SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 12th, 2007 • Lighting Science Group Corp • Electric lighting & wiring equipment • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 9, 2007 among Lighting Science Group Corporation, a Delaware corporation (the “Company”), and the purchasers identified on the signature pages hereto (each, a “Purchaser” and collectively, the “Purchasers”).
LIGHTING SCIENCE GROUP CORPORATION WARRANT BLighting Science Group Corp • March 12th, 2007 • Electric lighting & wiring equipment • New York
Lighting Science Group Corporation, a Delaware corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company (a) up to a total of [ ]1 shares of common stock, $0.001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.30 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), and (b) only as part of and in connection with the purchase of the Warrant Shares, warrants in the form attached to the Purchase Agreement (as hereinafter defined) as Exhibit A-3 to acquire up to 0.75 shares of Common Stock for each Warrant Share purchased (the “Additional Warrants”), at any time and from time to time from and after the date hereof and through and including the 90th Trading Day following the Effective Date, but not including the Effective Da
EXHIBIT A-3Lighting Science Group Corp • March 12th, 2007 • Electric lighting & wiring equipment • New York
Lighting Science Group Corporation, a Delaware corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ]1 shares of common stock, $0.001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.35 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the fifth anniversary of the date hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”). All su
Revised Employment AgreementRevised Employment Agreement • March 12th, 2007 • Lighting Science Group Corp • Electric lighting & wiring equipment
This revised employment agreement (the “Revised Agreement”) is made as of March 6th, 2007, by and between Lighting Science Group Corporation, a Delaware corporation (the “Company”) and Robert Warshauer, an individual, resident of New York (the “Executive”).
