INVESTMENT ADVISORY AGREEMENT ETF SERIES TRUSTInvestment Advisory Agreement • August 27th, 2014 • ETF Series Trust • Michigan
AGREEMENT, made this 18th day of August, 2014, among ETF Series Trust (“Trust”), on behalf of its series set forth on Schedule A, as may be amended from time to time (each, a “Fund” and, together, the “Funds”) and Recon Capital Advisors, LLC, a Delaware limited liability company (“Adviser”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • August 27th, 2014 • ETF Series Trust • New York
This Amendment (“Amendment”) is made as of the ___ day of_________ , 2014, by and between ETF SERIES TRUST (formerly, Sage Quant ETF Trust) (the “Trust”) and each series of the Trust listed on Exhibit A attached to the Agreement (as defined below) (each a “Fund” and collectively, the “Funds”) and THE BANK OF NEW YORK MELLON (“BNY Mellon” or “BNYM”). This Amendment is effective as of __________ , 2014 (the “Effective Date”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 27th, 2014 • ETF Series Trust • New York
This Amendment (“Amendment”) is made as of the ___ day of_________ , 2014, by and between ETF SERIES TRUST (formerly, Sage Quant ETF Trust) (the “Trust”) and each series of the Trust listed on Appendix I attached to the Agreement (as defined below) (each a “Series” and collectively, the “Series”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”). This Amendment is effective as of , 2014 (the “Effective Date”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • August 27th, 2014 • ETF Series Trust • New York
This Amendment (“Amendment”) is made as of the ___ day of_________ , 2014, by and between ETF SERIES TRUST (formerly, Sage Quant ETF Trust) (the “Trust”) and each series of the Trust listed on Schedule II attached to the Agreement (as defined below) (each a “Series” and collectively, the “Series”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”). This Amendment is effective as of , 2014 (the “Effective Date”).
