FREEDOM CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock, $0.001 par value per share AMENDED AND RESTATED DEALER MANAGER AGREEMENT September 9, 2015Dealer Manager Agreement • September 21st, 2015 • Freedom Capital Corp/Md • Delaware
Contract Type FiledSeptember 21st, 2015 Company JurisdictionFreedom Capital Corporation, a Maryland corporation (the “Corporation”), has registered for public sale (the “Offering”) a maximum of 50,000,000 shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
AMENDED AND RESTATED ESCROW AGREEMENTEscrow Agreement • September 21st, 2015 • Freedom Capital Corp/Md
Contract Type FiledSeptember 21st, 2015 CompanyThis AMENDED AND RESTATED ESCROW AGREEMENT (the “Agreement”) is made and entered into this 9th day of September, 2015, by and among Freedom Capital Corporation, a Maryland corporation (the “Fund”), UMB Fund Services, Inc., as recordkeeper (“UMBFS”), UMB Bank, N.A., a national banking association organized and existing under the laws of the United States of America, as escrow agent (the “Escrow Agent”), and Democracy Funding LLC, a Delaware limited liability company (the “Dealer Manager”), for itself and for and on behalf of its selected dealers (the “Selected Dealers”).