SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • Connecticut
THIS AGREEMENT is made and entered into as of this 10th day of August, 2010 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLC (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”) (collectively, “ING”), Touchstone Securities, Inc. (“Distributor”) and Touchstone Advisors, Inc. ("Advisor"), Distributor and Advisor each acting as agent for the registered open-end management investment companies whose shares are or may be underwritten by Distributor and advised by Advisor (each a “Fund” or collectively the “Funds”).
SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • Connecticut
THIS AGREEMENT is made and entered into as of this 15th day of August, 2010 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLC (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”), Metropolitan West Asset Management, LLC. (“Advisor”), Metropolitan West Funds (the “Trust”), and BNY Mellon Distributors Inc. (“Distributor”). ING Life, ING Institutional and ING Financial are collectively referred to herein as “ING”. ING Life, ING Institutional, ING Financial, Advisor, Trust, and Distributor may be referred to herein individually as a “Party” or collectively as the “Parties.”
ContractRule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This AGREEMENT, dated April 16, 2007, is effective as of the 16th day of October, 2007, between T. Rowe Price Services, Inc. (the “Fund”) as principal underwriter for each of the T. Rowe Price family of funds (the “Funds”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”). WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity within the mutual funds, including the Funds, available through the variable annuity, variable life insurance and variable retirement plan products which they offer (the “Variable Products”); and WHEREAS, the Intermediaries’ policies and procedures to monitor and deter excessive trading ac
Product number or participant account number associated with the primary Shareholder, if known, that would provide acceptable assurances of the identity of each Shareholders of the account and the amount, date, and transaction type (purchase,...Rule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
Schedule A ING “Excessive Trading” Policy The ING family of companies (“ING”), as providers of multi-fund variable insurance and retirement products, has adopted this Excessive Trading Policy to respond to the demands of the various fund families which make their funds available through our variable insurance and retirement products to restrict excessive fund trading activity and to ensure compliance with Section 22c-2 of the Investment Company Act of 1940, as amended. ING’s current definition of Excessive Trading and our policy with respect to such trading activity is outlined below. 1. ING actively monitors fund transfer and reallocation activity within its variable insurance and retirement products to identify Excessive Trading. ING currently defines Excessive Trading as: a. More than one purchase and sale of the same fund (including money market funds) within a 60 calendar day period (hereinafter, a purchase and sale of the same fund is referred to as a “round-trip”). This means tw
SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • Connecticut
THIS AGREEMENT is made and entered into as of this 22nd day of October, 2009 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLC (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”) (collectively, “ING”), and Neuberger Berman Management LLC (“Distributor”), acting as agent for the registered open-end management investment companies whose shares are or may be underwritten by Distributor (each a “Fund” or collectively the “Funds”). WHEREAS, the Parties or their predecessors entered into various administrative services, services or related agreements relating to the Funds, including the certain agreements dated September 14, 1993, May 25, 1994, May 12, 2005 and October 6, 2000, each as amended (collectively, the “Prior Agreements”); and
ContractSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • Connecticut
Exhibit 24(b)(8.51) SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENT THIS AGREEMENT is made and entered into as of this 17th day of MARCH, 2009 by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLC (“ING Institutional”), ING Financial Advisers, LLC (“ING Financial”) (collectively, “ING”), and Delaware Service Company, Inc (“Delaware”), acting as transfer agent for the registered open-end management investment companies listed on Schedule A-1 (each a “Fund” or collectively the “Funds”). WHEREAS, Delaware acts as principal transfer agent for the Funds listed on Schedule A-1, which list may be amended unilaterally by Delaware in its sole discretion in the event of any change to the information contained therein and any such amended Schedule A-1 shall be provided to ING from time to time; and WHEREAS, ING Life is an insurance company that issues annuity contracts to, and/or provides various recordkeeping and other administra
ContractFund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • Connecticut
Exhibit 24(b)(8.176) FUND PARTICIPATION AGREEMENT between FUND and ALIAC Aetna Life Insurance and Annuity Company (the "Company"), T. Rowe Price Investment Services, Inc. (the "Distributor") and T. Rowe Price Services, Inc. (“Transfer Agent”) (collectively “T. Rowe Price”) hereby agree to an arrangement whereby the T. Rowe Price Funds-Advisor Class shares (“Funds”) shall be made available to serve as underlying investment media for Variable Annuity Contracts ("Contracts") to be issued by the Company. 1. Establishment of Accounts; Availability of Fund. The Company represents that it has established Variable Annuity Accounts B, C D and F and may establish such other accounts as may be set forth in Schedule A attached hereto and as may be amended from time to time with the mutual consent of the parties hereto (the "Accounts"), each of which is a separate account under Connecticut Insurance law, and has registered or will register each of the Accounts (except for such Accounts for which no
ContractSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
Amendment to add Class R6 shares Exhibit 24(b)(8.154) FIRST AMENDMENT TO THE SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENT This First Amendment, dated as of June 19, 2013, by and between ING Life Insurance and Annuity Company, (“ING Life”) ING Institutional Plan Services, LLC, (ING Institutional”), ING Financial Advisers, LLC (“ING Financial”) (collectively, “ING") and Neuberger Berman Management LLC ("Distributor"), acting as agent for the registered open-end management investment companies whose shares are or may be underwritten by the Distributor (each a “Fund” or collectively the “Funds”) is made to the Selling And Services Agreement And Fund Participation Agreement, dated as of October 22, 2009 (the "Agreement"). Terms defined in the Agreement are used herein as therein defined. WHEREAS, the parties desire to amend the Agreement to make Class R6 shares of the Funds available for purchase by the Plans either directly or indirectly through Contracts as provided und
ContractFund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
AMENDED AGREEMENT effective the 1st day of January, 2002 by and between Aetna Life Insurance and Annuity Company ("Company"), T. Rowe Price Investment Services, Inc. ("Distributor") and T. Rowe Price Services, Inc. ("Transfer Agent") (collectively "T. Rowe Price").
DFA INVESTMENT DIMENSIONS GROUP INC. DIMENSIONAL INVESTMENT GROUP INC. ADMINISTRATIVE SERVICE AGREEMENTAdministrative Service Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • California
This Agreement dated as of July 9, 2008 is between ING Financial Advisers, LLC (“ING Financial”), ING Life Insurance and Annuity Company (“ING Life”) (together with ING Financial, the “Sub-Administrator”), and DFA Investment Dimensions Group Inc. and Dimensional Investment Group Inc. (either, “Company”), each on behalf of certain of its portfolios as listed on Schedule B hereto, as amended from time to time by the Company in its sole discretion (each, a “Fund”).
FIRST AMENDMENT TO THE SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
THIS FIRST AMENDMENT (the “Amendment”), made as of May 17, 2011, amends the Selling and Services Agreement and Fund Participation Agreement dated December 1, 2009 (the “Agreement”) by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLC, (“ING Institutional”) and ING Financial Advisers, LLC (“ING Financial”) (collectively, “ING”), and Aberdeen Fund Distributors LLC (“Distributor”) on behalf of each individual series of Aberdeen Funds (each a “Fund” and collectively, the “Funds”). All capitalized terms used but not defined herein shall have the meanings ascribed to them in the Agreement.
THIRD AMENDMENT TO THE SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
THIS THIRD AMENDMENT (the “Amendment”), made as of May, 17, 2012, amends the Selling and Services Agreement and Fund Participation Agreement dated December 1, 2009, as amended, (the “Agreement”) by and between ING Life Insurance and Annuity Company (“ING Life”), ING Institutional Plan Services, LLC, (“ING Institutional”) and ING Financial Advisers, LLC (“ING Financial”) (collectively, “ING”), and Aberdeen Fund Distributors LLC (“Distributor”) on behalf of each individual series of Aberdeen Funds (each a “Fund” and collectively, the “Funds”). All capitalized terms used but not defined herein shall have the meanings ascribed to them in the Agreement.
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • New York
This AGREEMENT, dated April 16, 2007, is effective as of the 16th day of October, 2007, between Neuberger Berman Management Inc. (NBMI) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”).
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This AGREEMENT, made and entered into as of this 1st day of December, 2009, between Aberdeen Fund Distributors, LLC (the “Distributor”) as principal underwriter for each of the Aberdeen funds (the “Aberdeen Funds”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”)
ContractFund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
AMENDED AGREEMENT effective the 1st day of January, 2001 by and between Aetna Life Insurance and Annuity Company ("Company"), T. Rowe Price Investment Services, Inc. ("Distributor") and T. Rowe Price Services, Inc. ("Transfer Agent") (collectively "T. Rowe Price").
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This Rule 22c-2 AGREEMENT (“22c-2 Agreement”), made and entered into as of this 15th day of August, 2010, by and among Metropolitan West Funds, (“Trust” or “Funds”), BNY Mellon Distributors Inc. (the “Distributor”) as principal underwriter for the Funds, and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”)
Amendment No. 1 to the DFA Investment Dimensions Group Inc. Dimensional Investment Group Inc. Administrative Service AgreementAdministrative Service Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • California
THIS AMENDMENT , dated as of May 20, 2009, by and among ING Financial Advisers, LLC (“ING Financial”), ING Life Insurance and Annuity Company (“ING Life”) (together with ING Financial, the “Sub-Administrator”), DFA Investment Dimensions Group Inc. and Dimensional Investment Group Inc. (either, “Company”) amends that certain Administrative Service Agreement dated as of July 9, 2008 (the “Agreement”). Capitalized terms not otherwise defined in this Amendment have the meanings assigned to them in the Agreement.
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This AGREEMENT, made and entered into as of this 10th day of August, 2010, between Touchstone Securities, Inc., (the “Distributor”) on behalf of the Touchstone Funds as principal underwriter for each of the Touchstone funds (the “Funds”) and ING Life Insurance and Annuity Company, ING National Trust, and ING Institutional Plan Services (individually an “Intermediary” and collectively the “Intermediaries”)
SECOND AMENDMENT TO THE SELLING AND SERVICES AGREEMENT AND FUND PARTICIPATION AGREEMENTSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
THIS SECOND AMENDMENT (the “Amendment”), made as of March 1, amends the Selling and Services Agreement and Fund Participation Agreement dated December 1, 2009, as amended, (the “Agreement”) by and between ING Life Insurance and Annuity Company, ING Institutional Plan Services, LLC, and ING Financial Advisers, LLC (collectively, “ING”), and Aberdeen Fund Distributors LLC (“Distributor”) on behalf of each individual series of Aberdeen Funds (each a “Fund” and collectively, the “Funds”). All capitalized terms used but not defined herein shall have the meanings ascribed to them in the Agreement.
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This AGREEMENT, dated July 9, 2008, is effective as of the July 9, 2008, between DFA Investment Dimensions Group Inc. and Dimensional Investment Group Inc. (each, a “Fund”) and ING Life Insurance and Annuity Company and ING National Trust (the “Intermediaries”).
First Amendment To The Selling and Services Agreement and Fund Participation AgreementSelling and Services Agreement and Fund Participation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This First Amendment to the Selling And Services Agreement And Fund Participation Agreement is made by and between Voya Retirement Insurance and Annuity Company (“Voya Retirement”), Voya Institutional Plan Services, LLC (“Voya Institutional”), Voya Financial Partners, LLC (“Voya Financial”) (collectively “Voya”), and Touchstone Securities, Inc. (“Distributor”) and Touchstone Advisors ("Advisor") Distributor and Advisor each acting as agent for the registered open-end management investment companies whose shares are or may be underwritten by Distributor and advised by Advisor (each a “Fund” or collectively the “Funds”), is effective January 29, 2015 (the “Effective Date”). Terms defined in the Agreement are used herein as therein defined.
Amendment No. 2 to the DFA Investment Dimensions Group Inc. Dimensional Investment Group Inc. Administrative Service AgreementAdministrative Service Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co • California
THIS AMENDMENT, dated as of May 1st, 2012, by and among ING Financial Advisers, LLC (“ING Financial”), ING Life Insurance and Annuity Company (“ING Life”) (together with ING Financial, the “Sub-Administrator”), DFA Investment Dimensions Group Inc. and Dimensional Investment Group Inc. (either, “Company”) amends that certain Administrative Service Agreement dated as of July 9, 2008 and as amended on May 20, 2009 (the “Agreement”). Capitalized terms not otherwise defined in this Amendment have the meanings assigned to them in the Agreement.
ContractParticipation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
The participation agreement, dated as of October 10, 2000, by and among ING Life Insurance and Annuity Company (formerly known as Aetna Life Insurance and Annuity Company) (ILIAC), T. Rowe Price Investment Services, Inc. and T. Rowe Price Services, Inc. (the "Agreement") is hereby amended as follows:
ContractParticipation Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
Exhibit 24(b)(8.180) AMENDMENT TO PARTICIPATION AGREEMENT THIS AMENDMENT effective the 4th day of March, 2003 among ING Life Insurance and Annuity Company (formerly known as Aetna Life Insurance and Annuity Company) (“ILIAC”), ReliaStar Life Insurance Company (“ReliaStar”), ReliaStar Life Insurance Company of New York (“ReliaStar New York”) (collectively, the “Company”), T. Rowe Price Investment Services, Inc. (the “Distributor”), T. Rowe Price Services, Inc. ("Transfer Agent") (collectively, “T. Rowe Price”). WITNESSETH: WHEREAS, the Company and T. Rowe Price signed a Fund Participation Agreement effective October 10, 2000 (“Agreement”) and that Agreement is being amended herein. 1. All references to the defined term “Funds” shall be amended to include “T. Rowe Price Funds - Advisor Class shares and T. Rowe Price Funds - R Class shares”. 2. The Schedule B shall be deleted in its entirety and replaced with the attached revised Schedule B. IN WITNESS WHEREOF, the parties hereto have e
