PLEDGE AND SECURITY AGREEMENT by and among E.A. VINER INTERNATIONAL CO., as Borrower, and the other Credit Parties hereto from time to time, as Grantors and MORGAN STANLEY & CO. INCORPORATED, as Collateral Agent. Dated as of July 31, 2006Pledge and Security Agreement • August 3rd, 2006 • Oppenheimer Holdings Inc • Security brokers, dealers & flotation companies • New York
This Pledge and Security Agreement, dated as of July 31, 2006 (this “Agreement”), by and among EACH OF THE UNDERSIGNED, whether as an original signatory hereto or as an Additional Grantor (as herein defined) (each, a “Grantor”), and MORGAN STANLEY & CO. INCORPORATED, as collateral agent for the Secured Creditors (as herein defined) (in such capacity as collateral agent, the “Collateral Agent”).
SENIOR SECURED CREDIT AGREEMENT by and among E.A. VINER INTERNATIONAL CO., as Borrower, and the other Credit Parties hereto from time to time, as Guarantors and the LENDERS party hereto from time to time, and MORGAN STANLEY SENIOR FUNDING, INC., as...Senior Secured Credit Agreement • August 3rd, 2006 • Oppenheimer Holdings Inc • Security brokers, dealers & flotation companies • New York
This Senior Secured Credit Agreement, dated as of July 31, 2006 (the “Agreement”), by and among E.A. VINER INTERNATIONAL CO., a corporation formed under the laws of the State of Delaware (the “Borrower”), OPPENHEIMER HOLDINGS INC., a corporation formed under the laws of Canada (the “Parent”), and the other Credit Parties hereto from time to time, the lenders party hereto from time to time (the “Lenders”), MORGAN STANLEY SENIOR FUNDING, INC., a Delaware corporation, as administrative agent for the Lenders (in such capacity, together with its successors and assigns, if any, the “Administrative Agent”) and as syndication agent (in such capacity, the “Syndication Agent”) and MORGAN STANLEY & CO. INCORPORATED, as collateral agent for the Secured Creditors (in such capacity, together with its successors and assigns, if any, the “Collateral Agent”).
ContractExchangeable Debenture • August 3rd, 2006 • Oppenheimer Holdings Inc • Security brokers, dealers & flotation companies • New York
THIS EXCHANGEABLE DEBENTURE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OR STATE SECURITIES LAWS OR AN OPINION OF COUNSEL, SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATION IS NOT REQUIRED AND OTHERWISE SUBJECT TO THE RESTRICTIONS CONTAINED HEREIN.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 3rd, 2006 • Oppenheimer Holdings Inc • Security brokers, dealers & flotation companies • New York
SECURITIES PURCHASE AGREEMENT, dated as of July 31, 2006 (this "Agreement"), by and among (a) Oppenheimer Holdings Inc., a Canadian corporation (the "Parent"), (b) E. A. Viner International Co., a Delaware corporation and a wholly-owned subsidiary of the Parent (the "Company"), and (c) Canadian Imperial Bank of Commerce, a bank under the laws of Canada ("CIBC"). The Parent, the Company and CIBC are collectively referred to herein as the "Parties" and each individually as a "Party."
