DISTRIBUTION AGREEMENTDistribution Agreement • March 25th, 2011 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 4th day of February, 2011, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Tiedemann Wealth Management, LLC, a limited liability company and investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with TIEDEMANN WEALTH MANAGEMENT, LLCInvestment Advisory Agreement • March 25th, 2011 • Trust for Professional Managers • Wisconsin
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 4th day of February, 2011, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and Tiedemann Wealth Management, LLC (hereinafter called the “Adviser”), a Delaware limited liability company.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 25th, 2011 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 4th day of February, 2011, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 25th, 2011 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 4th day of February, 2011, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 25th, 2011 • Trust for Professional Managers • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of the 4th day of February, 2011, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Sub-Adviser”), and Tiedemann Wealth Management, LLC, a Delaware limited liability company (the “Adviser”).
CUSTODY AGREEMENTCustody Agreement • March 25th, 2011 • Trust for Professional Managers • Ohio
THIS AGREEMENT is made and entered into as of this 4th day of February, 2011, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 25th, 2011 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 4th day of February, 2011, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT with TIEDEMANN WEALTH MANAGEMENT, LLCOperating Expense Limitation Agreement • March 25th, 2011 • Trust for Professional Managers • Wisconsin
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 4th day of February, 2011, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Tiedemann Wealth Management, LLC (the “Adviser”), a Delaware limited liability company.
