DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 7th day of December, 2005, by and between PERRITT MICROCAP OPPORTUNITIES FUND, INC., a Maryland corporation (the “Corporation”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). PERRITT CAPITAL MANAGEMENT, INC., an Illinois corporation and the investment advisor to the Corporation (the “Advisor”), is a party hereto with respect to Section 5 only.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into this 2nd day of December, 2005, by and between PERRITT MICROCAP OPPORTUNITES FUNDS, INC., a Maryland corporation (the “Corporation”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO PERRITT MICROCAP OPPORTUNITIES FUND, INC. TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc
THIS AMENDMENT dated as of this 6th day of October, 2006, to the Transfer Agent Servicing Agreement dated as of April 4, 2004, as amended March 23, 2006, (the “Agreement”), is entered by and between Perritt Microcap Opportunities Fund, Inc. a Maryland corporation (the “Corporation”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
PERRITT MICROCAP OPPORTUNITIES FUND, INC. AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc
THIS AMENDMENT dated as of this 9th day of January, 2006, to the Custody Agreement, dated as of April 1, 2004, (the “Agreement”), is entered by and between Perritt Microcap Opportunities Fund, Inc., a Maryland corporation (the “Corporation”) and U.S. Bank National Association, a national banking association (the “Custodian”).
AMENDMENT TO PERRITT MICROCAP OPPORTUNITIES FUND, INC.’S SERVICING AGREEMENTSServicing Agreements • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc
THIS AMENDMENT dated as of this 23rd day of March, 2006, to the Custody Agreement dated as of April 1, 2004, as amended, the Fund Accounting Servicing Agreement dated as of December 2, 2005, the Transfer Agent Servicing Agreement dated as of April 4, 2004 and the Distribution Agreement dated as of December 7, 2005, respectively, (the “Agreements”), is entered by and among Perritt Microcap Opportunities Fund, Inc. a Maryland corporation (the “Corporation”), Perritt Capital Management, Inc., an Illinois corporation and the investment advisor to the Corporation (the “Advisor”), U.S. Bank National Association, a national banking association (the “Custodian”), U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”), Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”)
