The undersigned purchaser (the "Purchaser") hereby subscribes to the number of shares (the "Shares") of common stock of Badgley Funds, Inc. (the "Company") as follows: Aggregate Series Number of Per Share Purchase Price Shares Price Badgley Growth...Subscription Agreement • June 11th, 1998 • Badgley Funds Inc
DISTRIBUTION AGREEMENT between BADGLEY FUNDS, INC. and RAFFERTY CAPITAL MARKETS, INC. THIS AGREEMENT is made as of June 23, 1998, between Badgley Funds, Inc. ("Fund"), a corporation organized and existing under the laws of Maryland, and Rafferty...Distribution Agreement • June 11th, 1998 • Badgley Funds Inc • New York
Exhibit 9.3 FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 23rd day of June, 1998, by and between Badgley Funds, Inc., a Maryland corporation (hereinafter referred to as the "Company") and Firstar Trust Company,...Fund Accounting Servicing Agreement • June 11th, 1998 • Badgley Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 23rd day of June, 1998, by and between Badgley Funds, Inc., a Maryland corporation (hereinafter referred to as the "Company") and Firstar Trust Company, a corporation organized under the laws of the State of Wisconsin (hereinafter referred to as "FTC"). WHEREAS, the Company is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); WHEREAS, the Company is authorized to create separate series, each with its own separate investment portfolio; WHEREAS, FTC is in the business of providing, among other things, mutual fund accounting services to investment companies; and WHEREAS, the Company desires to retain FTC to provide accounting services to the Badgley Growth Fund (the "Growth Fund"), the Badgley Balanced Fund (the "Balanced Fund") and each additional series of the Company listed on Exhibit A attached hereto (each, a "Fund"), as it may be amended from time to time. NOW
Exhibit 9.1 TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 23rd day of June, 1998, by and between Badgley Funds, Inc., a Maryland corporation (hereinafter referred to as the "Company"), and Firstar Trust Company,...Transfer Agent Servicing Agreement • June 11th, 1998 • Badgley Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 23rd day of June, 1998, by and between Badgley Funds, Inc., a Maryland corporation (hereinafter referred to as the "Company"), and Firstar Trust Company, a corporation organized under the laws of the State of Wisconsin (hereinafter referred to as the "FTC"). WHEREAS, the Company is an open-end management investment company which is registered under the Investment Company Act of 1940, as amended (the "1940 Act"); WHEREAS, the Company is authorized to create separate series, each with its own separate investment portfolio; WHEREAS, FTC is a trust company and, among other things, is in the business of administering transfer and dividend disbursing agent functions for the benefit of its customers; and WHEREAS, the Company desires to retain FTC to provide transfer and dividend disbursing agent services to the Badgley Growth Fund (the "Growth Fund"), the Badgley Balanced Fund (the "Balanced Fund") and each additional series of the Company li
FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 23rd day of June, 1998, by and between Badgley Funds, Inc., a Maryland corporation (hereinafter referred to as the "Company"), and Firstar Trust Company, a...Fund Administration Servicing Agreement • June 11th, 1998 • Badgley Funds Inc • Wisconsin
Annual fee based upon average assets per Fund 6 basis points on the first $200 million 5 basis points on the next $500 million 3 basis points on the balance Minimum annual fee:$30,000 per Fund
APPENDIX A Rule 12b-1 Related AgreementBadgley Funds Inc • June 11th, 1998
This letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to a Distribution and Shareholder Servicing Plan (the "Plan") adopted by Badgley Funds, Inc. (the "Corporation"), on behalf of the Badgley Growth Fund (the "Fund"), a series of the Corporation, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the "Act"). The Plan and this related agreement (the "Rule 12b-1 Related Agreement") have been approved by a majority of the Board of Directors of the Corporation, including a majority of the Board of Directors who are not "interested persons" of the Corporation, as defined in the Act, and who have no direct or indirect financial interest in the operation of the Plan or in this or any other Rule 12b-1 Related Agreement (the "Disinterested Directors"), cast in person at a meeting called for the purpose of voting thereon. Such approval included a determination by the Board of Directors that, in the exercise of its
EXHIBIT A to the Investment Advisory AgreementInvestment Advisory Agreement • June 11th, 1998 • Badgley Funds Inc • Washington
THIS AGREEMENT is entered into as of the 23rd day of June, 1998, between Badgley Funds, Inc., a Maryland corporation (the "Corporation") and Badgley, Phelps and Bell, Inc., a Washington corporation (the "Adviser").
Exhibit 8 CUSTODIAN SERVICING AGREEMENT THIS AGREEMENT made as of June 23rd, 1998, between Badgley Funds, Inc., a Maryland corporation (hereinafter called the "Company"), and Firstar Trust Company, a corporation organized under the laws of the State...8 Custodian Servicing Agreement • June 11th, 1998 • Badgley Funds Inc • Wisconsin
Investment transactions (purchase, sale, exchange, tender, redemption, maturity, receipt, delivery): $12.00 per book entry security (depository or Federal Reserve system) $25.00 per definitive security (physical) $25.00 per mutual fund trade $75.00 per Euroclear $ 8.00 per principal reduction on pass- through certificates $35.00 per option/futures contract $15.00 per variation margin $15.00 per Fed wire deposit or withdrawal
Exhibit 9.4 FULFILLMENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 23rd day of June, 1998, by and between Badgley Funds, Inc., a Maryland corporation (hereinafter referred to as the "Company"), Firstar Trust Company, a...4 Fulfillment Servicing Agreement • June 11th, 1998 • Badgley Funds Inc
Assembly and Distribution of Literature Requests Generate customized prospect letters Assembly and insertion of literature items Inventory tracking Inventory storage, reporting Periodic reporting of leads by state, items requested, market source Service Fee: $.45 / lead - insertion of up to 4 items/lead $.15 / additional inserts
