DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2011 • PineBridge Mutual Funds • Wisconsin
THIS AGREEMENT is made and entered into as of March 26, 2010, by and between PINEBRIDGE MUTUAL FUNDS, a Delaware business trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). PINEBRIDGE INVESTMENTS, LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
CUSTODY AGREEMENTCustody Agreement • March 30th, 2011 • PineBridge Mutual Funds • Minnesota
THIS AGREEMENT is made and entered into as of this 23rd day of February 2011, by and between PINEBRIDGE MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 30th, 2011 • PineBridge Mutual Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 23rd day of February 2011, by and between PINEBRIDGE MUTUAL FUNDS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
PINEBRIDGE MUTUAL FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 30th, 2011 • PineBridge Mutual Funds • New York
This Agreement is made as of March 26, 2010, by and between the PineBridge Mutual Funds, a Delaware statutory trust (“Trust”), on behalf of each series of the Trust listed on Schedule A hereto, as may be amended from time to time (each, a “Fund”), and PineBridge Investments LLC, a Delaware limited liability company (“Adviser”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 30th, 2011 • PineBridge Mutual Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 23rd day of February 2011, by and between PINEBRIDGE MUTUAL FUNDS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 30th, 2011 • PineBridge Mutual Funds • Wisconsin
Chief Compliance Officer Support Services FEE SCHEDULE at December, 2010 Chief Compliance Officer Support Services U.S, Bancorp provides support to the Chief Compliance Officer (CCO) of each fund serviced either by U.S. Bancorp Fund Services, LLC or Quasar Distributors, LLC. Indicated below are samples of functions performed by USBFS in this CCO support role: • Business Line Functions Supported • Fund Administration and Compliance • Transfer Agent and Shareholder Services • Fund Accounting • Custody Services • CCO Portal – Web On-line Access to Fund CCO Documents • Daily Resource to Fund CCO, Fund Board, Advisor • Provide USBFS/USB Critical Procedures & Compliance Controls • Daily and Periodic Reporting • Periodic CCO Conference Calls • Dissemination of Industry/Regulatory Information • Client & Business Line CCO Education & Training • Due Diligence Review of USBFS Service Facilities • Quarterly USBFS Certification • Board Meeting Presentation and Board Support • Testing, Documentation
