreement dated August 28, 2000, between AETNA LIFE INSURANCE AND ANNUITY COMPANY ("ALIAC", also referred to as "you"), FRANKLIN TEMPLETON DISTRIBUTORS, INC. ("Distributors") and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC ("Transfer Agent," together, Distributors and Transfer Agent shall be referred to as "we" or "us").
FUND PARTICIPATION AGREEMENTFund Participation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Connecticut
Aetna Life Insurance and Annuity Company (the "Company"), Aetna Series Fund, Inc. ("Fund"), on behalf of each series of the Fund specified on Schedule A attached hereto (as may be amended from time to time with the mutual consent of the parties hereto) ("Series"), and Aeltus Investment Management, Inc. ("Adviser") hereby agree to an arrangement whereby the Series shall be made available to serve as underlying investment media for Variable Annuity Contracts ("Contracts") to be issued by the Company.
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
THIS AMENDMENT effective the 4th day of March, 2003 among ING Life Insurance and Annuity Company (formerly known as Aetna Life Insurance and Annuity Company) ("ILIAC"), ReliaStar Life Insurance Company ("ReliaStar"), ReliaStar Life Insurance Company of New York ("ReliaStar New York") (collectively, the "Company"), T. Rowe Price Investment Services, Inc. (the "Distributor"), T. Rowe Price Services, Inc. ("Transfer Agent") (collectively, "T. Rowe Price").
Re: Master Shareholder Services Agreement for theMaster Shareholder Services Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • California
We understand that you currently issue group annuity contracts under which you provide, among other things, recordkeeping and administrative services to certain qualified defined contribution employee benefit plans ("Benefit Plans"), and that under such group annuity contracts you establish and maintain Benefit Plan participant investment accounts and provide other administrative and personal services to Benefit Plans and their participants.
AMENDMENT TO SHAREHOLDER SERVICE AGREEMENT FOR SALE OF AIM MUTUAL FUNDSShareholder Service Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
THIS AMENDMENT TO THE SHAREHOLDER SERVICE AGREEMENT (the "Amendment") is made and entered into as of the 1st day of October, 2000, by and among A I M Distributors, Inc. ("Distributor"), Aetna Investment Services, Inc. ("AISI") (now known as Aetna Investment Services, LLC), and Aetna Life Insurance and Annuity Company ("ALIAC").
AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
AMENDED AGREEMENT effective the 1st day of January, 2002 by and between Aetna Life Insurance and Annuity Company ("Company"), T. Rowe Price Investment Services, Inc. ("Distributor") and T. Rowe Price Services, Inc. ("Transfer Agent") (collectively "T. Rowe Price").
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
The participation agreement, dated as of October 10, 2000, by and among ING Life Insurance and Annuity Company (formerly known as Aetna Life Insurance and Annuity Company) (ILIAC), T. Rowe Price Investment Services, Inc. and T. Rowe Price Services, Inc. (the ""Agreement"") is hereby amended as follows:
AMENDMENT NO. 1 TO FUND PARTICIPATION AGREEMENT among Pioneering Services Corporation, Pioneer Funds Distributor, Inc. and Aetna Life Insurance and Annuity CompanyFund Participation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
THIS AMENDMENT TO THE PARTICIPATION AGREEMENT (the "Amendment") is made and entered into as of the 5th day of August 2003, by and among Pioneer Services Corporation (the "Transfer Agent"), Pioneer Funds Distributor, Inc. (the "Distributor"), and ING Life Insurance and Annuity Company f/k/a Aetna Life Insurance and Annuity Company (ING).
Trust Networking AgreementTrust Networking Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Massachusetts
AGREEMENT entered into as of November 7, 2002, by and between Pioneer Investment Management Shareholder Services, Inc. ("PIMSS"), Member of the UniCredito Italiano Banking Group, Register of Banking Groups, and ING Financial Advisers, LLC ("Trust Entity") with its principal place of business in Hartford, Connecticut. As used in this Agreement, the following terms shall have the following meanings, unless a different meaning is clearly required by the context: Funds shall mean the open-end investment companies for which PIMSS serves as investment adviser, administrator, principal underwriter, distributor and/or transfer agent. Client-Shareholders shall mean those clients of the Trust Entity who maintain an interest in an account with the Funds registered in the name of the Trust Entity and who receive administrative services from the Trust Entity. Trust Entity shall mean (i) a Trust Company, (ii) a Trust Department of a Commercial Bank, or (iii) an entity performing services for a trust
SHAREHOLDER SERVICE AGREEMENT FOR SALE OF SHARES OF THE AIM MUTUAL FUNDSShareholder Service Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Texas
This Shareholder Service Agreement (the "Agreement") has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, by each of the AIM-managed mutual funds (or designated classes of such funds) listed in Schedule A, which may be amended from time to time by AIM Distributors, Inc. ("Distributors") to this Agreement (the "Funds"), under a Distribution Plan (the "Plan") adopted pursuant to said Rule. This Agreement, being made between Distributors, solely as agent for such Funds and the undersigned authorized dealer, defines the services to be provided by the authorized dealer for which it is to receive payments pursuant to the Plan adopted by each of the Funds. The Plan and the Agreement have been approved by a majority of the directors of each of the Funds, including a majority of the directors who are not interested persons of such Funds, and who have no direct or indirect financial interest in the operation of the Plan or related agreements (the "Dis-interested Dire
November 13, 2000 Julie E. Rockmore Aetna Life Insurance and Annuity CompanyMaster Shareholder Services Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
SERVICE AGREEMENT WITH INVESTMENT ADVISERService Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
AGREEMENT, effective as of February 2, 1998, between Aeltus Investment Management, Inc. (the "Adviser"), a Connecticut Corporation, and Aetna Life Insurance and Annuity Company (the "Company"), a Connecticut corporation, for the provision of described administrative services by the Company in connection with the sale of Class I shares of Aetna Series Fund, Inc. (the "Fund") as described in the Fund Participation Agreement dated January 30, 1998, between the Company, the Fund and the Adviser (the "Fund Participation Agreement").
PARTICIPATION AGREEMENT Between FIDELITY DISTRIBUTORS CORPORATION and AETNA LIFE INSURANCE AND ANNUITY COMPANYParticipation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Massachusetts
THIS AGREEMENT, made and entered into as of this 17th day of February, 1994 by and between AETNA LIFE INSURANCE AND ANNUITY COMPANY, (hereinafter the "Company"), a Connecticut corporation, on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A hereto, as may be amended from time to time, (each such account hereinafter referred to as an "Account" and collectively as the "Accounts"), and FIDELITY DISTRIBUTORS CORPORATION (hereinafter the "Underwriter"), a Massachusetts corporation.
AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
AMENDED AGREEMENT effective the 1st day of January, 2001 by and between Aetna Life Insurance and Annuity Company ("Company"), T. Rowe Price Investment Services, Inc. ("Distributor") and T. Rowe Price Services, Inc. ("Transfer Agent") (collectively "T. Rowe Price").
SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • December 30th, 2003 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Connecticut
THIS AGREEMENT, made and entered into as of this 11th day of March, 2003 by and among ING Life Insurance and Annuity Company ("ING Life"), ReliaStar Life Insurance Company ("ReliaStar"), ReliaStar Life Insurance Company of New York ("ReliaStar New York") (collectively "Insurer(s)"), ING Financial Advisers, LLC ("ING Financial") (together with Insurers referred to collectively as "ING"), and PIMCO Advisors Distributors LLC ("Distributor"), the Distributor for the registered open end management investment companies whose shares are or may be underwritten by Distributor and are listed on Exhibit II hereto (each a "Fund" or collectively the "Funds").
