Amended & Restated U.S. PB Agreementu.s. Pb Agreement • March 22nd, 2019 • Guggenheim Strategic Opportunities Fund • New York
This Amended & Restated U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Securities Corp. (“BNPP PB”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). Customer and BNPP PB previously entered into a U.S. PB Agreement dated as of November 20, 2008 (the “Prior PBA”). Customer and BNPP PB desire to amend and restate the Prior PBA. The Agreement sets forth the terms and conditions on which BNPP PB will transact business with Customer. Customer and BNPP PB, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
Amended and Restated Committed Facility AgreementCommitted Facility Agreement • March 22nd, 2019 • Guggenheim Strategic Opportunities Fund
BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. (“BNPP PB”) and GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
