ContractRule 22c-2 Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This AGREEMENT, effective October 10, 2007, will become operational as of the 16th day of October, 2007, between Thornburg Securities Corporation (the “Underwriter”) as principal underwriter for each of the funds listed on the attached Schedule A (the “Funds”) and [ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”). WHEREAS, the Underwriter and the Intermediary have entered into a fund participation and/or selling and service agreement dated [______________________]; WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity with in the mutual funds, including the Funds, available through the variable annuity, variable life insurance and variable retirement plan products wh
SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Connecticut
THIS AGREEMENT is made and entered into as of this 15th day of September, 2008 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Financial Advisers, LLC (“ING Financial”) (collectively, “ING”), Victory Capital Advisers, Inc. (the “Distributor”), Victory Capital Management (the “Advisor”) for the sole purpose of paying certain compensation described in Section 5, and The Victory Portfolios (the “Trust”), a Delaware statutory trust on behalf of those investment company portfolios listed on Schedule B (each a “Fund” or collectively the “Funds”).
ContractSelling and Services Agreement and Fund Participation Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This Second Amendment to the Selling and Services Agreement and Fund Participation Agreement (“Amendment”) is dated this 1st of July, 2009, among ING Life Insurance and Annuity Company (f/k/a Aetna Life Insurance and Annuity Company) (“ING Life”), ING Financial Advisers, LLC (“ING Financial”), ING Institutional Plan Services, LLC (“ING Institutional”), ReliaStar Life Insurance Company of New York (“RLNY”), Eaton Vance Distributors, Inc. (“EVD” or “Distributor”), and the Eaton Vance Funds (“Fund” or “Funds”) (collectively, the “Parties”). WHEREAS, the Parties entered into a Selling and Services Agreement and Fund Participation Agreement effective as of October 9, 2007 (the “Agreement”), as amended effective March 18, 2009, and WHEREAS, the Parties wish to further amend the Agreement in order to make RLNY a party to the Agreement for the purposes of offering shares of the Funds indirectly through annuity contracts and funding agreements issued by RLNY; NOW THEREFORE, the
ContractSelling and Services Agreement and Participation Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
First Amendment to the Selling and Services Agreement and Participation Agreement This First Amendment dated as of January 1, 2009 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLP (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”)(collectively “ING”), and Royce Fund Services, Inc. (“RFS”), and the registered investment companies listed in Schedule A (the registered investment companies and the specific series and classes of shares listed on Schedule A being referred to as the “Funds”), is made to the Selling and Services Agreement and Participation Agreement dated as of June 27, 2008 (the “Agreement”). Terms defined in the Agreement are used herein as therein defined. WHEREAS, the parties wish to add ING Institutional to the Agreement; and WHEREAS, the parties wish to make additional funds available under the Agreement. NOW, THEREFORE, in consideration of the promises and mutual covenants herein
RESTATED RULE 22C-2 AGREEMENTRestated Rule 22c-2 Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This AGREEMENT, made and entered into as of this 2nd day of April, 2009, between: (i) Victory Capital Advisers, Inc. (the “Distributor”) as principal underwriter for each of the series portfolios of The Victory Institutional Funds (the “Trust”), individually and not jointly (each a “Fund” or collectively the “Funds”), (ii) the Trust on behalf of the Funds individually and not jointly, (iii) ING Life Insurance and Annuity Company, (iv) ING National Trust, (v) ING USA Annuity and Life Insurance Company, (vi) ReliaStar Life Insurance Company, (vii) ReliaStar Life Insurance Company of New York, and (viii) Systematized Benefits Administrators Inc. (parties (iii) through (viii), individually an “Intermediary” and collectively the “Intermediaries”) WHEREAS, the Distributor and the Intermediary entered into a fund participation and/or selling and service agreement dated September 15, 2008 which was later amended on March 18, 2009 to include the Trust; WHEREAS, the Intermediaries
ContractSelling and Services Agreement and Fund Participation Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
Second Amendment to the Selling and Services Agreement and Fund Participation Agreement This Second Amendment dated as of April 24, 2009 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLP (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”) (collectively “ING”), NYLIFE Distributors LLC (“NYLIFE Distributors”), and NYLIM Service Company LLC (“NSC”)(NYLIFE Distributors and NSC are collectively referred to herein as “Fund Service Provider”), is made to the Selling and Services Agreement and Fund Participation Agreement dated as of November 8, 2007 (the “Agreement”), as amended on September 30, 2008. Terms defined in the Agreement are used herein as therein defined. WHEREAS, ING Institutional is a limited liability company that provides various recordkeeping and other administrative services to certain Plans; and
ContractService Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • California
This Agreement is entered into as of August 1, 2002 among, ING Life Insurance and Annuity Company, ("ING Life"), a Connecticut corporation, ING Financial Advisers, LLC, a Delaware limited liability company ("ING Financial") (collectively the "Service Provider"), Dodge & Cox, a California corporation ("Dodge & Cox"), and Boston Financial Data Services Inc" a Massachusetts corporation ("Transfer Agent"). Service Provider provides certain administrative services which may include, but are not limited to, the following:
First Amendment to the Selling and Services Agreement and Participation AgreementSelling and Services Agreement and Participation Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This First Amendment dated as of March 18, 2009 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLP (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”)(collectively “ING”), Eaton Vance Distributors, Inc. (“Distributor”), and each of the registered open-end management investment companies whose shares are or may be underwritten by Distributor (each a “Fund” or collectively the “Funds”) listed on Schedule B to the Selling and Services Agreement and Participation Agreement dated as of October 9, 2007 (the “Agreement”) is made to the Agreement. Terms defined in the Agreement are used herein as therein defined. WHEREAS, the parties wish to add ING Institutional to the Agreement. NOW, THEREFORE, in consideration of the promises and mutual covenants hereinafter contained, the parties agree as follows: 1. ING Institutional is hereby added to the Agreement as an additional recordkeeper, and all provisions in
ContractRule 22c-2 Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This AGREEMENT, effective November 2, 2007, between NYLIFE Distributors LLC and NYLIM Service Company LLC (NYLIFE Distributors LLC and NYLIM Service Company LLC are collectively referred to herein as “Fund Service Provider”) (the “Fund Service Provider”) as principal underwriter and the transfer agent for each of the funds listed on the attached Schedule A (the “Funds”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”). WHEREAS, the Fund Service Provider and the Intermediary have entered into a fund participation and/or selling and service agreement dated [November 8, 2007]; WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity with in the mutual funds, including
ContractRule 22c-2 Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This AGREEMENT, dated [no later than April 16, 2007], is effective as of the 16th day of October, 2007, between Dodge & Cox Funds (the “Fund”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”). WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity within the mutual funds, including the Funds, available through the variable annuity, variable life insurance and variable retirement plan products which they offer (the “Variable Products”); and WHEREAS, the Intermediaries’ policies and procedures to monitor and deter excessive trading activity within the mutual funds available through their Variable Products are attached heret
ContractSelling and Services Agreement and Fund Participation Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co • Connecticut
THIS AGREEMENT, made and entered into as of this 12th day of March, 2008 by and among ING Life Insurance and Annuity Company ("ING Life"), ING Financial Advisers, LLC ("ING Financial") (collectively, "ING"), Thornburg Investment Management, (“Adviser”) and Thornburg Securities Corporation ("Distributor") (together the “Fund Parties”), acting as agent for the registered open-end management investment companies listed in Schedule B whose shares are or may be underwritten by Distributor (each a "Fund" or collectively the "Funds").
ContractSelling and Services Agreement and Participation Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
First Amendment to the Selling and Services Agreement and Participation Agreement This First Amendment dated as of the 18 day of March, 2009, by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLP (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”)(collectively “ING”), Victory Capital Advisers, Inc. (the “Distributor”), and Victory Capital Management Inc. (the “Advisor”), The Victory Portfolios (the “Trust”), and The Victory Institutional Funds (the “Institutional Funds”), is made to the Selling and Services Agreement and Fund Participation Agreement dated as of September 15, 2008 (the “Agreement”). Terms defined in the Agreement are used herein as therein defined. WHEREAS, the parties wish to add ING Institutional to the Agreement; and WHEREAS, the parties wish to add The Institutional Funds to the Agreement and to the term Funds covered by the agreement; WHEREAS, the parties wish to acknowledge that
FIRST AMENDMENT TO SERVICE AGREEMENTService Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
THIS FIRST AMENDMENT to the Service Agreement (the "First Amendment") is made and entered into as of the 29th day of July, 2005 by and between ING Life Insurance and Annuity Company ("ING Life"), ING Financial Advisers, LLC ("ING Financial") (collectively the "Service Provider"), Dodge & Cox, a California corporation ("Dodge & Cox") and Boston Financial Data Services, Inc. ("Transfer Agent"). WHEREAS, ING Life, ING Financial, Dodge & Cox and Transfer Agent are parties to a Service Agreement dated as of August 1,2002 (the "Agreement"); and WHEREAS, the parties now desire to modify the Agreement to allow certain Plans to invest in the Funds indirectly through annuity contracts issued by ING Life ("Contracts"); and WHEREAS, ING Life has established Variable Annuity Accounts B, C, D and F and may establish such other accounts as may be set forth in Schedule D attached hereto (the "Separate Accounts") to serve as an investment vehicle for the Contracts; NOW, THEREFORE, i
Amendment to the Selling and Services Agreement and Fund Participation Agreement Among ING Life and Annuity Company, ING Financial Advisors, LLC, NYLIFE Distributors LLC, and NYLIM Service Company LLCSelling and Services Agreement and Fund Participation Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This Amendment (the “Amendment”) is dated as of September 30, 2008 by and among ING Life Insurance and Annuity Company(“ING Life”), ING Financial Advisors, LLC (“ING Financial”) (collectively “ING”), NYLIFE Distributors LLC (“NYLIFE Distributors”) and NYLIM Service Company LLC (“NSC”) (“NYLIFE Distributors and NSC are collectively referred to herein as “Fund Service Provider”), acting as agent for the registered open-end management investment companies whose shares are or may be underwritten by Fund Service Provider (each a “Fund” or collectively the “Funds”)
ContractRule 22c-2 Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This AGREEMENT, made and entered into as of this 27th day of June, 2008, between Royce Fund Services, Inc.(the “RFS”) as principal underwriter for The Royce Fund (the “Funds”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”) WHEREAS, RFS and the Intermediary have entered into a fund participation and/or selling and service agreement dated June 27, 2008; WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity within the mutual funds, including the Funds, available through the variable annuity, variable life insurance and variable retirement plan products which they offer (the “Variable Products”); WHEREAS, the Intermediaries’ policies and procedures to monitor and
