GOLDMAN, SACHS & CO. | ONE NEW YORK PLAZA | NEW YORK, NEW YORK 10004 |TEL: (212) 902-1000Legg Mason Inc • January 18th, 2008 • Investment advice • New York
The purpose of this letter agreement (this "Confirmation") is to confirm the terms and conditions of the call option transaction entered into between Goldman, Sachs & Co. ("Bank") and Legg Mason, Inc. ("Counterparty") on the Trade Date specified below (the "Transaction"). This letter agreement constitutes a "Confirmation" as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for this Transaction.
JPMorgan Chase Bank, National Association 125 London Wall London EC2Y 5AJLegg Mason Inc • January 18th, 2008 • Investment advice
The purpose of this letter agreement (this "Confirmation") is to confirm the terms and conditions of the Warrants issued by Legg Mason, Inc. ("Company") to JPMorgan Chase Bank, National Association, London Branch ("Bank") on the Trade Date specified below (the "Transaction"). This letter agreement constitutes a "Confirmation" as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for this Transaction.
Standstill AgreementLegg Mason Inc • January 18th, 2008 • Investment advice • New York
In connection with the acquisition by one or more affiliates of Kohlberg Kravis Roberts & Co., L.P. ("KKR") (the "Transaction") of convertible notes (the "Notes") issued by Legg Mason, Inc. ("LM") and as a condition to the Company's execution of the Note Purchase Agreement of even date herewith, LM and KKR hereby enter into this letter agreement (this "Agreement") as follows.
Merrill Lynch Financial Markets, Inc. New York, New York 10080 Attention: Corporate Derivatives Facsimile No.: (212) 738-1069Letter Agreement • January 18th, 2008 • Legg Mason Inc • Investment advice
The purpose of this letter agreement (this "Confirmation") is to confirm the terms and conditions of the Warrants issued by Legg Mason, Inc. ("Company") to Merrill Lynch Financial Markets, Inc. ("Bank"), represented by Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Agent"), as its agent, on the Trade Date specified below (the "Transaction"). This letter agreement constitutes a "Confirmation" as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for this Transaction.
NOTE PURCHASE AGREEMENT among LEGG MASON, INC. THE PURCHASERS NAMED HEREIN and for limited purposes KOHLBERG KRAVIS ROBERTS & CO. L.P. January 14, 2008Note Purchase Agreement • January 18th, 2008 • Legg Mason Inc • Investment advice • New York
