FORM OFSpectrum Pharmaceuticals Inc • December 23rd, 2015 • Pharmaceutical preparations • New York
Company FiledDecember 23rd, 2015 Industry JurisdictionIndenture dated as of ______ _____, 20___ between Spectrum Pharmaceuticals, Inc., a Delaware corporation (“Company”), and [Name of Trustee], a ___________________________ (“Trustee”).
AT MARKET ISSUANCE SALES AGREEMENTSpectrum Pharmaceuticals Inc • December 23rd, 2015 • Pharmaceutical preparations • New York
Company FiledDecember 23rd, 2015 Industry JurisdictionSpectrum Pharmaceuticals, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with FBR Capital Markets & Co. (“FBR”), MLV & Co. LLC (“MLV”), and H.C. Wainwright & Co. LLC (“HCW”, each of FBR, MLV, and HCW, individually a “Distribution Agent” and collectively, the “Distribution Agents”) as follows: