Standard Contracts
Execution copy 10/8/13 SECOND AMENDED AND AGREEMENT RESTATED COMMITTED FACILITY BNP PARI BAS PRIME BROKERAGE INTERNATIONAL, L TO. ("PBL") and the counterparty specified on the signature page ("CUSTOMER"), hereby enter into this Committed Facility...Committed Facility Agreement • June 19th, 2017 • First Trust Energy Income & Growth Fund • New York
Exhibit (k)(iv). Committed Facility AgreementCommitted Facility Agreement • July 3rd, 2013 • Dividend & Income Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Amended and Restated Committed Facility AgreementCommitted Facility Agreement • April 16th, 2021 • Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
BNP Paribas Securities Corp. (as successor-in-interest to BNP Paribas Prime Brokerage, Inc.) ("BNPP SC") and each of the counterparties specified on Exhibit 1 hereto ("Customer''), hereby enter into this Amended and Restated Committed Facility Agreement (this "Agreement"), dated as of the date specified on the signature page. This Agreement amends and restates the Committed Facility Agreement dated June 26, 2009 (including amendments thereto), between the parties.
Amended and Restated Committed Facility AgreementCommitted Facility Agreement • July 19th, 2019 • Guggenheim Credit Allocation Fund
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. ("BNPP PB") and GUGGENHEIM CREDIT ALLOCATION FUND ("Customer"), hereby enter into this Committed Facility Agreement (this "Agreement"), dated as of the date specified on the signature page.
AMENDMENT AGREEMENTCommitted Facility Agreement • August 31st, 2015 • Dividend & Income Fund • New York
AMENDMENT AGREEMENT ("Amendment") dated as of July 15, 2015 to the Committed Facility Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Dividend and Income Fund, Inc. ("Customer"), as previously amended (the "CFA" or the "Agreement").
Committed Facility AgreementCommitted Facility Agreement • May 3rd, 2012 • Duff & Phelps Utility & Corporate Bond Trust Inc • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
AMENDMENT AGREEMENT No. 1 TO THE COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • August 17th, 2016 • Guggenheim Credit Allocation Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 22, 2015 to the Committed Facility Agreement, dated as of March 3, 2014 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Credit Allocation Fund (“Customer”).
Committed Facility AgreementCommitted Facility Agreement • March 14th, 2018 • Royce Value Trust, Inc. • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of November 14, 2012.
AMENDMENT AGREEMENTCommitted Facility Agreement • March 7th, 2014 • Boulder Growth & Income Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 31, 2013 to the Committed Facility Agreement dated as of March 19, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP”) and Boulder Growth & Income Fund, Inc. (“Customer”), (the “Agreement”).
AMENDMENT AGREEMENTCommitted Facility Agreement • March 24th, 2009 • Fiduciary/Claymore MLP Opportunity Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of January 29, 2009 to the Committed Facility Agreement dated September 30, 2008 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB Inc.”) (fka Banc of America Finance Services Inc. (“BAFSI”)) and Fiduciary/Claymore MLP Opportunity Fund (“Customer”)
Amended and Restated Committed Facility AgreementCommitted Facility Agreement • March 31st, 2023 • Muzinich BDC, Inc.
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LIMITED (“BNPP PB”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Amended and Restated Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
AMENDMENT No. 4 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of August 1, 2014 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/ Claymore Long-Short Fund, hereinafter, the “Customer”).
Committed Facility AgreementCommitted Facility Agreement • February 15th, 2017 • FS Investment Corp IV • New York
BNP Paribas prime brokerage INTERNATIONAL, LTD. (“BNPP PB”) and the counterparty specified on the signature page hereto (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page hereto.
AMENDMENT AGREEMENTCommitted Facility Agreement • February 26th, 2010 • Fiduciary/Claymore MLP Opportunity Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of January 22, 2010 to the Committed Facility Agreement dated September 26, 2008 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Fiduciary/Claymore MLP Opportunity Fund (“Customer”).
Committed Facility AgreementCommitted Facility Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC., ON BEHALF OF ITSELF AND AS AGENT FOR THE BNPP ENTITIES (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
AMENDMENT AGREEMENTCommitted Facility Agreement • July 9th, 2010 • Claymore/Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of August 5, 2009 to the Committed Facility Agreement dated November 20, 2008 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Claymore/Guggenheim Strategic Opportunities Fund (the “Customer”).
Committed Facility AgreementCommitted Facility Agreement • July 9th, 2010 • Claymore/Guggenheim Strategic Opportunities Fund
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page. Whereas BNPP PB, Inc. and Customer have entered into the U.S. PB Agreement, dated as of the date hereof (the “U.S. PB Agreement”) (the U.S. PB Agreement and this Agreement, collectively, the “40 Act Financing Agreements”). Whereas this Agreement supplements and forms part of the other 40 Act Financing Agreements and sets out the terms of the commitment of BNPP PB, Inc. to provide financing to Customer under the 40 Act Financing Agreements. Now, therefore, in consideration of the foregoing promises and for other good and valuable consideration, the receipt and adequacy of which is hereby acknowledged, the parties agree as follows: 1. Definitions - (a) Capitalized terms not defined in this Agreement have the respective meaning assigned to them in
SECOND AMENDMENT AGREEMENT dated as of January 27, 2012 to the Committed Facility Agreement Dated March 6, 2009 between BNP PARIBAS PRIME BROKERAGE, INC. And DNP SELECT INCOME FUND INC.Committed Facility Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
BNP Paribas Prime Brokerage, Inc. and Customer have previously entered into that certain Committed Facility Agreement, dated as of March 6, 2009 (the “Agreement”).
FIRST AMENDMENT AGREEMENTCommitted Facility Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of October 24, 2013 to the Committed Facility Agreement dated October 4, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Center Coast MLP & Infrastructure Fund (“Customer”).
Committed Facility AgreementCommitted Facility Agreement • February 28th, 2018 • FS Energy Total Return Fund • New York
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. (“BNPP PB”) and the counterparty specified on the signature page hereto (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page hereto.
SEVENTH AMENDMENT AGREEMENTCommitted Facility Agreement • March 2nd, 2016 • NexPoint Credit Strategies Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of November 30, 2015 to the Committed Facility Agreement dated May 16, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Nexpoint Credit Strategies Fund (“Customer”).
AMENDMENT AGREEMENTCommitted Facility Agreement • February 13th, 2015 • Fiduciary/Claymore MLP Opportunity Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of August 5, 2013 to the Committed Facility Agreement dated September 26, 2008, as amended, between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) (fka Banc of America Finance Services Inc. (“BAFSI”)) and Fiduciary/Claymore MLP Opportunity Fund (“Customer”).
FOURTEENTH AMENDMENT AGREEMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • March 3rd, 2023 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 1, 2022 to the Committed Facility Agreement dated March 6, 2009 (as amended, restated or supplemented from time to time, the “Agreement”) entered into by and between DNP Select Income Fund Inc. (“Customer”), on the one hand, and BNP Paribas Prime Brokerage International Limited (via assignment from BNP Paribas Prime Brokerage, Ltd., “BNPP PB”), on the other.
SECOND AMENDMENT AGREEMENTCommitted Facility Agreement • March 18th, 2019 • FS Investment Corp IV • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 31, 2018 to the Committed Facility Agreement dated as of March 1, 2017 between BNP Paribas Prime Brokerage International, Ltd. (“BNPP PB”) and Broomall Funding LLC (“Customer”).
AMENDMENT AGREEMENTCommitted Facility Agreement • September 2nd, 2016 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of December 31, 2014 to the Committed Facility Agreement, dated as of November 20, 2008 (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (formerly known as Claymore/Guggenheim Strategic Opportunities Fund) (the “Customer”).
RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • December 9th, 2019 • Center Coast Brookfield MLP & Energy Infrastructure Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of March 16, 2016 to the Committed Facility Agreement, dated as of October 4, 2013 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Center Coast MLP & Infrastructure Fund (“Customer”).
EIGHTH AMENDMENT AGREEMENTCommitted Facility Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of January 25,2016 to the Committed Facility Agreement dated March 6,2009 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and DNP Select Income Fund Inc. (“Customer”).
AMENDMENT AGREEMENTCommitted Facility Agreement • March 16th, 2011 • Fiduciary/Claymore MLP Opportunity Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of January 26, 2011 to the Committed Facility Agreement dated September 26, 2008, as amended, between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) (fka Banc of America Finance Services Inc. (“BAFSI”)) and Fiduciary/Claymore MLP Opportunity Fund (“Customer”).
Committed Facility AgreementCommitted Facility Agreement • April 30th, 2012 • Midas Fund, Inc. • New York
BNP PARIBAS, ACTING THROUGH ITS NEW YORK BRANCH (“BNPP NY”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Committed Facility AgreementCommitted Facility Agreement • June 4th, 2019 • FS Multi-Alternative Income Fund • New York
BNP Paribas prime brokerage INTERNATIONAL, LTD. (“BNPP PB”) and the counterparty specified on the signature page hereto (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page hereto.
AMENDMENT No. 4 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of January 25, 2013 to the Committed Facility Agreement, dated as of November 20, 2008, as amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (the “Customer”).
AMENDMENT No. 5 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of August 26, 2013 to the Committed Facility Agreement, dated as of November 20, 2008, as amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (the “Customer”).
SECOND AMENDMENT AGREEMENTCommitted Facility Agreement • April 30th, 2015 • NexPoint Credit Strategies Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 11th, 2013 to the Committed Facility Agreement dated as of May 16, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Nexpoint Credit Strategies Fund (“Customer”).
AMENDMENT AGREEMENTCommitted Facility Agreement • February 27th, 2023 • FS KKR Capital Corp • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of January 25, 2023 between BNP Paribas Prime Brokerage International, Limited, on behalf of itself and as agent for the BNPP Entities (“BNPP PB”), on the one hand, and Burholme Funding LLC (“Customer”), on the other hand.
SECOND AMENDMENT AGREEMENTCommitted Facility Agreement • December 8th, 2014 • Center Coast MLP & Infrastructure Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of October 1, 2014 to the Committed Facility Agreement dated October 4, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and Center Coast MLP & Infrastructure Fund (“Customer”).
