ContractChief Compliance Officer Services Agreement • November 25th, 2013 • Broadview Funds Trust • Colorado
Contract Type FiledNovember 25th, 2013 Company JurisdictionCHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (this “Agreement) dated November 29, 2013 between BROADVIEW FUNDS TRUST, a Delaware statutory trust (the “Trust”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation. The “Effective Date” of this Agreement is December 2, 2013.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • November 25th, 2013 • Broadview Funds Trust • Colorado
Contract Type FiledNovember 25th, 2013 Company JurisdictionTHIS AGREEMENT is made as of December 2, 2013, between Broadview Funds Trust (the “Trust”), a Delaware statutory trust, and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 25th, 2013 • Broadview Funds Trust • Colorado
Contract Type FiledNovember 25th, 2013 Company JurisdictionTHIS AGREEMENT is made as of December 2, 2013, between Broadview Funds Trust, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • November 25th, 2013 • Broadview Funds Trust • Colorado
Contract Type FiledNovember 25th, 2013 Company JurisdictionTHIS AGREEMENT is made as of December 2, 2013, between Broadview Funds Trust, a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 25th, 2013 • Broadview Funds Trust
Contract Type FiledNovember 25th, 2013 CompanyTHIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this 8th day of November, 2013, between Broadview Funds Trust, a Delaware statutory trust (the “Trust”), and Broadview Advisors, LLC, a Wisconsin limited liability company (the “Adviser”).