0000891804-12-001162 Sample Contracts

AMENDMENT No. 3 TO COMMITTED FACILITY AGREEMENT
Committed Facility Agreement • August 31st, 2012 • Guggenheim Strategic Opportunities Fund • New York

AMENDMENT AGREEMENT (the “Amendment”), dated as of August 27, 2012 to the Committed Facility Agreement, dated as of November 20, 2008, as amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (the “Customer”).

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AMENDMENT No. 2 TO COMMITTED FACILITY AGREEMENT
Committed Facility Agreement • August 31st, 2012 • Guggenheim Strategic Opportunities Fund • New York

AMENDMENT AGREEMENT (the “Amendment”), dated as of February 15, 2012 to the Committed Facility Agreement, dated as of November 20, 2008, as amended on August 5, 2009 (and as may be further amended, supplemented or otherwise modified from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Claymore/Guggenheim Strategic Opportunities Fund (the “Customer”).

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